11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,609 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Revolving fund for certification and other services OMB Acct: 009-10-4309 Tres Acct: 75-4309 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2,611 2,611 2,611 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 4,097 4,097 4,097 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 3 3 3 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 204 204 204 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6,915 6,915 6,915 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,610 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Revolving fund for certification and other services OMB Acct: 009-10-4309 Tres Acct: 75-4309 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,447 4,447 4,447 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 413 413 413 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. 2,055 2,055 2,055 C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 6,915 6,915 6,915 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,261 1,261 1,261 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 478 478 478 D. Accounts payable.......................... 1,119 1,119 1,119 15. Outlays: A. Disbursements (+)......................... 3,907 3,907 3,907 B. Collections (-)........................... -4,101 -4,101 -4,101 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,611 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0600 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,040,638 1,040,638 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -147,276 142,316 -4,960 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 75,844 131 75,975 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 148,313 408 21,746 170,467 2. Receivables from Federal sources....... 2,818 2,818 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 5,443 5,443 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -2,977 -2,977 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 76,880 408 1,209,984 131 1,287,403 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,612 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0600 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 220 1,185,461 131 1,185,812 B. Total, Category B, direct obligations..... 14,111 14,111 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 24,471 24,471 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 59,729 188 51 59,968 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. 3,040 3,040 C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 76,880 408 1,209,984 131 1,287,403 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4 4 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -2,818 -2,818 B. Unfilled customer orders 1. Federal sources without advance........ -5,443 -5,443 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 208,565 208,565 D. Accounts payable.......................... 62,950 62,950 15. Outlays: A. Disbursements (+)......................... 14,111 220 938,417 135 952,883 B. Collections (-)........................... -148,313 -408 -21,746 -170,467 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,613 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0600 / X CURRENT Break Out of Category B Obligations MQSA & Export Cert 14,111 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,614 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0600 / 99 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 110 240 2,418 6,508 8,057 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 7,813 2,851 361 466 -328 2. Receivables from Federal sources....... -539 66 -62 -392 -127 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -3,445 -2,058 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 53,245 8,888 1,213 1,350 6,607 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -14,209 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 57,184 9,986 3,929 7,933 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,615 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0600 / 99 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 57,086 8,977 808 1,072 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 98 1,010 3,121 6,860 11. Total Status Of Budgetary Resources.......... 57,184 9,986 3,929 7,933 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 226,216 49,120 16,227 13,935 8,358 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,972 -821 -681 B. Unfilled customer orders 1. Federal sources without advance........ -1,002 -305 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 48,808 17,202 9,987 9,433 D. Accounts payable.......................... 4,936 1,188 2,071 1,503 15. Outlays: A. Disbursements (+)......................... 183,271 33,936 4,507 3,113 1,878 B. Collections (-)........................... -7,813 -2,851 -361 -466 328 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,616 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0600 EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,040,638 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -4,960 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 17,333 93,308 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 11,163 181,630 2. Receivables from Federal sources....... -1,054 1,764 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -5,503 -60 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 71,303 71,303 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -14,209 -14,209 B. Enacted rescissions of PY balances........ -2,977 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 79,032 1,366,435 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,617 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0600 EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 67,943 1,253,755 B. Total, Category B, direct obligations..... 14,111 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 24,471 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 59,968 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. 3,040 C. Withheld pending rescission............... D. Other..................................... 11,089 11,089 11. Total Status Of Budgetary Resources.......... 79,032 1,366,435 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 313,856 313,860 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,474 -6,292 B. Unfilled customer orders 1. Federal sources without advance........ -1,307 -6,750 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 85,430 293,995 D. Accounts payable.......................... 9,698 72,648 15. Outlays: A. Disbursements (+)......................... 226,705 1,179,588 B. Collections (-)........................... -11,163 -181,630 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,618 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0601 / X CURRENT / 98 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 4,946 4,946 4,946 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4,946 4,946 4,946 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,619 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0601 / X CURRENT / 98 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 4,946 4,946 4,946 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 4,946 4,946 4,946 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3,572 3,572 3,572 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 4,946 4,946 3,572 3,572 8,518 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,620 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0601 / X CURRENT Break Out of Category B Obligations GSA Delegated Buildings 4,946 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,621 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0603 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 11,350 11,350 11,350 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 24,126 24,126 24,126 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 57 57 57 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,876 1,876 1,876 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 37,409 37,409 37,409 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,622 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-0603 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 10,553 10,553 10,553 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 26,856 26,856 26,856 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 37,409 37,409 37,409 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 17,400 17,400 17,400 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 9,780 9,780 9,780 D. Accounts payable.......................... 331 331 331 15. Outlays: A. Disbursements (+)......................... 15,966 15,966 15,966 B. Collections (-)........................... -57 -57 -57 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,623 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-5148 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,109 1,109 1,109 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 279 279 279 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2 2 2 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 10 10 10 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,400 1,400 1,400 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,624 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Food and Drug Administration Acct: Salaries and expenses OMB Acct: 009-10-9911 Tres Acct: 75-5148 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 774 774 774 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 626 626 626 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 1,400 1,400 1,400 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 213 213 213 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 370 370 370 D. Accounts payable.......................... 63 63 63 15. Outlays: A. Disbursements (+)......................... 544 544 544 B. Collections (-)........................... -2 -2 -2 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,625 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Food and Drug Administration Acct: BUREAU TOTAL OMB Acct: 009-10- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 12,459 1,040,638 1,053,097 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -142,330 142,316 -14 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 102,860 131 102,991 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 152,469 408 21,746 174,623 2. Receivables from Federal sources....... 2,818 2,818 B. Change in unfilled customer orders: 1. Advance received....................... 3 3 2. Without advance from Federal sources... 5,443 5,443 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 2,090 2,090 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -2,977 -2,977 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 127,550 408 1,209,984 131 1,338,073 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,626 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Food and Drug Administration Acct: BUREAU TOTAL OMB Acct: 009-10- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 15,774 220 1,185,461 131 1,201,586 B. Total, Category B, direct obligations..... 19,057 19,057 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 24,471 24,471 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 87,624 188 51 87,863 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. 5,095 5,095 C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 127,550 408 1,209,984 131 1,338,073 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 18,874 4 18,878 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -2,818 -2,818 B. Unfilled customer orders 1. Federal sources without advance........ -5,443 -5,443 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 10,628 208,565 219,193 D. Accounts payable.......................... 1,513 62,950 64,463 15. Outlays: A. Disbursements (+)......................... 39,474 220 938,417 135 978,246 B. Collections (-)........................... -152,473 -408 -21,746 -174,627 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,627 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Food and Drug Administration Acct: BUREAU TOTAL OMB Acct: 009-10- Tres Acct: / 99 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 110 240 2,418 6,508 8,057 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 7,813 2,851 361 466 -328 2. Receivables from Federal sources....... -539 66 -62 -392 -127 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -3,445 -2,058 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 53,245 8,888 1,213 1,350 6,607 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -14,209 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 57,184 9,986 3,929 7,933 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,628 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Food and Drug Administration Acct: BUREAU TOTAL OMB Acct: 009-10- Tres Acct: / 99 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 57,086 8,977 808 1,072 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 98 1,010 3,121 6,860 11. Total Status Of Budgetary Resources.......... 57,184 9,986 3,929 7,933 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 226,216 52,692 16,227 13,935 8,358 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,972 -821 -681 B. Unfilled customer orders 1. Federal sources without advance........ -1,002 -305 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 48,808 17,202 9,987 9,433 D. Accounts payable.......................... 4,936 1,188 2,071 1,503 15. Outlays: A. Disbursements (+)......................... 183,271 37,508 4,507 3,113 1,878 B. Collections (-)........................... -7,813 -2,851 -361 -466 328 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,629 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Food and Drug Administration Acct: BUREAU TOTAL OMB Acct: 009-10- Tres Acct: EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,053,097 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -14 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 17,333 120,324 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 11,163 185,786 2. Receivables from Federal sources....... -1,054 1,764 B. Change in unfilled customer orders: 1. Advance received....................... 3 2. Without advance from Federal sources... -5,503 -60 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 71,303 73,393 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -14,209 -14,209 B. Enacted rescissions of PY balances........ -2,977 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 79,032 1,417,105 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,630 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Food and Drug Administration Acct: BUREAU TOTAL OMB Acct: 009-10- Tres Acct: EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 67,943 1,269,529 B. Total, Category B, direct obligations..... 19,057 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 24,471 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 87,863 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. 5,095 C. Withheld pending rescission............... D. Other..................................... 11,089 11,089 11. Total Status Of Budgetary Resources.......... 79,032 1,417,105 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 317,428 336,306 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,474 -6,292 B. Unfilled customer orders 1. Federal sources without advance........ -1,307 -6,750 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 85,430 304,623 D. Accounts payable.......................... 9,698 74,161 15. Outlays: A. Disbursements (+)......................... 230,277 1,208,523 B. Collections (-)........................... -11,163 -185,790 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,631 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Vaccine injury compensation OMB Acct: 009-15-0320 Tres Acct: 75-0320 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 115,327 115,327 115,327 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 928 928 928 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 116,255 116,255 116,255 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,632 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Vaccine injury compensation OMB Acct: 009-15-0320 Tres Acct: 75-0320 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 73,572 73,572 73,572 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 42,683 42,683 42,683 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 116,255 116,255 116,255 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 5,034 5,034 5,034 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 2,774 2,774 2,774 15. Outlays: A. Disbursements (+)......................... 74,904 74,904 74,904 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,633 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Vaccine injury compensation OMB Acct: 009-15-0320 Tres Acct: 75-0320 / X CURRENT Break Out of Category B Obligations Claims 73,572 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,634 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Education assistance loans program account OMB Acct: 009-15-0340 Tres Acct: 75-0340 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 3,687 3,687 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 82 37 1 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,687 3,687 82 37 1 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,635 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Education assistance loans program account OMB Acct: 009-15-0340 Tres Acct: 75-0340 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 3,649 3,649 7 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 38 38 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 75 37 1 11. Total Status Of Budgetary Resources.......... 3,687 3,687 82 37 1 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,183 365 87 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 497 497 153 349 87 D. Accounts payable.......................... 212 212 31 2 8 15. Outlays: A. Disbursements (+)......................... 2,940 2,940 1,005 13 -8 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,636 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Education assistance loans program account OMB Acct: 009-15-0340 Tres Acct: 75-0340 / 00 / 99 CURRENT EXPIRED Break Out of Category B Obligations Administrative Expenses 3,649 7 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,637 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Education assistance loans program account OMB Acct: 009-15-0340 Tres Acct: 75-0340 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 3,687 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 100 36 256 256 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 3 3 3 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -39 -39 -39 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 100 220 3,907 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,638 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Education assistance loans program account OMB Acct: 009-15-0340 Tres Acct: 75-0340 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 7 3,656 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 38 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 100 213 213 11. Total Status Of Budgetary Resources.......... 100 220 3,907 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 83 3 1,721 1,721 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 83 672 1,169 D. Accounts payable.......................... 41 253 15. Outlays: A. Disbursements (+)......................... 1,010 3,950 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,639 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 4,003 3,000 4,637,821 4,644,824 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -24 -6,711 -6,735 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 21,348 3,348 24,696 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 17,106 4,791 45,422 6,017 73,336 2. Receivables from Federal sources....... 52,443 52,443 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,115 1,115 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -21,356 -21,356 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 43,547 7,791 4,707,619 9,365 4,768,322 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,640 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,164,787 2,164,787 B. Total, Category B, direct obligations..... 21,019 2,436,722 9,365 2,467,106 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 97,865 97,865 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 22,528 7,791 8,245 38,564 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 43,547 7,791 4,707,619 9,365 4,768,322 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 20,052 20,052 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -52,443 -52,443 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 19,554 2,694,814 7,802 2,722,170 D. Accounts payable.......................... 43 15,400 15,443 15. Outlays: A. Disbursements (+)......................... 20,359 1,989,160 1,563 2,011,082 B. Collections (-)........................... -17,106 -4,791 -45,422 -6,017 -73,336 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,641 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 / X / 00 99 / 00 CURRENT CURRENT CURRENT Break Out of Category B Obligations Multiple Categories 14,049 708,986 9,365 Buildings and Facilities / HIV/AIDS 252 1,594,228 Nursing Student Loans / HEALTHY START 2,659 89,982 Hlth Teach Const-Int Sub / ABSTINENCE 284 43,526 Health Centers Loan Sub 3,775 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,642 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,478 2 35 1 2,562 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 42,387 518 874 2. Receivables from Federal sources....... -371 -874 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -42,016 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 634 6,285 601 5,843 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,112 520 6,321 602 8,405 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,643 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,112 520 6,321 602 8,405 11. Total Status Of Budgetary Resources.......... 2,112 520 6,321 602 8,405 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,522,398 6,124 376,144 229 115,654 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -127 -301 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 536,909 443 166,537 60 58,989 D. Accounts payable.......................... 1,778 284 3 7,651 15. Outlays: A. Disbursements (+)......................... 2,025,591 5,681 204,213 -435 43,171 B. Collections (-)........................... -42,387 -518 -874 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,644 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 22 4,101 308 5,787 97 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 25 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 5,277 17,183 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -22,971 -122 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 22 9,379 308 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,645 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 22 9,379 308 11. Total Status Of Budgetary Resources.......... 22 9,379 308 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,071 33,403 17,975 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,006 D. Accounts payable.......................... 3 15. Outlays: A. Disbursements (+)......................... 62 28,126 791 B. Collections (-)........................... -25 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,646 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 4,644,824 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -6,735 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 14,393 39,089 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 43,804 117,140 2. Receivables from Federal sources....... -1,245 51,198 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -42,016 -42,016 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 35,823 36,938 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -23,093 -23,093 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -21,356 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 27,669 4,795,991 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,647 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health Resources and Services OMB Acct: 009-15-0350 Tres Acct: 75-0350 EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,164,787 B. Total, Category B, direct obligations..... 2,467,106 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 97,865 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 38,564 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 27,669 27,669 11. Total Status Of Budgetary Resources.......... 27,669 4,795,991 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3,072,998 3,093,050 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -428 -52,871 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 763,944 3,486,114 D. Accounts payable.......................... 9,719 25,162 15. Outlays: A. Disbursements (+)......................... 2,307,200 4,318,282 B. Collections (-)........................... -43,804 -117,140 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,648 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health Resources and Services OMB Acct: 009-15-0350 ROBERT BAILEY Tres Acct: 75-0365 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 5,000 5,000 5,000 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 23,153 23,153 23,153 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 28,153 28,153 28,153 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,649 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health Resources and Services OMB Acct: 009-15-0350 ROBERT BAILEY Tres Acct: 75-0365 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 11,528 11,528 11,528 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 16,625 16,625 16,625 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 28,153 28,153 28,153 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 338 338 338 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 542 542 542 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 11,324 11,324 11,324 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,650 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health Resources and Services OMB Acct: 009-15-0350 ROBERT BAILEY Tres Acct: 75-0365 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Claims 11,528 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,651 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health Resources and Services OMB Acct: 009-15-0350 ROBERT BAILEY Tres Acct: 75-3903 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,739 2,739 2,739 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,567 3,567 3,567 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6,306 6,306 6,306 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,652 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health Resources and Services OMB Acct: 009-15-0350 ROBERT BAILEY Tres Acct: 75-3903 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. 3,901 3,901 3,901 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 2,404 2,404 2,404 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 6,306 6,306 6,306 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -539 -539 -539 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 3,362 3,362 3,362 B. Collections (-)........................... -3,567 -3,567 -3,567 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,653 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 00 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,203 1,203 1,203 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,203 1,203 1,203 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,654 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 00 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 31 31 31 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 469 469 469 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 703 703 703 11. Total Status Of Budgetary Resources.......... 1,203 1,203 1,203 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 4 4 4 15. Outlays: A. Disbursements (+)......................... 27 27 27 B. Collections (-)........................... -1,203 -1,203 -1,203 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,655 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 00 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 31 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,656 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 92 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 88,738 88,738 88,738 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 6,725 6,725 6,725 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 95,463 95,463 95,463 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,657 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 92 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,384 1,384 1,384 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 8,616 8,616 8,616 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 85,463 85,463 85,463 11. Total Status Of Budgetary Resources.......... 95,463 95,463 95,463 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 117 117 117 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 117 117 117 15. Outlays: A. Disbursements (+)......................... 1,384 1,384 1,384 B. Collections (-)........................... -6,725 -6,725 -6,725 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,658 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 92 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 1,384 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,659 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 93 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 80,931 80,931 80,931 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 5,297 5,297 5,297 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 86,228 86,228 86,228 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,660 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 93 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,659 1,659 1,659 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 6,341 6,341 6,341 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 78,228 78,228 78,228 11. Total Status Of Budgetary Resources.......... 86,228 86,228 86,228 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3 3 3 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 3 3 3 15. Outlays: A. Disbursements (+)......................... 1,659 1,659 1,659 B. Collections (-)........................... -5,297 -5,297 -5,297 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,661 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 93 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 1,659 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,662 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 94 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 47,044 47,044 47,044 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 4,304 4,304 4,304 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 51,347 51,347 51,347 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,663 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 94 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 4,064 4,064 4,064 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,936 2,936 2,936 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 44,347 44,347 44,347 11. Total Status Of Budgetary Resources.......... 51,347 51,347 51,347 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 20 20 20 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 20 20 20 15. Outlays: A. Disbursements (+)......................... 4,064 4,064 4,064 B. Collections (-)........................... -4,304 -4,304 -4,304 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,664 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 94 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 4,064 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,665 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 95 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 41,264 41,264 41,264 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2,096 2,096 2,096 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 43,360 43,360 43,360 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,666 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 95 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 4,017 4,017 4,017 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,983 2,983 2,983 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 36,360 36,360 36,360 11. Total Status Of Budgetary Resources.......... 43,360 43,360 43,360 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 4,017 4,017 4,017 B. Collections (-)........................... -2,096 -2,096 -2,096 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,667 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 95 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 4,017 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,668 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 96 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 13,971 13,971 13,971 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 631 631 631 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 14,602 14,602 14,602 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,669 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 96 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,940 1,940 1,940 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 4,060 4,060 4,060 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 8,602 8,602 8,602 11. Total Status Of Budgetary Resources.......... 14,602 14,602 14,602 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 1,940 1,940 1,940 B. Collections (-)........................... -631 -631 -631 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,670 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 96 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 1,940 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,671 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 97 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 13,971 13,971 13,971 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 678 678 678 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 14,649 14,649 14,649 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,672 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 97 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,587 1,587 1,587 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 3,413 3,413 3,413 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 9,649 9,649 9,649 11. Total Status Of Budgetary Resources.......... 14,649 14,649 14,649 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 1,587 1,587 1,587 B. Collections (-)........................... -678 -678 -678 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,673 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 97 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 1,587 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,674 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 98 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 9,162 9,162 9,162 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 265 265 265 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 9,427 9,427 9,427 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,675 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 98 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 484 484 484 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 3,516 3,516 3,516 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 5,427 5,427 5,427 11. Total Status Of Budgetary Resources.......... 9,427 9,427 9,427 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -84 -84 -84 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 568 568 568 B. Collections (-)........................... -265 -265 -265 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,676 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 98 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 484 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,677 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 99 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 551 551 551 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 551 551 551 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,678 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 99 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 164 164 164 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 336 336 336 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 51 51 51 11. Total Status Of Budgetary Resources.......... 551 551 551 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 164 164 164 B. Collections (-)........................... -551 -551 -551 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,679 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health education assistance loans financing account OMB Acct: 009-15-4304 ROBERT BAILEY Tres Acct: 75-4304 G 99 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Default Claims 164 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,680 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health education assistance loans liquidating account OMB Acct: 009-15-4305 Tres Acct: 75-4305 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 31,500 31,500 31,500 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 20,450 20,450 20,450 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -24,176 -24,176 -24,176 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 27,775 27,775 27,775 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,681 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health education assistance loans liquidating account OMB Acct: 009-15-4305 Tres Acct: 75-4305 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 27,775 27,775 27,775 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 27,775 27,775 27,775 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 12,538 12,538 12,538 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 9,369 9,369 9,369 D. Accounts payable.......................... 12,210 12,210 12,210 15. Outlays: A. Disbursements (+)......................... 18,734 18,734 18,734 B. Collections (-)........................... -20,450 -20,450 -20,450 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,682 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Health education assistance loans liquidating account OMB Acct: 009-15-4305 Tres Acct: 75-4305 / X CURRENT Break Out of Category B Obligations default claims 27,775 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,683 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health center guaranteed loan financing account OMB Acct: 009-15-4442 ROBERT BAILEY Tres Acct: 75-4442 G 00 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... 20 20 20 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 22 22 22 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 42 42 42 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,684 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health center guaranteed loan financing account OMB Acct: 009-15-4442 ROBERT BAILEY Tres Acct: 75-4442 G 00 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 42 42 42 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 42 42 42 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... B. Collections (-)........................... -22 -22 -22 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,685 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health center guaranteed loan financing account OMB Acct: 009-15-4442 ROBERT BAILEY Tres Acct: 75-4442 G 98 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 613 613 613 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,809 3,809 3,809 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4,423 4,423 4,423 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,686 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health center guaranteed loan financing account OMB Acct: 009-15-4442 ROBERT BAILEY Tres Acct: 75-4442 G 98 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 4,216 4,216 4,216 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 206 206 206 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 4,423 4,423 4,423 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 4,216 4,216 4,216 B. Collections (-)........................... -3,809 -3,809 -3,809 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,687 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health center guaranteed loan financing account OMB Acct: 009-15-4442 ROBERT BAILEY Tres Acct: 75-4442 G 98 (301) 443-5120 / X CURRENT Break Out of Category B Obligations LOAN REPAYMENT 4,216 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,688 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health center guaranteed loan financing account OMB Acct: 009-15-4442 ROBERT BAILEY Tres Acct: 75-4442 G 99 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 20 20 20 B. Net transfers, PY balance, actual......... -20 -20 -20 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,689 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Health center guaranteed loan financing account OMB Acct: 009-15-4442 ROBERT BAILEY Tres Acct: 75-4442 G 99 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,690 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Ricky Ray hemophilia relief fund OMB Acct: 009-15-8074 Tres Acct: 75-8074 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 75,000 75,000 75,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 75,000 75,000 75,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,691 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Ricky Ray hemophilia relief fund OMB Acct: 009-15-8074 Tres Acct: 75-8074 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 44,036 44,036 44,036 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 30,964 30,964 30,964 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 75,000 75,000 75,000 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 10,700 10,700 10,700 15. Outlays: A. Disbursements (+)......................... 33,336 33,336 33,336 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,692 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Ricky Ray hemophilia relief fund OMB Acct: 009-15-8074 Tres Acct: 75-8074 / X CURRENT Break Out of Category B Obligations claims 39,000 Administrative Costs 5,036 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,693 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Vaccine injury compensation program trust fund OMB Acct: 009-15-8175 Tres Acct: 20-8175 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 216,171 216,171 216,171 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -62,548 -62,548 -62,548 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,399,923 1,399,923 1,399,923 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,553,545 1,553,545 1,553,545 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,694 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Vaccine injury compensation program trust fund OMB Acct: 009-15-8175 Tres Acct: 20-8175 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. 7,792 7,792 7,792 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 1,545,753 1,545,753 1,545,753 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 1,553,545 1,553,545 1,553,545 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 7,792 7,792 7,792 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,695 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Medical facilities guarantee and loan fund OMB Acct: 009-15-9931 Tres Acct: 75-4306 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 34 34 34 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 34 34 34 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,696 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Medical facilities guarantee and loan fund OMB Acct: 009-15-9931 Tres Acct: 75-4306 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 34 34 34 11. Total Status Of Budgetary Resources.......... 34 34 34 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,697 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Medical facilities guarantee and loan fund OMB Acct: 009-15-9931 Tres Acct: 75-4307 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 39 39 39 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 39 39 39 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,698 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Resources and Services Administration Acct: Medical facilities guarantee and loan fund OMB Acct: 009-15-9931 Tres Acct: 75-4307 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 39 39 39 11. Total Status Of Budgetary Resources.......... 39 39 39 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,699 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Medical facilities guarantee and loan fund OMB Acct: 009-15-9931 ROBERT BAILEY Tres Acct: 75-4430 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,000 1,000 1,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -2,565 -2,565 -2,565 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 48,351 48,351 48,351 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 4,738 4,738 4,738 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 4 4 4 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 51,529 51,529 51,529 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,700 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Medical facilities guarantee and loan fund OMB Acct: 009-15-9931 ROBERT BAILEY Tres Acct: 75-4430 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 672 672 672 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 50,856 50,856 50,856 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 51,529 51,529 51,529 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 14,720 14,720 14,720 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -35 -35 -35 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 628 628 628 D. Accounts payable.......................... 13,929 13,929 13,929 15. Outlays: A. Disbursements (+)......................... 866 866 866 B. Collections (-)........................... -4,738 -4,738 -4,738 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,701 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Health Resources and Services Administration (301) 443-5942 Acct: Medical facilities guarantee and loan fund OMB Acct: 009-15-9931 ROBERT BAILEY Tres Acct: 75-4430 (301) 443-5120 / X CURRENT Break Out of Category B Obligations Interest Subsidy Fund 672 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,702 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Resources and Services Administration Acct: BUREAU TOTAL OMB Acct: 009-15- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 330,413 3,000 4,641,508 4,974,921 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -60,137 -6,711 -66,848 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,903,889 3,348 1,907,237 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 71,442 4,791 45,422 6,017 127,672 2. Receivables from Federal sources....... 52,443 52,443 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 2,047 2,047 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -24,176 -24,176 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -21,356 -21,356 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,223,478 7,791 4,711,306 9,365 6,951,940 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,703 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Resources and Services Administration Acct: BUREAU TOTAL OMB Acct: 009-15- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,164,787 2,164,787 B. Total, Category B, direct obligations..... 198,148 2,440,371 9,365 2,647,884 C. Not subject to apportionment.............. 11,693 11,693 D. Reimbursable obligations.................. 97,865 97,865 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 145,718 7,791 8,283 161,792 2. Anticipated............................ B. Exemption from apportionment.............. 1,599,013 1,599,013 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 268,903 268,903 11. Total Status Of Budgetary Resources.......... 2,223,478 7,791 4,711,306 9,365 6,951,940 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 52,283 52,283 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -119 -52,443 -52,562 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 30,093 2,695,311 7,802 2,733,206 D. Accounts payable.......................... 39,800 15,612 55,412 15. Outlays: A. Disbursements (+)......................... 190,303 1,992,100 1,563 2,183,966 B. Collections (-)........................... -71,442 -4,791 -45,422 -6,017 -127,672 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,704 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Resources and Services Administration Acct: BUREAU TOTAL OMB Acct: 009-15- Tres Acct: / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,560 2 72 1 2,563 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 42,387 518 874 2. Receivables from Federal sources....... -371 -874 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -42,016 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 634 6,285 601 5,843 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,194 520 6,358 602 8,406 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,705 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Resources and Services Administration Acct: BUREAU TOTAL OMB Acct: 009-15- Tres Acct: / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 7 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,187 520 6,358 602 8,406 11. Total Status Of Budgetary Resources.......... 2,194 520 6,358 602 8,406 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,523,581 6,124 376,509 229 115,741 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -127 -301 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 537,062 443 166,886 60 59,076 D. Accounts payable.......................... 1,809 286 3 7,659 15. Outlays: A. Disbursements (+)......................... 2,026,596 5,681 204,226 -435 43,163 B. Collections (-)........................... -42,387 -518 -874 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,706 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Resources and Services Administration Acct: BUREAU TOTAL OMB Acct: 009-15- Tres Acct: 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 22 4,201 308 5,823 97 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 25 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 5,277 17,186 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -23,010 -122 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 22 9,479 308 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,707 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Resources and Services Administration Acct: BUREAU TOTAL OMB Acct: 009-15- Tres Acct: 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 22 9,479 308 11. Total Status Of Budgetary Resources.......... 22 9,479 308 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,071 33,486 17,978 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,006 83 D. Accounts payable.......................... 3 15. Outlays: A. Disbursements (+)......................... 62 28,126 791 B. Collections (-)........................... -25 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,708 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Resources and Services Administration Acct: BUREAU TOTAL OMB Acct: 009-15- Tres Acct: EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 4,974,921 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -66,848 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 14,649 1,921,886 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 43,804 171,476 2. Receivables from Federal sources....... -1,245 51,198 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -42,016 -42,016 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 35,826 37,873 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -23,132 -47,308 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -21,356 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 27,889 6,979,829 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,709 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Resources and Services Administration Acct: BUREAU TOTAL OMB Acct: 009-15- Tres Acct: EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,164,787 B. Total, Category B, direct obligations..... 7 2,647,891 C. Not subject to apportionment.............. 11,693 D. Reimbursable obligations.................. 97,865 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 161,792 2. Anticipated............................ B. Exemption from apportionment.............. 1,599,013 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 27,882 296,785 11. Total Status Of Budgetary Resources.......... 27,889 6,979,829 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3,074,719 3,127,002 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -428 -52,990 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 764,616 3,497,822 D. Accounts payable.......................... 9,760 65,172 15. Outlays: A. Disbursements (+)......................... 2,308,210 4,492,176 B. Collections (-)........................... -43,804 -171,476 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,710 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 12,000 395,290 1,671,677 2,078,967 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 30,000 14,894 -14,899 29,995 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 100,508 1,855 102,363 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 568,764 21,117 589,881 2. Receivables from Federal sources....... 3,917 28,777 32,694 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,701 1,701 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -716 -4,078 -4,794 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 712,973 409,468 1,677,734 30,631 2,830,806 ____________________________________________________________________________________________________________________________________ Footnotes appear on following page. 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,711 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 /X Ln 1A P.L. 106-113 /X Ln 1D P.L. 105-33 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,712 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 556,224 404,189 1,664,146 30,630 2,655,189 B. Total, Category B, direct obligations..... 12,586 12,586 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 156,047 5,279 1,002 1 162,329 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 701 701 11. Total Status Of Budgetary Resources.......... 712,973 409,468 1,677,734 30,631 2,830,806 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 170,156 81,523 251,679 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,917 -28,777 -32,694 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 102,679 96,622 109,929 309,230 D. Accounts payable.......................... 28,382 5,024 50,266 2,096 85,768 15. Outlays: A. Disbursements (+)......................... 593,617 302,543 1,516,537 110,057 2,522,754 B. Collections (-)........................... -568,764 -21,117 -589,881 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,713 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 / 00 CURRENT Break Out of Category B Obligations LOAN REPAYMENT 12,586 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,714 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 / 99 98 / 99 / 98 97 / 98 96 / 98 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 389 3,357 13,566 6 394 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,667 2. Receivables from Federal sources....... -1,667 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 7,017 186 17,385 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 7,407 3,543 13,566 17,391 394 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,715 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 / 99 98 / 99 / 98 97 / 98 96 / 98 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 610 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 7,407 3,543 12,956 17,391 394 11. Total Status Of Budgetary Resources.......... 7,407 3,543 13,566 17,391 394 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 154,813 50,821 -22,350 31,208 15,344 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,657 -58,651 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 47,847 12,778 19,331 11,303 14,929 D. Accounts payable.......................... 8,217 29,751 5,547 417 268 15. Outlays: A. Disbursements (+)......................... 95,056 8,106 12,033 2,104 147 B. Collections (-)........................... -1,667 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,716 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 / 97 96 / 97 95 / 97 / 96 95 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5,462 4,550 570 5,909 3,759 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 801 37 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6,263 4,550 570 5,946 3,759 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,717 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 / 97 96 / 97 95 / 97 / 96 95 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,709 2,308 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 6,263 2,840 570 5,946 1,451 11. Total Status Of Budgetary Resources.......... 6,263 4,550 570 5,946 3,759 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -14,475 20,241 4,197 -15,028 1,413 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -39,627 -18,028 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 15,242 19,711 128 551 D. Accounts payable.......................... 4,720 2,093 35,546 2,140 149 15. Outlays: A. Disbursements (+)......................... 4,389 146 524 823 3,020 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,718 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 94 / 96 / 95 94 / 95 93 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 108 4,908 1,139 44,117 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,667 2. Receivables from Federal sources....... -1,667 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 25,426 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -4,908 -1,139 -6,047 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 108 63,497 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,719 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 94 / 96 / 95 94 / 95 93 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,627 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 108 58,869 11. Total Status Of Budgetary Resources.......... 108 63,497 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 8,880 816 4,658 -16 240,522 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -2,036 -119,999 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,199 144,019 D. Accounts payable.......................... 6,682 95,530 15. Outlays: A. Disbursements (+)......................... 2,852 4,658 -16 133,842 B. Collections (-)........................... -1,667 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,720 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,078,967 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 29,995 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 146,480 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 591,548 2. Receivables from Federal sources....... 31,027 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 27,127 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -6,047 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -4,794 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,894,303 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,721 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Indian Health Services Acct: Indian Health Services OMB Acct: 009-17-0390 Tres Acct: 75-0390 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,659,816 B. Total, Category B, direct obligations..... 12,586 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 162,329 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 59,570 11. Total Status Of Budgetary Resources.......... 2,894,303 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 492,201 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -152,693 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 453,249 D. Accounts payable.......................... 181,298 15. Outlays: A. Disbursements (+)......................... 2,656,596 B. Collections (-)........................... -591,548 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,722 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Indian Health Services (301) 443-5942 Acct: Indian Health Services OMB Acct: 009-17-0390 JEAN C. HOLMES Tres Acct: 75-3921 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 13,078 13,078 13,078 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 14,018 14,018 14,018 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 27,096 27,096 27,096 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,723 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Indian Health Services (301) 443-5942 Acct: Indian Health Services OMB Acct: 009-17-0390 JEAN C. HOLMES Tres Acct: 75-3921 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 9,665 9,665 9,665 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 17,431 17,431 17,431 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 27,096 27,096 27,096 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -296 -296 -296 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -8,281 -8,281 -8,281 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 5,830 5,830 5,830 D. Accounts payable.......................... 459 459 459 15. Outlays: A. Disbursements (+)......................... 11,362 11,362 11,362 B. Collections (-)........................... -14,018 -14,018 -14,018 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,724 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Indian Health Services (301) 443-5942 Acct: Indian health facilities OMB Acct: 009-17-0391 JEAN C. HOLMES Tres Acct: 75-0391 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 316,555 316,555 316,555 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 70,005 70,005 70,005 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 7,982 7,982 7,982 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 394,542 394,542 394,542 ____________________________________________________________________________________________________________________________________ /X Ln 1A P.L. 106-106 $ 106-113 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,725 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Indian Health Services (301) 443-5942 Acct: Indian health facilities OMB Acct: 009-17-0391 JEAN C. HOLMES Tres Acct: 75-0391 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 307,514 307,514 307,514 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 87,027 87,027 87,027 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 394,542 394,542 394,542 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 333,329 333,329 333,329 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 304,872 304,872 304,872 D. Accounts payable.......................... 20,057 20,057 20,057 15. Outlays: A. Disbursements (+)......................... 315,914 315,914 315,914 B. Collections (-)........................... -7,982 -7,982 -7,982 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,726 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Indian Health Services (301) 443-5942 Acct: Indian health facilities OMB Acct: 009-17-0391 JEAN C. HOLMES Tres Acct: 75-5071 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 765 765 765 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2,011 2,011 2,011 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... 4,602 4,602 4,602 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 7,377 7,377 7,377 ____________________________________________________________________________________________________________________________________ /X Ln 1A INCOME 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,727 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Indian Health Services (301) 443-5942 Acct: Indian health facilities OMB Acct: 009-17-0391 JEAN C. HOLMES Tres Acct: 75-5071 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,301 4,301 4,301 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 3,076 3,076 3,076 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 7,377 7,377 7,377 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,136 1,136 1,136 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -10,755 -10,755 -10,755 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 6,196 6,196 6,196 D. Accounts payable.......................... 194 194 194 15. Outlays: A. Disbursements (+)......................... 5,200 5,200 5,200 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,728 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 329,320 395,290 1,671,677 2,396,287 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 30,000 14,894 -14,899 29,995 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 185,602 1,855 187,457 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 590,764 21,117 611,881 2. Receivables from Federal sources....... 4,602 3,917 28,777 37,296 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,701 1,701 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -716 -4,078 -4,794 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,141,988 409,468 1,677,734 30,631 3,259,821 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,729 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 877,704 404,189 1,664,146 30,630 2,976,669 B. Total, Category B, direct obligations..... 12,586 12,586 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 246,150 5,279 1,002 1 252,432 2. Anticipated............................ B. Exemption from apportionment.............. 17,431 17,431 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 701 701 11. Total Status Of Budgetary Resources.......... 1,141,988 409,468 1,677,734 30,631 3,259,821 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 504,325 81,523 585,848 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -19,036 -3,917 -28,777 -51,730 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 419,577 96,622 109,929 626,128 D. Accounts payable.......................... 49,092 5,024 50,266 2,096 106,478 15. Outlays: A. Disbursements (+)......................... 926,093 302,543 1,516,537 110,057 2,855,230 B. Collections (-)........................... -590,764 -21,117 -611,881 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,730 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: / 99 98 / 99 / 98 97 / 98 96 / 98 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 389 3,357 13,566 6 394 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,667 2. Receivables from Federal sources....... -1,667 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 7,017 186 17,385 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 7,407 3,543 13,566 17,391 394 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,731 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: / 99 98 / 99 / 98 97 / 98 96 / 98 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 610 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 7,407 3,543 12,956 17,391 394 11. Total Status Of Budgetary Resources.......... 7,407 3,543 13,566 17,391 394 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 154,813 50,821 -22,350 31,208 15,344 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,657 -58,651 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 47,847 12,778 19,331 11,303 14,929 D. Accounts payable.......................... 8,217 29,751 5,547 417 268 15. Outlays: A. Disbursements (+)......................... 95,056 8,106 12,033 2,104 147 B. Collections (-)........................... -1,667 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,732 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: / 97 96 / 97 95 / 97 / 96 95 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5,462 4,550 570 5,909 3,759 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 801 37 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6,263 4,550 570 5,946 3,759 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,733 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: / 97 96 / 97 95 / 97 / 96 95 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,709 2,308 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 6,263 2,840 570 5,946 1,451 11. Total Status Of Budgetary Resources.......... 6,263 4,550 570 5,946 3,759 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -14,475 20,241 4,197 -15,028 1,413 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -39,627 -18,028 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 15,242 19,711 128 551 D. Accounts payable.......................... 4,720 2,093 35,546 2,140 149 15. Outlays: A. Disbursements (+)......................... 4,389 146 524 823 3,020 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,734 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: 94 / 96 / 95 94 / 95 93 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 108 4,908 1,139 44,117 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,667 2. Receivables from Federal sources....... -1,667 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 25,426 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -4,908 -1,139 -6,047 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 108 63,497 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,735 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: 94 / 96 / 95 94 / 95 93 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,627 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 108 58,869 11. Total Status Of Budgetary Resources.......... 108 63,497 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 8,880 816 4,658 -16 240,522 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -2,036 -119,999 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,199 144,019 D. Accounts payable.......................... 6,682 95,530 15. Outlays: A. Disbursements (+)......................... 2,852 4,658 -16 133,842 B. Collections (-)........................... -1,667 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,736 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,396,287 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 29,995 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 231,574 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 613,548 2. Receivables from Federal sources....... 35,629 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 27,127 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -6,047 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -4,794 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,323,318 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,737 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Indian Health Services Acct: BUREAU TOTAL OMB Acct: 009-17- Tres Acct: GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,981,296 B. Total, Category B, direct obligations..... 12,586 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 252,432 2. Anticipated............................ B. Exemption from apportionment.............. 17,431 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 59,570 11. Total Status Of Budgetary Resources.......... 3,323,318 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 826,370 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -171,729 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 770,147 D. Accounts payable.......................... 202,008 15. Outlays: A. Disbursements (+)......................... 2,989,072 B. Collections (-)........................... -613,548 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,738 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 60,000 12,000 2,850,761 2,922,761 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 25,945 25,945 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 41,175 167 41,342 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,111 526 37,603 41,240 2. Receivables from Federal sources....... -3,111 75,288 72,177 B. Change in unfilled customer orders: 1. Advance received....................... 3,415 45,959 49,374 2. Without advance from Federal sources... 10,240 28,935 39,175 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 140 140 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -2,869 -14,892 -17,761 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 112,102 12,526 3,049,599 167 3,174,394 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,739 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 11,406 2,725,221 58 2,736,685 B. Total, Category B, direct obligations..... 75,575 135,323 210,898 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 13,655 187,785 201,440 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 22,872 1,120 1,270 109 25,371 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 112,102 12,526 3,049,599 167 3,174,394 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 56,082 56,082 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -43 -31,846 -31,889 B. Unfilled customer orders 1. Federal sources without advance........ -4,379 -74,894 -79,273 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 53,869 9,410 1,841,774 1,905,053 D. Accounts payable.......................... 16,330 733 97,002 11 114,076 15. Outlays: A. Disbursements (+)......................... 72,266 1,263 1,112,071 47 1,185,647 B. Collections (-)........................... -6,526 -526 -83,562 -90,614 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,740 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 / X / 00 CURRENT CURRENT Break Out of Category B Obligations 11 75,575 135,323 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,741 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 865 29 1,352 93 307 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 38,285 1,344 2. Receivables from Federal sources....... -38,285 -1,344 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 9,905 1,405 203 2,794 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 10,771 29 2,757 296 3,101 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,742 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 10,257 2 904 237 B. Total, Category B, direct obligations..... 240 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 273 27 1,854 296 2,864 11. Total Status Of Budgetary Resources.......... 10,771 29 2,757 296 3,101 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,602,223 53 381,438 1,674 73,238 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -13,544 -7,751 -18 -27 B. Unfilled customer orders 1. Federal sources without advance........ -25,221 -5,756 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 553,764 1 119,048 617 30,467 D. Accounts payable.......................... 32,742 6,574 996 5,337 15. Outlays: A. Disbursements (+)......................... 1,093,360 55 270,166 -125 34,905 B. Collections (-)........................... -38,285 -1,344 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,743 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 / 99 EXPIRED Break Out of Category B Obligations 11 240 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,744 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 44 2,083 68 22,418 27,259 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 39,629 2. Receivables from Federal sources....... -39,629 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 4,790 12,278 31,375 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -31,860 -31,860 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 44 6,873 68 2,836 26,775 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,745 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,836 14,236 B. Total, Category B, direct obligations..... 240 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 44 6,873 68 12,299 11. Total Status Of Budgetary Resources.......... 44 6,873 68 2,836 26,775 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 42,034 25,147 2,125,807 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -21,340 B. Unfilled customer orders 1. Federal sources without advance........ -30,977 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 27,858 731,755 D. Accounts payable.......................... 1,315 46,964 15. Outlays: A. Disbursements (+)......................... 8,070 15,705 1,422,136 B. Collections (-)........................... -39,629 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,746 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,922,761 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 25,945 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 68,601 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 80,869 2. Receivables from Federal sources....... 32,548 B. Change in unfilled customer orders: 1. Advance received....................... 49,374 2. Without advance from Federal sources... 39,175 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 31,515 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -31,860 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -17,761 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,201,169 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,747 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-0943 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,750,921 B. Total, Category B, direct obligations..... 211,138 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 201,440 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 25,371 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 12,299 11. Total Status Of Budgetary Resources.......... 3,201,169 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,181,889 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -53,229 B. Unfilled customer orders 1. Federal sources without advance........ -110,250 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,636,808 D. Accounts payable.......................... 161,040 15. Outlays: A. Disbursements (+)......................... 2,607,783 B. Collections (-)........................... -130,243 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,748 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-5146 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 608 608 608 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,828 1,828 1,828 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 14 14 14 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,449 2,449 2,449 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,749 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-5146 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 704 704 704 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,745 1,745 1,745 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 2,449 2,449 2,449 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 107 107 107 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 69 69 69 D. Accounts payable.......................... 29 29 29 15. Outlays: A. Disbursements (+)......................... 700 700 700 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,750 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-8606 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 51,000 51,000 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5 2 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,009 -1,009 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 49,991 49,991 5 3 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,751 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-8606 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1 B. Total, Category B, direct obligations..... 49,991 49,991 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4 3 11. Total Status Of Budgetary Resources.......... 49,991 49,991 5 3 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 29,831 4,899 5,972 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 25,392 25,392 5,780 1,045 5,841 D. Accounts payable.......................... 67 67 19 15. Outlays: A. Disbursements (+)......................... 24,531 24,531 24,033 3,854 130 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,752 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-8606 / 00 CURRENT Break Out of Category B Obligations 1 49,991 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,753 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-8606 / 96 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 51,000 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 67 74 74 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1 1 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,009 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 67 75 50,066 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,754 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Centers for Disease Control and Prevention Acct: Disease control, research, and training OMB Acct: 009-20-0943 Tres Acct: 75-8606 / 96 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1 1 B. Total, Category B, direct obligations..... 49,991 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 67 74 74 11. Total Status Of Budgetary Resources.......... 67 75 50,066 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 219 40,921 40,921 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 205 12,871 38,263 D. Accounts payable.......................... 19 86 15. Outlays: A. Disbursements (+)......................... 14 28,031 52,562 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,755 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Centers for Disease Control and Prevention Acct: BUREAU TOTAL OMB Acct: 009-20- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 60,608 12,000 2,850,761 2,923,369 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 76,945 76,945 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 43,003 167 43,170 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,111 526 37,603 41,240 2. Receivables from Federal sources....... -3,111 75,288 72,177 B. Change in unfilled customer orders: 1. Advance received....................... 3,415 45,959 49,374 2. Without advance from Federal sources... 10,240 28,935 39,175 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 154 154 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -2,869 -15,901 -18,770 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 114,551 12,526 3,099,590 167 3,226,834 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,756 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Centers for Disease Control and Prevention Acct: BUREAU TOTAL OMB Acct: 009-20- Tres Acct: / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 704 11,406 2,725,221 58 2,737,389 B. Total, Category B, direct obligations..... 75,575 185,314 260,889 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 13,655 187,785 201,440 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 24,617 1,120 1,270 109 27,116 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 114,551 12,526 3,099,590 167 3,226,834 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 56,189 56,189 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -43 -31,846 -31,889 B. Unfilled customer orders 1. Federal sources without advance........ -4,379 -74,894 -79,273 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 53,938 9,410 1,867,166 1,930,514 D. Accounts payable.......................... 16,359 733 97,069 11 114,172 15. Outlays: A. Disbursements (+)......................... 72,966 1,263 1,136,602 47 1,210,878 B. Collections (-)........................... -6,526 -526 -83,562 -90,614 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,757 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Centers for Disease Control and Prevention Acct: BUREAU TOTAL OMB Acct: 009-20- Tres Acct: / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 870 29 1,352 93 309 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 38,285 1,344 2. Receivables from Federal sources....... -38,285 -1,344 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 9,905 1,405 203 2,795 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 10,776 29 2,757 296 3,104 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,758 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Centers for Disease Control and Prevention Acct: BUREAU TOTAL OMB Acct: 009-20- Tres Acct: / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 10,258 2 904 237 B. Total, Category B, direct obligations..... 240 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 277 27 1,854 296 2,867 11. Total Status Of Budgetary Resources.......... 10,776 29 2,757 296 3,104 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,632,054 53 386,337 1,674 79,210 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -13,544 -7,751 -18 -27 B. Unfilled customer orders 1. Federal sources without advance........ -25,221 -5,756 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 559,544 1 120,093 617 36,308 D. Accounts payable.......................... 32,761 6,574 996 5,337 15. Outlays: A. Disbursements (+)......................... 1,117,393 55 274,020 -125 35,035 B. Collections (-)........................... -38,285 -1,344 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,759 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Centers for Disease Control and Prevention Acct: BUREAU TOTAL OMB Acct: 009-20- Tres Acct: 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 44 2,150 68 22,418 27,333 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 39,629 2. Receivables from Federal sources....... -39,629 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 4,790 12,278 31,376 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -31,860 -31,860 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 44 6,940 68 2,836 26,850 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,760 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Centers for Disease Control and Prevention Acct: BUREAU TOTAL OMB Acct: 009-20- Tres Acct: 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,836 14,237 B. Total, Category B, direct obligations..... 240 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 44 6,940 68 12,373 11. Total Status Of Budgetary Resources.......... 44 6,940 68 2,836 26,850 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 42,253 25,147 2,166,728 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -21,340 B. Unfilled customer orders 1. Federal sources without advance........ -30,977 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 28,063 744,626 D. Accounts payable.......................... 1,315 46,983 15. Outlays: A. Disbursements (+)......................... 8,084 15,705 1,450,167 B. Collections (-)........................... -39,629 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,761 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Centers for Disease Control and Prevention Acct: BUREAU TOTAL OMB Acct: 009-20- Tres Acct: GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,923,369 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 76,945 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 70,503 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 80,869 2. Receivables from Federal sources....... 32,548 B. Change in unfilled customer orders: 1. Advance received....................... 49,374 2. Without advance from Federal sources... 39,175 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 31,530 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -31,860 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -18,770 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,253,684 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,762 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Centers for Disease Control and Prevention Acct: BUREAU TOTAL OMB Acct: 009-20- Tres Acct: GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,751,626 B. Total, Category B, direct obligations..... 261,129 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 201,440 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 27,116 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 12,373 11. Total Status Of Budgetary Resources.......... 3,253,684 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,222,917 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -53,229 B. Unfilled customer orders 1. Federal sources without advance........ -110,250 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,675,140 D. Accounts payable.......................... 161,155 15. Outlays: A. Disbursements (+)......................... 2,661,045 B. Collections (-)........................... -130,243 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,763 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0807 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 211,214 211,214 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -224 -224 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 97 20 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 4,000 665 4,665 3,286 360 2. Receivables from Federal sources....... 3,751 3,751 -1,867 261 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 5,435 5,435 -1,612 -637 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,146 -1,146 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4,000 219,695 223,695 -96 5 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,764 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0807 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,000 209,730 213,730 -1,380 -301 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9,851 9,851 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 114 114 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,284 306 11. Total Status Of Budgetary Resources.......... 4,000 219,695 223,695 -96 5 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 6,461 6,461 86,282 14,943 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,751 -3,751 -934 -2,104 B. Unfilled customer orders 1. Federal sources without advance........ -5,435 -5,435 -750 -409 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 7,245 106,215 113,460 21,366 6,876 D. Accounts payable.......................... 156 8,693 8,849 1,410 457 15. Outlays: A. Disbursements (+)......................... 3,060 104,674 107,734 67,289 10,198 B. Collections (-)........................... -4,000 -665 -4,665 -3,286 -360 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,765 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0807 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 211,214 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -224 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,193 1,212 145 2,667 2,667 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 18 3,664 8,329 2. Receivables from Federal sources....... 98 275 -58 -1,291 2,460 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -49 -50 -1 -2,349 3,086 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -2,379 -2,379 -2,379 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,146 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,241 1,436 -2,275 311 224,006 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,766 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0807 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -948 1,196 -2,275 -3,708 210,022 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9,851 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 114 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,190 240 4,020 4,020 11. Total Status Of Budgetary Resources.......... 1,241 1,436 -2,275 311 224,006 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,546 1,392 2,174 109,337 115,798 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -407 -533 -3,978 -7,729 B. Unfilled customer orders 1. Federal sources without advance........ -1,043 -27 -2,229 -7,664 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,021 1,817 32,080 145,540 D. Accounts payable.......................... 11 62 1,940 10,789 15. Outlays: A. Disbursements (+)......................... 2,967 1,043 -42 81,455 189,189 B. Collections (-)........................... -18 -3,664 -8,329 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,767 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0819 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 43,723 43,723 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -46 -46 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 8 23 158 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,040 1,040 1,366 2,296 1,410 2. Receivables from Federal sources....... 276 276 -849 1,471 -417 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 1,845 1,845 -490 -3,596 -1,048 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -229 -229 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 46,609 46,609 36 195 102 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,768 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0819 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 43,809 43,809 -53 -64 102 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2,797 2,797 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2 2 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 90 259 11. Total Status Of Budgetary Resources.......... 46,609 46,609 36 195 102 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 26,333 7,563 489 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -276 -276 -216 -1,893 -292 B. Unfilled customer orders 1. Federal sources without advance........ -1,845 -1,845 -1,301 -39 -378 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 35,519 35,519 15,636 653 1,671 D. Accounts payable.......................... 953 953 104 21 15. Outlays: A. Disbursements (+)......................... 10,135 10,135 13,395 10,881 1,056 B. Collections (-)........................... -1,040 -1,040 -1,366 -2,296 -1,410 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,769 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0819 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 43,723 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -46 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 153 280 622 622 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 366 112 5,550 6,590 2. Receivables from Federal sources....... -343 -78 -216 60 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -229 -233 -5,596 -3,751 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -433 -433 -433 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -229 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... -53 -352 -72 46,537 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,770 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0819 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -60 -352 -427 43,382 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2,797 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 7 356 356 11. Total Status Of Budgetary Resources.......... -53 -352 -72 46,537 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -206 180 34,359 34,359 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -53 -2,454 -2,730 B. Unfilled customer orders 1. Federal sources without advance........ -554 -2,272 -4,117 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 859 18,819 54,338 D. Accounts payable.......................... 125 1,078 15. Outlays: A. Disbursements (+)......................... 53 138 25,523 35,658 B. Collections (-)........................... -366 -112 -5,550 -6,590 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,771 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0838 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 175,376 175,376 175,376 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -26 -26 -26 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 117,461 117,461 117,461 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... 488 488 488 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -289 -289 -289 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,000 -10,000 -10,000 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 283,011 283,011 283,011 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,772 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0838 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 141,108 141,108 141,108 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 416 416 416 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 141,487 141,487 141,487 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 283,011 283,011 283,011 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 371,616 371,616 371,616 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -488 -488 -488 B. Unfilled customer orders 1. Federal sources without advance........ -411 -411 -411 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 298,829 298,829 298,829 D. Accounts payable.......................... 4,019 4,019 4,019 15. Outlays: A. Disbursements (+)......................... 210,990 210,990 210,990 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,773 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0838 / X CURRENT Break Out of Category B Obligations Building and Facilities 141,108 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,774 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0843 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 685,759 685,759 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 102 467 1,062 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 40 40 495 3,118 269 2. Receivables from Federal sources....... 70 70 103 -805 -148 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 1,317 1,317 -619 -2,289 -133 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 687,186 687,186 82 491 1,050 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,775 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0843 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 685,695 685,695 -2,646 -579 -759 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,427 1,427 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 64 64 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,728 1,070 1,809 11. Total Status Of Budgetary Resources.......... 687,186 687,186 82 491 1,050 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 451,029 88,494 10,180 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -70 -70 -177 -282 -135 B. Unfilled customer orders 1. Federal sources without advance........ -1,317 -1,317 -306 -362 -8 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 524,965 524,965 101,469 12,710 3,631 D. Accounts payable.......................... 13,137 13,137 4,651 294 115 15. Outlays: A. Disbursements (+)......................... 149,021 149,021 343,261 78,650 6,098 B. Collections (-)........................... -40 -40 -495 -3,118 -269 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,776 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0843 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 685,759 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 964 430 3 3,028 3,028 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 23 320 4,225 4,265 2. Receivables from Federal sources....... -151 -1,001 -931 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -370 -3,411 -2,094 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,532 -1,532 -1,532 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 836 -1,152 3 1,310 688,496 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,777 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0843 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -462 -1,152 3 -5,595 680,100 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,427 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 64 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,298 6,905 6,905 11. Total Status Of Budgetary Resources.......... 836 -1,152 3 1,310 688,496 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,498 -41 551,160 551,160 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -44 -638 -708 B. Unfilled customer orders 1. Federal sources without advance........ -36 -712 -2,029 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 947 118,757 643,722 D. Accounts payable.......................... 19 5,079 18,216 15. Outlays: A. Disbursements (+)......................... 302 -823 3 427,491 576,512 B. Collections (-)........................... -23 -320 -4,225 -4,265 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,778 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0844 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 862,884 862,884 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -899 -899 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 12 420 637 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 590 590 4,194 6,687 2,518 2. Receivables from Federal sources....... 3,251 3,251 -1,836 -1,176 -2,035 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 7,974 7,974 -2,479 -5,675 -442 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -4,593 -4,593 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 869,207 869,207 -109 256 678 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,779 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0844 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 857,354 857,354 -1,147 -1,285 -347 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 11,815 11,815 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 38 38 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,038 1,541 1,025 11. Total Status Of Budgetary Resources.......... 869,207 869,207 -109 256 678 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 498,452 81,827 10,895 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,251 -3,251 -1,108 -694 -907 B. Unfilled customer orders 1. Federal sources without advance........ -7,974 -7,974 -1,670 -1,501 -1,753 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 566,296 566,296 94,922 13,321 4,899 D. Accounts payable.......................... 11,108 11,108 1,012 513 171 15. Outlays: A. Disbursements (+)......................... 291,765 291,765 408,464 75,754 10,614 B. Collections (-)........................... -590 -590 -4,194 -6,687 -2,518 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,780 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0844 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 862,884 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -899 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,878 2 1 2,950 2,950 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 81 292 13,772 14,362 2. Receivables from Federal sources....... 145 -1,539 -6,441 -3,190 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -248 -627 -9,471 -1,497 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,708 -1 -1,709 -1,709 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -4,593 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,856 -3,581 -900 868,307 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,781 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0844 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -619 -3,581 -6,979 850,375 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 11,815 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 38 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,475 6,079 6,079 11. Total Status Of Budgetary Resources.......... 1,856 -3,581 -900 868,307 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,526 59 592,759 592,759 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,039 -3,748 -6,999 B. Unfilled customer orders 1. Federal sources without advance........ -344 -5,268 -13,242 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,620 115,762 682,058 D. Accounts payable.......................... 10 1,706 12,814 15. Outlays: A. Disbursements (+)......................... -237 -1,356 493,239 785,004 B. Collections (-)........................... -81 -292 -13,772 -14,362 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,782 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0846 99 / 01 / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 283,509 283,509 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -296 -296 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 9,492 9,492 51 856 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 90,952 90,952 18,834 1,558 2. Receivables from Federal sources....... 4,420 4,420 -4,329 161 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -44 51,698 51,654 -14,693 -1,930 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,509 -1,509 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 9,449 428,774 438,223 -137 645 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,783 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0846 99 / 01 / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 9,447 281,587 291,034 -138 348 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 147,070 147,070 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1 117 118 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1 297 11. Total Status Of Budgetary Resources.......... 9,449 428,774 438,223 -137 645 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 37,832 37,832 174,472 138,688 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -4,420 -4,420 -645 -168 B. Unfilled customer orders 1. Federal sources without advance........ -122 -51,698 -51,820 -3,012 -939 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 30,266 228,584 258,850 93,102 39,259 D. Accounts payable.......................... 379 10,159 10,538 3,357 1,312 15. Outlays: A. Disbursements (+)......................... 16,800 189,914 206,714 100,553 101,340 B. Collections (-)........................... -90,952 -90,952 -18,834 -1,558 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,784 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0846 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 283,509 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -296 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 239 804 1,110 3,060 12,552 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 763 21,155 112,107 2. Receivables from Federal sources....... 645 -14 -320 -3,857 563 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -1,403 8 -451 -18,469 33,185 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -6,777 -6,777 -6,777 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,509 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 244 798 -6,438 -4,888 433,335 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,785 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0846 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -379 58 -6,438 -6,549 284,485 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 147,070 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 118 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 623 741 1,662 1,662 11. Total Status Of Budgetary Resources.......... 244 798 -6,438 -4,888 433,335 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 37,758 11,920 9,242 372,080 409,912 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -2,775 -1,285 -4,873 -9,293 B. Unfilled customer orders 1. Federal sources without advance........ -164 -342 -4,457 -56,277 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 21,342 9,572 163,275 422,125 D. Accounts payable.......................... 693 214 5,576 16,114 15. Outlays: A. Disbursements (+)......................... 19,040 3,824 3,575 228,332 435,046 B. Collections (-)........................... -763 -21,155 -112,107 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,786 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0848 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 680,176 680,176 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -709 -709 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4 4 32 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1 1 105 5,081 2. Receivables from Federal sources....... 151 151 38 130 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 2,458 2,458 -144 -5,212 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -3,619 -3,619 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4 678,458 678,462 -1 30 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,787 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0848 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -23 675,848 675,825 -204 -359 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2,610 2,610 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 27 27 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 203 390 11. Total Status Of Budgetary Resources.......... 4 678,458 678,462 -1 30 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 312 312 407,894 67,833 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -151 -151 -107 -1,052 B. Unfilled customer orders 1. Federal sources without advance........ -2,458 -2,458 -1,051 -112 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 169 528,650 528,819 117,984 24,371 D. Accounts payable.......................... 708 708 233 23 15. Outlays: A. Disbursements (+)......................... 121 149,100 149,221 290,737 49,326 B. Collections (-)........................... -1 -1 -105 -5,081 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,788 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0848 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 680,176 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -709 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 47 687 422 1,188 1,192 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,017 392 110 6,705 6,706 2. Receivables from Federal sources....... -796 -33 -5 -666 -515 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -221 -291 -5,868 -3,410 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,574 -1,574 -1,574 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -3,619 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 47 1,046 -1,338 -216 678,246 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,789 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0848 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -122 -130 -1,338 -2,153 673,672 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2,610 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 27 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 169 1,176 1,938 1,938 11. Total Status Of Budgetary Resources.......... 47 1,046 -1,338 -216 678,246 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 19,173 5,668 1,476 502,044 502,356 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -133 -1,292 -1,443 B. Unfilled customer orders 1. Federal sources without advance........ -349 -1,512 -3,970 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 12,536 2,921 157,812 686,631 D. Accounts payable.......................... 10 5 271 979 15. Outlays: A. Disbursements (+)......................... 7,872 2,778 434 351,147 500,368 B. Collections (-)........................... -1,017 -392 -110 -6,705 -6,706 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,790 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0849 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 3,332,317 3,332,317 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -3,473 -3,473 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4,150 4,150 7 2,094 B. Net transfers, PY balance, actual......... 1,770 1,770 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,101 995 4,096 6,294 7,429 2. Receivables from Federal sources....... 3,418 3,418 4,272 -2,238 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 11,519 11,519 -10,526 -4,806 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -17,763 -17,763 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 9,021 3,327,013 3,336,034 46 2,479 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,791 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0849 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 3,499 3,311,081 3,314,580 -1,601 -6,042 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 15,932 15,932 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 5,523 5,523 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,647 8,521 11. Total Status Of Budgetary Resources.......... 9,021 3,327,013 3,336,034 46 2,479 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,940,320 330,714 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,418 -3,418 -7,139 -2,978 B. Unfilled customer orders 1. Federal sources without advance........ -11,519 -11,519 -5,819 -2,483 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,911 2,189,262 2,192,173 412,167 67,180 D. Accounts payable.......................... 51,120 51,120 6,121 3,109 15. Outlays: A. Disbursements (+)......................... 588 1,086,632 1,087,220 1,539,643 266,889 B. Collections (-)........................... -3,101 -995 -4,096 -6,294 -7,429 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,792 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0849 / 97 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4,504 6,892 4,863 137 18,497 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 641 836 178 15,378 2. Receivables from Federal sources....... -275 -897 -146 716 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -746 -241 -81 -16,400 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -12,588 -1,221 -13,809 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4,125 6,590 -7,773 -1,084 4,383 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,793 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0849 / 97 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -1,548 -1,784 -7,773 -1,084 -19,832 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 5,673 8,374 24,215 11. Total Status Of Budgetary Resources.......... 4,125 6,590 -7,773 -1,084 4,383 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 74,366 38,052 2,548 1,173 2,387,173 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -2,738 -1,239 -14,094 B. Unfilled customer orders 1. Federal sources without advance........ -62 -242 -8,606 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 21,902 13,538 514,787 D. Accounts payable.......................... 809 235 10,274 15. Outlays: A. Disbursements (+)......................... 53,928 25,114 -4,999 89 1,880,664 B. Collections (-)........................... -641 -836 -178 -15,378 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,794 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0849 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 3,332,317 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -3,473 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 22,647 B. Net transfers, PY balance, actual......... 1,770 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 19,474 2. Receivables from Federal sources....... 4,134 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -4,881 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -13,809 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -17,763 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,340,417 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,795 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0849 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 3,294,748 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 15,932 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 5,523 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 24,215 11. Total Status Of Budgetary Resources.......... 3,340,417 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,387,173 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -17,512 B. Unfilled customer orders 1. Federal sources without advance........ -20,125 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,706,960 D. Accounts payable.......................... 61,394 15. Outlays: A. Disbursements (+)......................... 2,967,884 B. Collections (-)........................... -19,474 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,796 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0851 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,361,668 1,361,668 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 12,582 12,582 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2 968 3,473 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2 2 1,776 1,666 2. Receivables from Federal sources....... 6 6 299 218 182 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 30 30 -300 -1,994 -1,919 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -7,248 -7,248 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,367,040 1,367,040 1 968 3,402 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,797 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0851 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,366,994 1,366,994 -1,469 -1,824 -1,069 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 38 38 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 8 8 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,471 2,792 4,471 11. Total Status Of Budgetary Resources.......... 1,367,040 1,367,040 1 968 3,402 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 913,143 94,590 10,885 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -6 -6 -300 -590 -306 B. Unfilled customer orders 1. Federal sources without advance........ -30 -30 -4,630 -2,483 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,030,456 1,030,456 128,950 12,822 6,264 D. Accounts payable.......................... 1,089 1,089 490 41 4 15. Outlays: A. Disbursements (+)......................... 335,488 335,488 782,534 86,899 8,072 B. Collections (-)........................... -2 -2 -1,776 -1,666 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,798 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0851 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,361,668 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 12,582 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2,389 2,021 8,853 8,853 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,935 1,299 6,676 6,678 2. Receivables from Federal sources....... 12 -115 596 602 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -1,546 -1,932 -7,691 -7,661 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -4,329 -4,329 -4,329 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -7,248 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,791 -3,056 4,106 1,371,146 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,799 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0851 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 155 -3,056 -7,263 1,359,731 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 38 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 8 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,636 11,370 11,370 11. Total Status Of Budgetary Resources.......... 2,791 -3,056 4,106 1,371,146 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3,451 237 1,022,306 1,022,306 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -272 -1,468 -1,474 B. Unfilled customer orders 1. Federal sources without advance........ -484 -7,597 -7,627 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,545 151,581 1,182,037 D. Accounts payable.......................... 31 566 1,655 15. Outlays: A. Disbursements (+)......................... 2,321 -772 879,054 1,214,542 B. Collections (-)........................... -1,935 -1,299 -6,676 -6,678 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,800 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0862 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 444,817 444,817 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -463 -463 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 42 280 847 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,157 1,157 38,931 26,346 511 2. Receivables from Federal sources....... 3,174 3,174 8,338 -2,752 -315 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 72,418 72,418 -44,725 -23,857 -189 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -2,368 -2,368 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 518,734 518,734 2,587 16 853 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,801 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0862 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 441,960 441,960 1,832 -360 -242 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 76,748 76,748 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 26 26 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 754 376 1,095 11. Total Status Of Budgetary Resources.......... 518,734 518,734 2,587 16 853 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 227,817 29,400 8,058 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,174 -3,174 -9,151 -655 -307 B. Unfilled customer orders 1. Federal sources without advance........ -72,418 -72,418 -24,367 -2,101 -328 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 319,883 319,883 69,828 7,316 4,822 D. Accounts payable.......................... 11,398 11,398 1,009 799 419 15. Outlays: A. Disbursements (+)......................... 187,427 187,427 228,716 50,290 3,714 B. Collections (-)........................... -1,157 -1,157 -38,931 -26,346 -511 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,802 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0862 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 444,817 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -463 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,304 1,383 3,856 3,856 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 650 258 66,696 67,853 2. Receivables from Federal sources....... -373 -2,864 2,034 5,208 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -290 -123 -69,184 3,234 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -4 -4 -4 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -2,368 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,292 -1,351 3,397 522,131 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,803 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0862 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -101 -1,351 -222 441,738 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 76,748 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 26 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,392 3,617 3,617 11. Total Status Of Budgetary Resources.......... 1,292 -1,351 3,397 522,131 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 820 -2,067 264,028 264,028 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,639 -11,752 -14,926 B. Unfilled customer orders 1. Federal sources without advance........ -302 -27,098 -99,516 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,727 83,693 403,576 D. Accounts payable.......................... 166 2,393 13,791 15. Outlays: A. Disbursements (+)......................... 1,430 -430 283,720 471,147 B. Collections (-)........................... -650 -258 -66,696 -67,853 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,804 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0872 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,040,291 2,040,291 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -2,125 -2,125 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 90 2,763 3,569 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 529 529 3,389 26,342 917 2. Receivables from Federal sources....... 1,080 1,080 203 675 -498 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 9,323 9,323 -3,601 -27,056 -425 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,867 -10,867 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,038,231 2,038,231 80 2,724 3,564 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,805 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0872 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,027,286 2,027,286 -1,747 -2,435 -2,734 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 10,932 10,932 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 13 13 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,827 5,159 6,298 11. Total Status Of Budgetary Resources.......... 2,038,231 2,038,231 80 2,724 3,564 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,360,906 237,935 37,533 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,080 -1,080 -1,755 -2,494 -292 B. Unfilled customer orders 1. Federal sources without advance........ -9,323 -9,323 -2,627 -5,768 -120 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,575,284 1,575,284 340,193 43,020 7,107 D. Accounts payable.......................... 11,890 11,890 1,696 402 19 15. Outlays: A. Disbursements (+)......................... 451,044 451,044 1,025,051 226,721 29,008 B. Collections (-)........................... -529 -529 -3,389 -26,342 -917 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,806 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0872 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,040,291 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -2,125 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,340 4,264 5 14,031 14,031 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 302 95 31,045 31,574 2. Receivables from Federal sources....... -265 -50 65 1,145 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -37 -77 -31,196 -21,873 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -6,992 -5 -6,997 -6,997 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,867 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,340 -2,760 6,948 2,045,179 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,807 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0872 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -968 -2,760 -10,644 2,016,642 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 10,932 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 13 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,308 17,592 17,592 11. Total Status Of Budgetary Resources.......... 3,340 -2,760 6,948 2,045,179 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 14,086 2,614 1,653,074 1,653,074 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -161 -4,702 -5,782 B. Unfilled customer orders 1. Federal sources without advance........ -51 -8,566 -17,889 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 10,442 400,762 1,976,046 D. Accounts payable.......................... 34 2,151 14,041 15. Outlays: A. Disbursements (+)......................... 3,156 -19 1,283,917 1,734,961 B. Collections (-)........................... -302 -95 -31,045 -31,574 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,808 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0873 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 270,253 270,253 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -281 -281 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1 125 397 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 371 371 836 2,654 146 2. Receivables from Federal sources....... 256 256 -28 -426 -8 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 333 333 -824 -2,255 -143 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,442 -1,442 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 269,491 269,491 -16 98 391 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,809 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0873 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 268,521 268,521 -386 -470 -233 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 961 961 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 9 9 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 371 568 624 11. Total Status Of Budgetary Resources.......... 269,491 269,491 -16 98 391 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 161,169 33,668 6,254 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -256 -256 -954 -292 -15 B. Unfilled customer orders 1. Federal sources without advance........ -333 -333 -49 -660 -2 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 184,652 184,652 42,171 6,357 1,800 D. Accounts payable.......................... 3,835 3,835 307 174 36 15. Outlays: A. Disbursements (+)......................... 80,995 80,995 120,160 30,299 4,354 B. Collections (-)........................... -371 -371 -836 -2,654 -146 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,810 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0873 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 270,253 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -281 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,201 398 32 2,154 2,154 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 5 13 3,654 4,025 2. Receivables from Federal sources....... -4 -22 -488 -232 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -1 -5 -3,228 -2,895 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -872 -32 -904 -904 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,442 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,201 -489 1,185 270,676 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,811 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0873 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 33 -489 -1,545 266,976 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 961 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 9 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,169 2,732 2,732 11. Total Status Of Budgetary Resources.......... 1,201 -489 1,185 270,676 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,847 438 203,376 203,376 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3 -1,264 -1,520 B. Unfilled customer orders 1. Federal sources without advance........ -20 -731 -1,064 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 632 50,960 235,612 D. Accounts payable.......................... 10 527 4,362 15. Outlays: A. Disbursements (+)......................... 1,266 -23 156,056 237,051 B. Collections (-)........................... -5 -13 -3,654 -4,025 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,812 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0884 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,147,588 1,147,588 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 25,804 25,804 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 52 1,005 2,479 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 597 597 1,776 6,833 701 2. Receivables from Federal sources....... 653 653 -327 115 -201 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 7,036 7,036 -1,419 -7,062 -525 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -6,112 -6,112 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,175,566 1,175,566 82 891 2,454 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,813 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0884 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,167,110 1,167,110 -1,207 -2,296 -692 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 8,286 8,286 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 170 170 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,289 3,186 3,147 11. Total Status Of Budgetary Resources.......... 1,175,566 1,175,566 82 891 2,454 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 731,600 113,805 15,863 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -653 -653 -198 -723 -120 B. Unfilled customer orders 1. Federal sources without advance........ -7,036 -7,036 -1,247 -466 -7 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 850,950 850,950 152,004 16,128 4,731 D. Accounts payable.......................... 12,954 12,954 969 254 66 15. Outlays: A. Disbursements (+)......................... 311,492 311,492 580,610 103,262 11,226 B. Collections (-)........................... -597 -597 -1,776 -6,833 -701 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,814 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0884 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,147,588 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 25,804 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,970 1,775 28 9,309 9,309 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 840 514 10,664 11,261 2. Receivables from Federal sources....... 35 -1,035 -1,413 -760 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 187 -17 -8,836 -1,800 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -2,910 -28 -2,938 -2,938 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -6,112 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,032 -1,672 6,787 1,182,353 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,815 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0884 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 934 -1,672 -4,933 1,162,177 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 8,286 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 170 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,098 11,720 11,720 11. Total Status Of Budgetary Resources.......... 5,032 -1,672 6,787 1,182,353 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3,367 -373 864,262 864,262 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -65 -1,106 -1,759 B. Unfilled customer orders 1. Federal sources without advance........ -194 -1,914 -8,950 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,177 175,040 1,025,990 D. Accounts payable.......................... 28 1,317 14,271 15. Outlays: A. Disbursements (+)......................... 2,132 -994 696,236 1,007,728 B. Collections (-)........................... -840 -514 -10,664 -11,261 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,816 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0885 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,803,063 1,803,063 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -20,884 -20,884 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 888 3,808 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 205 205 1,785 11,661 615 2. Receivables from Federal sources....... 1,654 1,654 8,064 -2,049 -510 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 21,261 21,261 -11,233 -9,549 -136 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -5,025 -5,025 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,800,275 1,800,275 -1,384 950 3,777 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,817 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0885 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,777,154 1,777,154 -1,913 -2,922 -488 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 23,121 23,121 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 530 3,872 4,265 11. Total Status Of Budgetary Resources.......... 1,800,275 1,800,275 -1,384 950 3,777 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,134,733 224,420 26,391 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,654 -1,654 -9,384 -525 -1,365 B. Unfilled customer orders 1. Federal sources without advance........ -21,261 -21,261 -3,080 -593 -334 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,283,317 1,283,317 309,007 43,431 12,762 D. Accounts payable.......................... 17,846 17,846 4,342 815 189 15. Outlays: A. Disbursements (+)......................... 499,112 499,112 835,102 189,968 15,297 B. Collections (-)........................... -205 -205 -1,785 -11,661 -615 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,818 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0885 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,803,063 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -20,884 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2,931 3,096 60 10,783 10,783 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. -76 198 14,183 14,388 2. Receivables from Federal sources....... 105 -211 5,399 7,053 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -40 -958 -21,916 -655 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -6,928 -170 -7,098 -7,098 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -5,025 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,920 -4,802 -110 1,351 1,801,626 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,819 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0885 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -29 -4,802 -110 -10,264 1,766,890 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 23,121 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,949 11,616 11,616 11. Total Status Of Budgetary Resources.......... 2,920 -4,802 -110 1,351 1,801,626 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 6,393 3,664 110 1,395,711 1,395,711 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -385 -11,659 -13,313 B. Unfilled customer orders 1. Federal sources without advance........ -333 -4,340 -25,601 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,917 369,117 1,652,434 D. Accounts payable.......................... 96 5,442 23,288 15. Outlays: A. Disbursements (+)......................... 3,003 31 1,043,401 1,542,513 B. Collections (-)........................... 76 -198 -14,183 -14,388 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,820 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0886 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,034,886 1,034,886 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -1,079 -1,079 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 214 508 1,514 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,729 1,729 1,652 1,277 905 2. Receivables from Federal sources....... 823 823 -702 -268 -322 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 3,614 3,614 -875 -1,056 -582 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -5,510 -5,510 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,034,463 1,034,463 290 461 1,515 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,821 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0886 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,028,204 1,028,204 -1,260 -1,074 -353 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 6,166 6,166 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 93 93 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,550 1,535 1,868 11. Total Status Of Budgetary Resources.......... 1,034,463 1,034,463 290 461 1,515 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 631,966 100,640 14,141 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -823 -823 -781 -50 -31 B. Unfilled customer orders 1. Federal sources without advance........ -3,614 -3,614 -565 -2,078 -88 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 743,435 743,435 135,702 15,814 6,449 D. Accounts payable.......................... 7,906 7,906 1,750 478 49 15. Outlays: A. Disbursements (+)......................... 283,028 283,028 496,178 86,727 8,313 B. Collections (-)........................... -1,729 -1,729 -1,652 -1,277 -905 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,822 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0886 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,034,886 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -1,079 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2,917 2,827 2 7,982 7,982 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,834 5,563 2. Receivables from Federal sources....... 1 -1,291 -468 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -3 -2,516 1,098 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -5,312 -2 -5,314 -5,314 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -5,510 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,919 -2,488 2,697 1,037,160 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,823 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0886 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -74 -2,488 -5,249 1,022,955 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 6,166 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 93 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,993 7,946 7,946 11. Total Status Of Budgetary Resources.......... 2,919 -2,488 2,697 1,037,160 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,767 3,462 754,976 754,976 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -359 -1,221 -2,044 B. Unfilled customer orders 1. Federal sources without advance........ -2,731 -6,345 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,652 160,617 904,052 D. Accounts payable.......................... 51 2,328 10,234 15. Outlays: A. Disbursements (+)......................... 2,348 977 594,543 877,571 B. Collections (-)........................... -3,834 -5,563 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,824 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0887 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 452,706 452,706 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -471 -471 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 19 282 88 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 7,417 7,417 7,521 792 828 2. Receivables from Federal sources....... 1,272 1,272 -6,113 15 -286 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 1,676 1,676 -1,442 -928 -447 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -2,406 -2,406 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 460,194 460,194 -15 161 183 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,825 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0887 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 449,759 449,759 -121 -905 -220 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 10,365 10,365 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 70 70 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 106 1,066 403 11. Total Status Of Budgetary Resources.......... 460,194 460,194 -15 161 183 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 271,171 41,172 5,148 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,272 -1,272 -3 -409 -199 B. Unfilled customer orders 1. Federal sources without advance........ -1,676 -1,676 -70 -1,690 -1,696 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 316,950 316,950 53,691 6,798 2,564 D. Accounts payable.......................... 4,419 4,419 329 126 51 15. Outlays: A. Disbursements (+)......................... 138,755 138,755 224,658 36,356 4,942 B. Collections (-)........................... -7,417 -7,417 -7,521 -792 -828 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,826 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0887 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 452,706 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -471 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,080 498 1,967 1,967 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 331 95 9,567 16,984 2. Receivables from Federal sources....... -111 -30 -6,525 -5,253 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -202 -34 -3,053 -1,377 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -773 -773 -773 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -2,406 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,097 -244 1,182 461,376 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,827 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0887 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -86 -244 -1,576 448,183 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 10,365 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 70 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,184 2,759 2,759 11. Total Status Of Budgetary Resources.......... 1,097 -244 1,182 461,376 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,532 1,530 320,553 320,553 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -76 -687 -1,959 B. Unfilled customer orders 1. Federal sources without advance........ -155 -3,611 -5,287 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,492 64,545 381,495 D. Accounts payable.......................... 20 526 4,945 15. Outlays: A. Disbursements (+)......................... 479 1,350 267,785 406,540 B. Collections (-)........................... -331 -95 -9,567 -16,984 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,828 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0888 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 351,840 351,840 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -368 -368 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 42 679 756 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 81 81 792 3,117 654 2. Receivables from Federal sources....... 41 41 160 -408 -185 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 2,206 2,206 -951 -2,727 -469 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,872 -1,872 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 351,927 351,927 42 661 757 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,829 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0888 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 349,555 349,555 -418 -778 -187 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2,327 2,327 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 45 45 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 460 1,440 944 11. Total Status Of Budgetary Resources.......... 351,927 351,927 42 661 757 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 231,515 36,545 2,801 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -41 -41 -346 -547 -277 B. Unfilled customer orders 1. Federal sources without advance........ -2,206 -2,206 -2,502 -863 -2 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 265,850 265,850 52,250 6,273 692 D. Accounts payable.......................... 3,550 3,550 419 160 13 15. Outlays: A. Disbursements (+)......................... 82,483 82,483 182,068 33,879 2,841 B. Collections (-)........................... -81 -81 -792 -3,117 -654 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,830 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0888 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 351,840 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -368 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,093 1,168 20 3,758 3,758 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 35 23 4,621 4,702 2. Receivables from Federal sources....... -14 -11 -458 -417 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 24 -20 -4,143 -1,937 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,595 -20 -1,615 -1,615 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,872 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,138 -435 2,163 354,090 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,831 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0888 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -197 -435 -2,015 347,540 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2,327 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 45 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,335 4,179 4,179 11. Total Status Of Budgetary Resources.......... 1,138 -435 2,163 354,090 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,031 378 272,270 272,270 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -21 -1,191 -1,232 B. Unfilled customer orders 1. Federal sources without advance........ -97 -3,464 -5,670 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 549 59,764 325,614 D. Accounts payable.......................... 55 647 4,197 15. Outlays: A. Disbursements (+)......................... 337 -26 219,099 301,582 B. Collections (-)........................... -35 -23 -4,621 -4,702 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,832 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0889 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 90,000 90,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -93 -93 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 17 153 243 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1 1,486 31 2. Receivables from Federal sources....... 18 18 16 -555 -23 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 50 50 23 -713 -3 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -478 -478 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 89,497 89,497 57 371 248 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,833 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0889 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 89,415 89,415 -107 -172 -31 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 68 68 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 14 14 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 164 543 280 11. Total Status Of Budgetary Resources.......... 89,497 89,497 57 371 248 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 55,462 13,457 1,243 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -18 -18 -27 -47 -135 B. Unfilled customer orders 1. Federal sources without advance........ -50 -50 -23 -337 -6 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 69,384 69,384 16,584 1,889 541 D. Accounts payable.......................... 312 312 36 9 15. Outlays: A. Disbursements (+)......................... 19,788 19,788 38,747 13,038 838 B. Collections (-)........................... -1 -1,486 -31 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,834 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0889 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 90,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -93 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 390 486 1,289 1,289 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1 48 1,567 1,567 2. Receivables from Federal sources....... -25 -587 -569 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -24 -717 -667 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -570 -570 -570 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -478 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 391 -86 981 90,478 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,835 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0889 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 32 -86 -364 89,051 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 68 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 14 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 359 1,346 1,346 11. Total Status Of Budgetary Resources.......... 391 -86 981 90,478 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 762 365 71,289 71,289 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -209 -227 B. Unfilled customer orders 1. Federal sources without advance........ -20 -386 -436 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 542 19,556 88,940 D. Accounts payable.......................... 45 357 15. Outlays: A. Disbursements (+)......................... 272 328 53,223 73,011 B. Collections (-)........................... -1 -48 -1,567 -1,567 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,836 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0890 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 265,185 265,185 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -277 -277 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 8 5 516 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. -159 -159 873 1,564 216 2. Receivables from Federal sources....... 318 318 -270 -828 -102 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 826 826 -615 -745 -113 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,414 -1,414 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 264,479 264,479 -3 -5 517 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,837 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0890 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 263,448 263,448 -32 -612 -244 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 985 985 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 46 46 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 29 607 761 11. Total Status Of Budgetary Resources.......... 264,479 264,479 -3 -5 517 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 167,511 24,735 3,701 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -318 -318 -239 -151 -800 B. Unfilled customer orders 1. Federal sources without advance........ -826 -826 -97 -100 -24 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 192,754 192,754 37,506 4,501 2,100 D. Accounts payable.......................... 2,511 2,511 178 37 18 15. Outlays: A. Disbursements (+)......................... 69,167 69,167 131,016 21,410 2,379 B. Collections (-)........................... 159 159 -873 -1,564 -216 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,838 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0890 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 265,185 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -277 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,062 450 2,041 2,041 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 217 51 2,921 2,762 2. Receivables from Federal sources....... -171 -781 -2,152 -1,834 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -68 -17 -1,558 -732 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -580 -580 -580 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,414 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,041 -876 674 265,153 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,839 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0890 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -108 -876 -1,872 261,576 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 985 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 46 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,149 2,546 2,546 11. Total Status Of Budgetary Resources.......... 1,041 -876 674 265,153 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 401 30 196,378 196,378 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -616 -1,806 -2,124 B. Unfilled customer orders 1. Federal sources without advance........ -258 -479 -1,305 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,452 45,559 238,313 D. Accounts payable.......................... 15 248 2,759 15. Outlays: A. Disbursements (+)......................... -62 -48 154,695 223,862 B. Collections (-)........................... -217 -51 -2,921 -2,762 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,840 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0891 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 337,322 337,322 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -351 -351 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 25 196 770 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 788 788 2,284 3,242 409 2. Receivables from Federal sources....... 724 724 -1,410 -427 -338 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 7,609 7,609 -873 -2,799 -57 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,795 -1,795 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 344,297 344,297 26 212 784 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,841 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0891 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 335,129 335,129 -266 -760 438 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9,121 9,121 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 47 47 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 292 972 346 11. Total Status Of Budgetary Resources.......... 344,297 344,297 26 212 784 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 186,773 24,044 -352 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -724 -724 -176 -885 -996 B. Unfilled customer orders 1. Federal sources without advance........ -7,609 -7,609 -3,930 -433 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 165,989 165,989 8,623 1,984 619 D. Accounts payable.......................... 6,030 6,030 836 330 276 15. Outlays: A. Disbursements (+)......................... 172,231 172,231 183,438 25,513 583 B. Collections (-)........................... -788 -788 -2,284 -3,242 -409 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,842 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0891 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 337,322 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -351 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 934 1,677 8 3,610 3,610 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. -3 -3 5,929 6,717 2. Receivables from Federal sources....... 3 -121 -2,293 -1,569 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -3,729 3,880 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -2,059 -8 -2,067 -2,067 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,795 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 934 -503 -3 1,450 345,747 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,843 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0891 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 240 -503 -3 -854 334,275 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9,121 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 47 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 694 2,304 2,304 11. Total Status Of Budgetary Resources.......... 934 -503 -3 1,450 345,747 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 931 184 211,580 211,580 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -11 -2,068 -2,792 B. Unfilled customer orders 1. Federal sources without advance........ -58 -4,421 -12,030 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,009 12,235 178,224 D. Accounts payable.......................... 28 1,470 7,500 15. Outlays: A. Disbursements (+)......................... 201 -198 -3 209,534 381,765 B. Collections (-)........................... 3 3 -5,929 -6,717 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,844 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0892 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 978,360 978,360 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -1,019 -1,019 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,446 1,714 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 77 77 1,516 5,280 577 2. Receivables from Federal sources....... 25 25 321 -798 -189 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 4,580 4,580 -1,851 -4,511 -394 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -5,214 -5,214 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 976,809 976,809 -13 1,417 1,707 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,845 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0892 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 972,127 972,127 -1,844 -1,810 -753 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 4,682 4,682 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,830 3,227 2,461 11. Total Status Of Budgetary Resources.......... 976,809 976,809 -13 1,417 1,707 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 637,074 119,751 17,937 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -25 -25 -549 -563 -641 B. Unfilled customer orders 1. Federal sources without advance........ -4,580 -4,580 -1,668 -560 -240 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 716,854 716,854 167,199 20,955 7,951 D. Accounts payable.......................... 9,892 9,892 1,646 1,533 61 15. Outlays: A. Disbursements (+)......................... 250,064 250,064 470,131 101,885 10,635 B. Collections (-)........................... -77 -77 -1,516 -5,280 -577 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,846 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0892 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 978,360 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -1,019 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2,492 1,605 9 7,266 7,266 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 116 24 7,513 7,590 2. Receivables from Federal sources....... 27 -58 -697 -672 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -148 -103 -7,007 -2,427 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -4,462 -9 -4,471 -4,471 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -5,214 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,487 -2,994 2,604 979,413 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,847 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0892 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -2,455 -2,994 -9,856 962,271 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 4,682 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,942 12,460 12,460 11. Total Status Of Budgetary Resources.......... 2,487 -2,994 2,604 979,413 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 8,663 1,185 784,610 784,610 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -182 -1,935 -1,960 B. Unfilled customer orders 1. Federal sources without advance........ -292 -2,760 -7,340 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 5,475 201,580 918,434 D. Accounts payable.......................... 45 3,285 13,177 15. Outlays: A. Disbursements (+)......................... 1,281 -1,648 582,284 832,348 B. Collections (-)........................... -116 -24 -7,513 -7,590 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,848 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0893 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 689,448 689,448 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 8,780 8,780 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 687 1,285 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 149 149 566 2,490 250 2. Receivables from Federal sources....... 41 41 -229 -113 -111 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 755 755 -449 -2,399 -202 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -3,667 -3,667 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 695,506 695,506 -112 664 1,221 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,849 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0893 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 694,561 694,561 -761 -408 -1,518 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 945 945 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 649 1,072 2,740 11. Total Status Of Budgetary Resources.......... 695,506 695,506 -112 664 1,221 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 481,134 107,087 15,272 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -41 -41 -616 -956 -154 B. Unfilled customer orders 1. Federal sources without advance........ -755 -755 -1,190 -350 -92 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 555,615 555,615 139,295 15,091 5,093 D. Accounts payable.......................... 4,510 4,510 577 294 67 15. Outlays: A. Disbursements (+)......................... 135,381 135,381 342,985 95,112 9,152 B. Collections (-)........................... -149 -149 -566 -2,490 -250 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,850 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0893 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 689,448 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 8,780 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,744 611 3 4,330 4,330 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 68 73 3,447 3,596 2. Receivables from Federal sources....... -61 -520 -1,034 -993 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -7 -56 -3,113 -2,358 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -4,195 -3 -4,198 -4,198 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -3,667 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,744 -4,087 -570 694,936 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,851 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0893 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 542 -4,087 -6,232 688,329 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 945 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,202 5,663 5,663 11. Total Status Of Budgetary Resources.......... 1,744 -4,087 -570 694,936 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,006 3,584 611,083 611,083 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -31 -1,757 -1,798 B. Unfilled customer orders 1. Federal sources without advance........ -129 -1,761 -2,516 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,551 162,030 717,645 D. Accounts payable.......................... 85 1,023 5,533 15. Outlays: A. Disbursements (+)......................... 2,140 74 449,463 584,844 B. Collections (-)........................... -68 -73 -3,447 -3,596 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,852 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0894 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 293,935 293,935 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -306 -306 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 61 275 902 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 7 7 1,721 4,993 126 2. Receivables from Federal sources....... 322 322 301 -1,252 -10 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 3,804 3,804 -2,020 -3,748 -120 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,566 -1,566 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 296,196 296,196 64 268 897 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,853 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0894 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 291,931 291,931 -275 -669 -314 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 4,130 4,130 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 135 135 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 339 936 1,211 11. Total Status Of Budgetary Resources.......... 296,196 296,196 64 268 897 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 190,223 40,174 2,547 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -322 -322 -658 -283 -627 B. Unfilled customer orders 1. Federal sources without advance........ -3,804 -3,804 -2,318 -640 -326 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 205,404 205,404 53,429 6,621 1,562 D. Accounts payable.......................... 3,105 3,105 213 343 34 15. Outlays: A. Disbursements (+)......................... 87,552 87,552 141,001 38,465 1,720 B. Collections (-)........................... -7 -7 -1,721 -4,993 -126 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,854 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0894 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 293,935 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -306 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 384 377 3 2,002 2,002 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 527 87 7,454 7,461 2. Receivables from Federal sources....... -94 -41 -1,096 -774 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -433 -542 -6,863 -3,059 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -626 -3 -629 -629 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,566 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 384 -744 869 297,065 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,855 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0894 / 96 / 95 94 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1 -744 -2,001 289,930 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 4,130 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 135 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 383 2,869 2,869 11. Total Status Of Budgetary Resources.......... 384 -744 869 297,065 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,248 246 234,438 234,438 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -108 -1,676 -1,998 B. Unfilled customer orders 1. Federal sources without advance........ -4 -3,288 -7,092 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,508 63,120 268,524 D. Accounts payable.......................... 22 612 3,717 15. Outlays: A. Disbursements (+)......................... 358 84 181,628 269,180 B. Collections (-)........................... -527 -87 -7,454 -7,461 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,856 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0895 / 99 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,857 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0895 / 99 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -106 -106 -106 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -106 -106 -106 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,858 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0896 / 00 CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 68,753 68,753 68,753 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -72 -72 -72 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... 14 14 14 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 200 200 200 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -363 -363 -363 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 68,532 68,532 68,532 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,859 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-0896 / 00 CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 68,307 68,307 68,307 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 214 214 214 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 11 11 11 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 68,532 68,532 68,532 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -14 -14 -14 B. Unfilled customer orders 1. Federal sources without advance........ -200 -200 -200 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 55,978 55,978 55,978 D. Accounts payable.......................... 1,332 1,332 1,332 15. Outlays: A. Disbursements (+)......................... 11,211 11,211 11,211 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,860 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 328 15,047 15,375 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 600 47,970 463,486 2,841 514,897 2. Receivables from Federal sources....... 144 32 176 B. Change in unfilled customer orders: 1. Advance received....................... 51,797 51,797 2. Without advance from Federal sources... 4,944 4,944 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,073 47,970 520,227 17,920 587,190 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,861 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 453 37,077 15,005 52,535 B. Total, Category B, direct obligations..... -96 -96 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 520,227 520,227 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 716 10,893 2,916 14,525 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 1,073 47,970 520,227 17,920 587,190 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 134 10,794 10,928 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -144 -32 -176 B. Unfilled customer orders 1. Federal sources without advance........ -4,944 -4,944 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 38 18,980 54,395 8,248 81,661 D. Accounts payable.......................... 178 35 30,807 1,210 32,230 15. Outlays: A. Disbursements (+)......................... 275 18,061 435,025 16,341 469,702 B. Collections (-)........................... -600 -47,970 -515,283 -2,841 -566,694 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,862 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 / X CURRENT Break Out of Category B Obligations GSA Delegation -96 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,863 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ -91,782 20 -14,990 565 -15,069 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 138,123 3,060 17,515 262 18,110 2. Receivables from Federal sources....... 6 82 B. Change in unfilled customer orders: 1. Advance received....................... 7,952 5,990 10,229 2. Without advance from Federal sources... -53,751 -13,109 619 -12,063 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 542 3,080 -4,588 1,447 1,289 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,864 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,819 1,447 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 26 -4,588 1,289 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 516 261 11. Total Status Of Budgetary Resources.......... 542 3,080 -4,588 1,447 1,289 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 91,699 15,727 14,921 484 15,058 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -6 -82 B. Unfilled customer orders 1. Federal sources without advance........ -615 670 -619 4,609 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 7,969 2,629 5,242 346 5,069 D. Accounts payable.......................... 6,120 216 3,670 48 733 15. Outlays: A. Disbursements (+)......................... 132,003 15,701 13,860 1,536 17,999 B. Collections (-)........................... -146,075 -3,060 -23,505 -262 -28,339 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,865 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 565 -7,618 1,027 -5,747 15 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 7,551 4,651 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 6,368 2. Without advance from Federal sources... -8,161 -2,726 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -4,651 -15 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 565 -1,859 1,027 -8,473 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,866 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 96 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -94 -95 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. -1,859 -8,473 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 660 1,121 11. Total Status Of Budgetary Resources.......... 565 -1,859 1,027 -8,473 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 484 7,617 223 5,747 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2,034 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 237 4,300 73 D. Accounts payable.......................... 81 875 45 15. Outlays: A. Disbursements (+)......................... 72 6,710 10 B. Collections (-)........................... -13,920 -4,651 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,867 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ -133,014 -117,639 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 189,272 704,169 2. Receivables from Federal sources....... 88 264 B. Change in unfilled customer orders: 1. Advance received....................... 30,539 82,336 2. Without advance from Federal sources... -89,191 -84,247 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -4,666 -4,666 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... -6,970 580,220 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,868 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-3966 EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,077 56,612 B. Total, Category B, direct obligations..... -96 C. Not subject to apportionment.............. D. Reimbursable obligations.................. -13,605 506,622 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 14,525 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,558 2,558 11. Total Status Of Budgetary Resources.......... -6,970 580,220 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 151,960 162,888 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -88 -264 B. Unfilled customer orders 1. Federal sources without advance........ 6,079 1,135 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 25,865 107,526 D. Accounts payable.......................... 11,788 44,018 15. Outlays: A. Disbursements (+)......................... 187,891 657,593 B. Collections (-)........................... -219,812 -786,506 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,869 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-4554 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 269 269 269 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 270,982 270,982 270,982 2. Receivables from Federal sources....... 14,974 14,974 14,974 B. Change in unfilled customer orders: 1. Advance received....................... 14,590 14,590 14,590 2. Without advance from Federal sources... 49,714 49,714 49,714 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 350,529 350,529 350,529 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,870 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-4554 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 350,260 350,260 350,260 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 269 269 269 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 350,529 350,529 350,529 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -7 -7 -7 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -14,981 -14,981 -14,981 B. Unfilled customer orders 1. Federal sources without advance........ -49,714 -49,714 -49,714 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 59,302 59,302 59,302 D. Accounts payable.......................... 21,187 21,187 21,187 15. Outlays: A. Disbursements (+)......................... 269,772 269,772 269,772 B. Collections (-)........................... -285,572 -285,572 -285,572 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,871 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-5145 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 14,490 14,490 14,490 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 9,718 9,718 9,718 2. Receivables from Federal sources....... 4 4 4 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 24,211 24,211 24,211 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,872 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: National Institutes of Health Acct: National Institutes of Health OMB Acct: 009-25-9915 Tres Acct: 75-5145 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 9,800 9,800 9,800 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 14,411 14,411 14,411 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 24,211 24,211 24,211 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 15,135 15,135 15,135 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -4 -4 -4 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 7,431 7,431 7,431 D. Accounts payable.......................... 1,288 1,288 1,288 15. Outlays: A. Disbursements (+)......................... 16,216 16,216 16,216 B. Collections (-)........................... -9,718 -9,718 -9,718 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,873 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: National Institutes of Health Acct: BUREAU TOTAL OMB Acct: 009-25- Tres Acct: / X 00 / 01 99 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 175,645 17,729,697 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -26 13,730 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 136,433 9,492 15,047 B. Net transfers, PY balance, actual......... 1,770 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 288,401 47,970 570,719 2,841 2. Receivables from Federal sources....... 15,610 25,758 32 B. Change in unfilled customer orders: 1. Advance received....................... 14,590 51,797 2. Without advance from Federal sources... 49,425 -44 222,911 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,000 -86,206 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 671,849 47,970 9,449 18,528,406 17,920 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,874 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: National Institutes of Health Acct: BUREAU TOTAL OMB Acct: 009-25- Tres Acct: / X 00 / 01 99 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 17,729 37,077 9,447 17,656,565 15,005 B. Total, Category B, direct obligations..... 141,012 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 350,676 870,818 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 161,448 1 1,022 2. Anticipated............................ B. Exemption from apportionment.............. 985 10,893 2,916 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 671,849 47,970 9,449 18,528,406 17,920 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 393,651 37,832 10,794 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -15,617 -25,758 -32 B. Unfilled customer orders 1. Federal sources without advance........ -50,125 -122 -222,911 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 375,925 18,980 30,266 12,766,641 8,248 D. Accounts payable.......................... 26,828 35 379 229,264 1,210 15. Outlays: A. Disbursements (+)......................... 501,022 18,061 16,800 5,531,484 16,341 B. Collections (-)........................... -302,991 -47,970 -622,516 -2,841 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,875 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: National Institutes of Health Acct: BUREAU TOTAL OMB Acct: 009-25- Tres Acct: CURRENT / 99 98 / 99 / 98 97 / 98 TOTAL EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 17,905,342 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 13,704 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 160,972 -90,932 20 -818 565 B. Net transfers, PY balance, actual......... 1,770 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 909,931 236,340 3,060 143,897 262 2. Receivables from Federal sources....... 41,400 4,155 -11,043 B. Change in unfilled customer orders: 1. Advance received....................... 66,387 7,952 5,990 2. Without advance from Federal sources... 272,292 -155,469 -128,653 619 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -96,206 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 19,275,594 2,049 3,080 9,370 1,447 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,876 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: National Institutes of Health Acct: BUREAU TOTAL OMB Acct: 009-25- Tres Acct: CURRENT / 99 98 / 99 / 98 97 / 98 TOTAL EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 17,735,823 -17,143 2,819 -25,777 1,447 B. Total, Category B, direct obligations..... 141,012 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,221,494 26 -4,588 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 162,471 2. Anticipated............................ B. Exemption from apportionment.............. 14,794 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 19,168 261 39,735 11. Total Status Of Budgetary Resources.......... 19,275,594 2,049 3,080 9,370 1,447 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 442,277 11,058,572 15,727 1,986,406 484 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -41,407 -35,569 -18,347 B. Unfilled customer orders 1. Federal sources without advance........ -273,158 -58,257 -26,444 -619 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 13,200,060 2,571,047 2,629 378,612 346 D. Accounts payable.......................... 257,716 37,805 216 15,194 48 15. Outlays: A. Disbursements (+)......................... 6,083,708 8,677,740 15,701 1,746,722 1,536 B. Collections (-)........................... -976,318 -244,292 -3,060 -149,887 -262 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,877 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: National Institutes of Health Acct: BUREAU TOTAL OMB Acct: 009-25- Tres Acct: / 97 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 15,132 565 32,203 1,027 24,141 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 33,280 14,197 8,459 2. Receivables from Federal sources....... -5,762 -1,928 -8,030 B. Change in unfilled customer orders: 1. Advance received....................... 10,229 6,368 2. Without advance from Federal sources... -21,829 -11,482 -8,691 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -73,849 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 31,046 565 39,361 1,027 -57,969 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,878 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: National Institutes of Health Acct: BUREAU TOTAL OMB Acct: 009-25- Tres Acct: / 97 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -12,641 -94 -3,882 -95 -49,496 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,289 -1,859 -8,473 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 42,403 660 45,104 1,121 11. Total Status Of Budgetary Resources.......... 31,046 565 39,361 1,027 -57,969 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 339,887 484 120,772 223 36,862 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -13,601 -8,255 B. Unfilled customer orders 1. Federal sources without advance........ -4,896 -1,908 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 138,128 237 76,244 73 D. Accounts payable.......................... 3,844 81 2,106 45 15. Outlays: A. Disbursements (+)......................... 232,648 72 60,249 10 -4,387 B. Collections (-)........................... -43,509 -20,566 -8,459 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,879 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: National Institutes of Health Acct: BUREAU TOTAL OMB Acct: 009-25- Tres Acct: 94 / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 17,905,342 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 13,704 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 326 -17,771 143,201 B. Net transfers, PY balance, actual......... 1,770 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. -3 439,492 1,349,423 2. Receivables from Federal sources....... -22,608 18,792 B. Change in unfilled customer orders: 1. Advance received....................... 30,539 96,926 2. Without advance from Federal sources... -325,505 -53,213 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,517 -75,366 -75,366 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -96,206 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... -1,194 28,782 19,304,376 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,880 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: National Institutes of Health Acct: BUREAU TOTAL OMB Acct: 009-25- Tres Acct: 94 / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -1,194 -106,056 17,629,767 B. Total, Category B, direct obligations..... 141,012 C. Not subject to apportionment.............. D. Reimbursable obligations.................. -13,605 1,207,889 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 162,471 2. Anticipated............................ B. Exemption from apportionment.............. 14,794 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 148,452 148,452 11. Total Status Of Budgetary Resources.......... -1,194 28,782 19,304,376 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,283 13,560,700 14,002,977 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -75,772 -117,179 B. Unfilled customer orders 1. Federal sources without advance........ -92,124 -365,282 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,167,316 16,367,376 D. Accounts payable.......................... 59,339 317,055 15. Outlays: A. Disbursements (+)......................... 89 10,730,380 16,814,088 B. Collections (-)........................... 3 -470,032 -1,446,350 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,881 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Substance Abuse and Mental Health Services Administration Acct: Substance abuse and mental health services OMB Acct: 009-30-1362 Tres Acct: 75-1362 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,654,953 2,654,953 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -528 -528 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 276 276 560 1,416 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 20,065 20,065 2,832 2. Receivables from Federal sources....... 3,679 3,679 -2,832 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 8,761 8,761 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1 1 522 1,057 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -3,085 -3,085 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 277 2,683,845 2,684,122 1,082 2,472 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,882 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Substance Abuse and Mental Health Services Administration Acct: Substance abuse and mental health services OMB Acct: 009-30-1362 Tres Acct: 75-1362 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 663,186 663,186 B. Total, Category B, direct obligations..... 1,986,510 1,986,510 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 32,505 32,505 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 277 1,644 1,921 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,082 2,472 11. Total Status Of Budgetary Resources.......... 277 2,683,845 2,684,122 1,082 2,472 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 64 64 1,438,795 303,225 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,679 -3,679 -214 -3,205 B. Unfilled customer orders 1. Federal sources without advance........ -8,761 -8,761 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 62 1,556,311 1,556,373 314,507 83,667 D. Accounts payable.......................... 808 560 15. Outlays: A. Disbursements (+)......................... 1,125,891 1,125,891 1,126,003 221,146 B. Collections (-)........................... -20,065 -20,065 -2,832 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,883 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Substance Abuse and Mental Health Services Administration Acct: Substance abuse and mental health services OMB Acct: 009-30-1362 Tres Acct: 75-1362 / 00 CURRENT Break Out of Category B Obligations MH&SA Perf Partnerships 1,955,636 PATH Homeless Formula 30,874 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,884 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Substance Abuse and Mental Health Services Administration Acct: Substance abuse and mental health services OMB Acct: 009-30-1362 Tres Acct: 75-1362 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,654,953 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -528 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 6,079 3,568 12,335 23,958 24,234 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2,832 22,897 2. Receivables from Federal sources....... -2,832 847 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 8,761 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,935 2,271 12,088 17,873 17,874 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -24,424 -24,424 -24,424 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -3,085 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 8,014 5,838 17,406 2,701,528 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,885 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Substance Abuse and Mental Health Services Administration Acct: Substance abuse and mental health services OMB Acct: 009-30-1362 Tres Acct: 75-1362 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 663,186 B. Total, Category B, direct obligations..... 1,986,510 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 32,505 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,921 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 8,014 5,838 17,406 17,406 11. Total Status Of Budgetary Resources.......... 8,014 5,838 17,406 2,701,528 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 69,842 18,257 21,680 1,851,799 1,851,863 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,419 -7,098 B. Unfilled customer orders 1. Federal sources without advance........ -8,761 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 34,490 9,579 442,243 1,998,616 D. Accounts payable.......................... 287 304 1,959 1,959 15. Outlays: A. Disbursements (+)......................... 33,130 6,104 9,592 1,395,975 2,521,866 B. Collections (-)........................... -2,832 -22,897 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,886 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Substance Abuse and Mental Health Services Administration Acct: BUREAU TOTAL OMB Acct: 009-30- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,654,953 2,654,953 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -528 -528 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 276 276 560 1,416 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 20,065 20,065 2,832 2. Receivables from Federal sources....... 3,679 3,679 -2,832 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 8,761 8,761 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1 1 522 1,057 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -3,085 -3,085 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 277 2,683,845 2,684,122 1,082 2,472 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,887 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Substance Abuse and Mental Health Services Administration Acct: BUREAU TOTAL OMB Acct: 009-30- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 663,186 663,186 B. Total, Category B, direct obligations..... 1,986,510 1,986,510 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 32,505 32,505 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 277 1,644 1,921 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,082 2,472 11. Total Status Of Budgetary Resources.......... 277 2,683,845 2,684,122 1,082 2,472 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 64 64 1,438,795 303,225 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,679 -3,679 -214 -3,205 B. Unfilled customer orders 1. Federal sources without advance........ -8,761 -8,761 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 62 1,556,311 1,556,373 314,507 83,667 D. Accounts payable.......................... 808 560 15. Outlays: A. Disbursements (+)......................... 1,125,891 1,125,891 1,126,003 221,146 B. Collections (-)........................... -20,065 -20,065 -2,832 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,888 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Substance Abuse and Mental Health Services Administration Acct: BUREAU TOTAL OMB Acct: 009-30- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,654,953 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -528 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 6,079 3,568 12,335 23,958 24,234 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2,832 22,897 2. Receivables from Federal sources....... -2,832 847 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 8,761 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,935 2,271 12,088 17,873 17,874 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -24,424 -24,424 -24,424 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -3,085 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 8,014 5,838 17,406 2,701,528 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,889 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Substance Abuse and Mental Health Services Administration Acct: BUREAU TOTAL OMB Acct: 009-30- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 663,186 B. Total, Category B, direct obligations..... 1,986,510 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 32,505 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,921 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 8,014 5,838 17,406 17,406 11. Total Status Of Budgetary Resources.......... 8,014 5,838 17,406 2,701,528 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 69,842 18,257 21,680 1,851,799 1,851,863 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -3,419 -7,098 B. Unfilled customer orders 1. Federal sources without advance........ -8,761 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 34,490 9,579 442,243 1,998,616 D. Accounts payable.......................... 287 304 1,959 1,959 15. Outlays: A. Disbursements (+)......................... 33,130 6,104 9,592 1,395,975 2,521,866 B. Collections (-)........................... -2,832 -22,897 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,890 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Agency for Healthcare Research and Quality Acct: Health care policy and research OMB Acct: 009-33-1700 Tres Acct: 75-1700 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 111,424 111,424 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -22 -22 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,621 3,621 12 19 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 4,066 100,585 104,651 5,573 2. Receivables from Federal sources....... -5,573 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 12 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,201 -1,201 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 7,687 210,786 218,473 24 19 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,891 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Agency for Healthcare Research and Quality Acct: Health care policy and research OMB Acct: 009-33-1700 Tres Acct: 75-1700 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 3,073 210,276 213,349 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 4,614 510 5,124 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 24 19 11. Total Status Of Budgetary Resources.......... 7,687 210,786 218,473 24 19 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,592 1,592 117,283 26,132 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,457 143,091 146,548 50,925 6,398 D. Accounts payable.......................... 2,117 2,117 230 78 15. Outlays: A. Disbursements (+)......................... 1,208 65,069 66,277 71,689 19,656 B. Collections (-)........................... -4,066 -100,585 -104,651 -5,573 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,892 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Agency for Healthcare Research and Quality Acct: Health care policy and research OMB Acct: 009-33-1700 Tres Acct: 75-1700 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 111,424 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -22 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,583 1,017 782 5,413 9,034 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 5,573 110,224 2. Receivables from Federal sources....... -5,573 -5,573 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 65 1,111 1,188 1,188 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,894 -1,894 -1,894 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,201 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,583 1,082 4,708 223,181 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,893 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Agency for Healthcare Research and Quality Acct: Health care policy and research OMB Acct: 009-33-1700 Tres Acct: 75-1700 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 3,058 3,058 216,407 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 5,124 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 525 1,082 1,650 1,650 11. Total Status Of Budgetary Resources.......... 3,583 1,082 4,708 223,181 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,634 3,212 1,678 150,939 152,531 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -6,435 -6,435 -6,435 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 9,387 2,824 69,534 216,082 D. Accounts payable.......................... 224 532 2,649 15. Outlays: A. Disbursements (+)......................... 2,516 6,104 567 100,532 166,809 B. Collections (-)........................... -5,573 -110,224 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,894 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Agency for Healthcare Research and Quality Acct: BUREAU TOTAL OMB Acct: 009-33- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 111,424 111,424 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -22 -22 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,621 3,621 12 19 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 4,066 100,585 104,651 5,573 2. Receivables from Federal sources....... -5,573 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 12 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,201 -1,201 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 7,687 210,786 218,473 24 19 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,895 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Agency for Healthcare Research and Quality Acct: BUREAU TOTAL OMB Acct: 009-33- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 3,073 210,276 213,349 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 4,614 510 5,124 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 24 19 11. Total Status Of Budgetary Resources.......... 7,687 210,786 218,473 24 19 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,592 1,592 117,283 26,132 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,457 143,091 146,548 50,925 6,398 D. Accounts payable.......................... 2,117 2,117 230 78 15. Outlays: A. Disbursements (+)......................... 1,208 65,069 66,277 71,689 19,656 B. Collections (-)........................... -4,066 -100,585 -104,651 -5,573 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,896 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Agency for Healthcare Research and Quality Acct: BUREAU TOTAL OMB Acct: 009-33- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 111,424 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -22 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,583 1,017 782 5,413 9,034 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 5,573 110,224 2. Receivables from Federal sources....... -5,573 -5,573 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 65 1,111 1,188 1,188 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,894 -1,894 -1,894 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,201 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,583 1,082 4,708 223,181 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,897 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Agency for Healthcare Research and Quality Acct: BUREAU TOTAL OMB Acct: 009-33- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 3,058 3,058 216,407 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 5,124 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 525 1,082 1,650 1,650 11. Total Status Of Budgetary Resources.......... 3,583 1,082 4,708 223,181 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,634 3,212 1,678 150,939 152,531 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -6,435 -6,435 -6,435 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 9,387 2,824 69,534 216,082 D. Accounts payable.......................... 224 532 2,649 15. Outlays: A. Disbursements (+)......................... 2,516 6,104 567 100,532 166,809 B. Collections (-)........................... -5,573 -110,224 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,898 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Program management OMB Acct: 009-38-0511 Tres Acct: 75-0511 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 2,992 2,992 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 88,309 88,309 10,855 8,061 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 140,041 2,789 142,830 31 2. Receivables from Federal sources....... -31 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 60,584 1,502,639 1,563,223 336,941 69,717 2. Anticipated............................ -60,584 473,909 413,325 -336,941 -69,717 4. Recoveries of prior year obligations: A. Actual.................................... 51,019 19,866 B. Anticipated............................... 5. Temp not available pursuant to PL............ -1,214 -1,214 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 228,350 1,981,115 2,209,465 61,874 27,927 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,899 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Program management OMB Acct: 009-38-0511 Tres Acct: 75-0511 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,968,558 1,968,558 37,734 9,784 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 157,291 2,789 160,080 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 68,193 9,768 77,961 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,866 2,866 24,141 18,143 11. Total Status Of Budgetary Resources.......... 228,350 1,981,115 2,209,465 61,874 27,927 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 22,248 22,248 11,200 -22,345 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -24,416 -473,909 -498,325 -111,547 -59,856 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 138,588 416,842 555,430 139,221 42,456 D. Accounts payable.......................... 8,718 28,601 37,319 2,047 1,588 15. Outlays: A. Disbursements (+)......................... 117,234 1,525,903 1,643,137 305,164 53,102 B. Collections (-)........................... -200,624 -1,505,427 -1,706,051 -336,971 -69,717 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,900 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Program management OMB Acct: 009-38-0511 Tres Acct: 75-0511 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 2,992 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 42,080 29,785 55,954 146,735 235,044 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 31 142,861 2. Receivables from Federal sources....... -31 -31 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 8,617 -3,039 7,315 419,551 1,982,774 2. Anticipated............................ -8,617 3,039 -39,709 -451,945 -38,620 4. Recoveries of prior year obligations: A. Actual.................................... 2,610 8,787 9,946 92,228 92,228 B. Anticipated............................... 5. Temp not available pursuant to PL............ -1,214 6. Permanently not available: A. Cancellations of expired/no-year accts.... -24,212 -24,212 -24,212 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 44,690 38,571 9,293 182,355 2,391,820 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,901 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Program management OMB Acct: 009-38-0511 Tres Acct: 75-0511 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 8,427 543 9,293 65,781 2,034,339 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 160,080 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 77,961 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 36,263 38,028 116,575 119,441 11. Total Status Of Budgetary Resources.......... 44,690 38,571 9,293 182,355 2,391,820 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -33,506 -21,097 -31,430 -97,178 -74,930 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -45,504 -58,549 -275,456 -773,781 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 15,637 32,221 229,535 784,965 D. Accounts payable.......................... 188 38 3,861 41,180 15. Outlays: A. Disbursements (+)......................... 10,606 -6,089 7,626 370,409 2,013,546 B. Collections (-)........................... -8,617 3,039 -7,315 -419,581 -2,125,632 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,902 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Grants to States for Medicaid OMB Acct: 009-38-0512 Tres Acct: 75-0512 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 118,980,998 118,980,998 118,980,998 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,117,212 1,117,212 1,117,212 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 50,000 50,000 50,000 4. Recoveries of prior year obligations: A. Actual.................................... 3,007,453 3,007,453 3,007,453 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,236,952 -1,236,952 -1,236,952 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 121,918,711 121,918,711 121,918,711 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,903 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Grants to States for Medicaid OMB Acct: 009-38-0512 Tres Acct: 75-0512 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 121,808,712 121,808,712 121,808,712 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 110,000 110,000 110,000 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 121,918,711 121,918,711 121,918,711 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,750,665 4,750,665 4,750,665 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -110,000 -110,000 -110,000 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,500 1,500 1,500 D. Accounts payable.......................... 5,689,745 5,689,745 5,689,745 15. Outlays: A. Disbursements (+)......................... 117,920,678 117,920,678 117,920,678 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,904 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Grants to States for Medicaid OMB Acct: 009-38-0512 Tres Acct: 75-0512 / X CURRENT Break Out of Category B Obligations VACCINE ORDERING AND OPER 38,336 MEDICAL ASSISTANCE PAYMEN 113,880,186 STATE AND LOCAL ADMIN 6,620,488 EXPANSIONS 757,621 VFC PURCHASES 507,840 VFC 4,241 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,905 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: State children's health insurance fund OMB Acct: 009-38-0515 Tres Acct: 75-0515 00 / 02 / 00 CURRENT / 99 98 / 99 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 10,000 4,309,200 4,319,200 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -60,000 -60,000 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 10,000 4,249,200 4,259,200 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,906 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: State children's health insurance fund OMB Acct: 009-38-0515 Tres Acct: 75-0515 00 / 02 / 00 CURRENT / 99 98 / 99 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 10,000 4,249,200 4,259,200 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 10,000 4,249,200 4,259,200 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,203,638 3,708,450 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 10,000 4,054,428 4,064,428 3,956,143 2,930,421 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 194,772 194,772 247,495 778,029 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,907 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: State children's health insurance fund OMB Acct: 009-38-0515 Tres Acct: 75-0515 EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 4,319,200 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -60,000 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4,259,200 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,908 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: State children's health insurance fund OMB Acct: 009-38-0515 Tres Acct: 75-0515 EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,259,200 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 4,259,200 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 7,912,088 7,912,088 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 6,886,564 10,950,992 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 1,025,524 1,220,296 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,909 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 20-1806 / 00 CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 61,140 61,140 61,140 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 61,140 61,140 61,140 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,910 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 20-1806 / 00 CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. 61,140 61,140 61,140 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 61,140 61,140 61,140 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 61,140 61,140 61,140 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,911 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 75-0513 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 219 219 219 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 219 219 219 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,912 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 75-0513 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 219 219 219 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 219 219 219 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 219 219 219 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,913 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 75-0580 / 00 CURRENT / 99 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 69,365,100 69,365,100 69,365,100 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 33,962 33,962 33,962 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -33,962 -33,962 -33,962 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 69,365,100 69,365,100 69,365,100 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,914 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 75-0580 / 00 CURRENT / 99 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 66,223,113 66,223,113 66,223,113 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 3,141,987 3,141,987 3,141,987 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 69,365,100 69,365,100 69,365,100 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 66,223,113 66,223,113 66,223,113 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,915 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 75-0580 / 00 CURRENT Break Out of Category B Obligations HOSP INS FOR UNINSURE HI 349,000 FEDERAL UNINSURED PAY HI 121,000 SUPPLEMENTARY MED INSURAN 65,561,068 PROGRAM MGT HI 116,045 FBI HCFAC ACCOUNT 76,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,916 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 75-0585 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 8,787,000 8,787,000 8,787,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 8,787,000 8,787,000 8,787,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,917 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Payments to health care trust funds OMB Acct: 009-38-0580 Tres Acct: 75-0585 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 8,787,000 8,787,000 8,787,000 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 8,787,000 8,787,000 8,787,000 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 8,787,000 8,787,000 8,787,000 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,918 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health maintenance organization loan and loan guarantee fund OMB Acct: 009-38-4420 Tres Acct: 75-4420 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 11,298 11,298 11,298 B. Net transfers, PY balance, actual......... -1,735 -1,735 -1,735 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 720 720 720 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -10,101 -10,101 -10,101 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 183 183 183 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,919 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health maintenance organization loan and loan guarantee fund OMB Acct: 009-38-4420 Tres Acct: 75-4420 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 182 182 182 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 183 183 183 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 45 45 45 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 228 228 228 B. Collections (-)........................... -720 -720 -720 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,920 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health maintenance organization loan and loan guarantee fund OMB Acct: 009-38-4420 Tres Acct: 75-4420 / X CURRENT Break Out of Category B Obligations INT TO FFB 134 PREPAYMENT PENALTY TO FFB 48 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,921 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal supplementary medical insurance trust fund OMB Acct: 009-38-8004 Tres Acct: 20-8004 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 89,239,428 89,239,428 89,239,428 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -87,520,183 -87,520,183 -87,520,183 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 60,849 60,849 60,849 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,780,094 1,780,094 1,780,094 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,922 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal supplementary medical insurance trust fund OMB Acct: 009-38-8004 Tres Acct: 20-8004 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. 1,780,094 1,780,094 1,780,094 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 1,780,094 1,780,094 1,780,094 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 1,780,094 1,780,094 1,780,094 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,923 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal supplementary medical insurance trust fund OMB Acct: 009-38-8004 Tres Acct: 75-8004 20 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 87,520,183 87,520,183 87,520,183 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ -174,681 -174,681 -174,681 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 87,345,502 87,345,502 87,345,502 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,924 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal supplementary medical insurance trust fund OMB Acct: 009-38-8004 Tres Acct: 75-8004 20 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 87,345,501 87,345,501 87,345,501 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 87,345,502 87,345,502 87,345,502 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 33,708 33,708 33,708 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 166,513 166,513 166,513 D. Accounts payable.......................... 298 298 298 15. Outlays: A. Disbursements (+)......................... 87,212,399 87,212,399 87,212,399 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,925 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal supplementary medical insurance trust fund OMB Acct: 009-38-8004 Tres Acct: 75-8004 20 / X CURRENT Break Out of Category B Obligations SMI BENEFIT PAYMENTS 87,151,361 SMI COMMUNITY NURSING DEM 2,378 ESRD NETWORKS 16,759 SMI COMPETITIVE PRICING 1,682 PEER REVIEW ORGANIZATIONS 173,317 LIFESTYLE MOD DEMO 4 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,926 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal hospital insurance trust fund OMB Acct: 009-38-8005 Tres Acct: 20-8005 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 159,680,840 159,680,840 159,680,840 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -128,400,421 -128,400,421 -128,400,421 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ -30,018,966 -30,018,966 -30,018,966 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,261,454 1,261,454 1,261,454 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,927 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal hospital insurance trust fund OMB Acct: 009-38-8005 Tres Acct: 20-8005 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. 1,261,454 1,261,454 1,261,454 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 1,261,454 1,261,454 1,261,454 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 1,261,454 1,261,454 1,261,454 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,928 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal hospital insurance trust fund OMB Acct: 009-38-8005 Tres Acct: 75-8005 20 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 127,311,768 127,311,768 127,311,768 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 250 250 250 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 792,454 792,454 792,454 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 128,104,473 128,104,473 128,104,473 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,929 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal hospital insurance trust fund OMB Acct: 009-38-8005 Tres Acct: 75-8005 20 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 128,104,254 128,104,254 128,104,254 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 220 220 220 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 128,104,473 128,104,473 128,104,473 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 465,113 465,113 465,113 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 626,290 626,290 626,290 D. Accounts payable.......................... 9,082 9,082 9,082 15. Outlays: A. Disbursements (+)......................... 127,934,213 127,934,213 127,934,213 B. Collections (-)........................... -250 -250 -250 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,930 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Federal hospital insurance trust fund OMB Acct: 009-38-8005 Tres Acct: 75-8005 20 / X CURRENT Break Out of Category B Obligations BENEFIT PAYMENTS 127,692,283 HI COMMUNITY NURSING DEMO 7,134 OFM HI HTH CARE F & ABUSE -17 PEER REVIEW ORGANIZATION 404,854 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,931 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 15-8393 75 / 00 CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 35,071 35,071 35,071 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 35,071 35,071 35,071 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,932 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 15-8393 75 / 00 CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 34,002 34,002 34,002 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,069 1,069 1,069 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 35,071 35,071 35,071 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,194 1,194 1,194 D. Accounts payable.......................... 9,131 9,131 9,131 15. Outlays: A. Disbursements (+)......................... 23,678 23,678 23,678 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,933 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 15-8393 75 / 00 CURRENT Break Out of Category B Obligations 1 34,002 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,934 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 75-8393 / 00 99 / 00 CURRENT GRAND CURRENT CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 577,923 847 578,770 578,770 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 330 330 330 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 128,528 128,528 128,528 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 706,781 847 707,628 707,628 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,935 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 75-8393 / 00 99 / 00 CURRENT GRAND CURRENT CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 705,975 705,975 705,975 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 806 847 1,653 1,653 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 706,781 847 707,628 707,628 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -128,528 -128,528 -128,528 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 80,084 80,084 80,084 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 625,892 625,892 625,892 B. Collections (-)........................... -330 -330 -330 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,936 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 75-8393 / 00 CURRENT Break Out of Category B Obligations FBI 76,000 MIP 629,524 HHS 451 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,937 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 75-8393 75 / 00 CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 122,649 122,649 122,649 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,370 3,370 3,370 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 126,019 126,019 126,019 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,938 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 75-8393 75 / 00 CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 122,577 122,577 122,577 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,000 1,000 1,000 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,442 2,442 2,442 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 126,019 126,019 126,019 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 5,308 5,308 5,308 D. Accounts payable.......................... 15,000 15,000 15,000 15. Outlays: A. Disbursements (+)......................... 103,268 103,268 103,268 B. Collections (-)........................... -3,370 -3,370 -3,370 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,939 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Health Care Financing Administration Acct: Health care fraud and abuse control account OMB Acct: 009-38-8393 Tres Acct: 75-8393 75 / 00 CURRENT Break Out of Category B Obligations 1 122,577 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,940 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Care Financing Administration Acct: BUREAU TOTAL OMB Acct: 009-38- Tres Acct: / X 00 / 02 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 376,688,485 10,000 73,735,440 450,433,925 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -1,088,653 678,635 847 -409,171 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,216,819 1,216,819 B. Net transfers, PY balance, actual......... -1,735 -1,735 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 141,011 6,489 147,500 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 60,584 1,502,639 1,563,223 2. Anticipated............................ -10,584 602,437 591,853 4. Recoveries of prior year obligations: A. Actual.................................... 3,007,453 3,007,453 B. Anticipated............................... 5. Temp not available pursuant to PL............ -29,340,344 -1,214 -29,341,558 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,247,053 -1,247,053 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 349,425,986 10,000 76,524,426 847 425,961,259 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,941 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Care Financing Administration Acct: BUREAU TOTAL OMB Acct: 009-38- Tres Acct: / X 00 / 02 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 8,787,219 10,000 6,217,758 15,014,977 B. Total, Category B, direct obligations..... 337,258,649 67,085,667 404,344,316 C. Not subject to apportionment.............. 3,041,548 61,140 3,102,688 D. Reimbursable obligations.................. 157,511 3,789 161,300 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 178,193 3,156,072 847 3,335,112 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,866 2,866 11. Total Status Of Budgetary Resources.......... 349,425,986 10,000 76,524,426 847 425,961,259 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 5,271,779 5,271,779 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -134,416 -602,437 -736,853 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 932,891 10,000 4,557,856 5,500,747 D. Accounts payable.......................... 5,707,843 52,732 5,760,575 15. Outlays: A. Disbursements (+)......................... 345,013,519 68,757,766 413,771,285 B. Collections (-)........................... -201,594 -1,509,127 -1,710,721 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,942 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Care Financing Administration Acct: BUREAU TOTAL OMB Acct: 009-38- Tres Acct: / 99 98 / 99 / 98 / 97 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 44,817 8,061 42,080 29,785 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 31 2. Receivables from Federal sources....... -31 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 336,941 69,717 8,617 -3,039 2. Anticipated............................ -336,941 -69,717 -8,617 3,039 4. Recoveries of prior year obligations: A. Actual.................................... 51,019 19,866 2,610 8,787 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -33,962 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 61,874 27,927 44,690 38,571 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,943 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Care Financing Administration Acct: BUREAU TOTAL OMB Acct: 009-38- Tres Acct: / 99 98 / 99 / 98 / 97 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 37,734 9,784 8,427 543 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 24,141 18,143 36,263 38,028 11. Total Status Of Budgetary Resources.......... 61,874 27,927 44,690 38,571 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,214,838 3,708,450 -22,345 -33,506 -21,097 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -111,547 -59,856 -45,504 -58,549 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 4,095,364 2,930,421 42,456 15,637 32,221 D. Accounts payable.......................... 2,047 1,588 188 38 15. Outlays: A. Disbursements (+)......................... 552,659 778,029 53,102 10,606 -6,089 B. Collections (-)........................... -336,971 -69,717 -8,617 3,039 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,944 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Care Financing Administration Acct: BUREAU TOTAL OMB Acct: 009-38- Tres Acct: / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 450,433,925 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -409,171 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 55,954 180,697 1,397,516 B. Net transfers, PY balance, actual......... -1,735 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 31 147,531 2. Receivables from Federal sources....... -31 -31 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 7,315 419,551 1,982,774 2. Anticipated............................ -39,709 -451,945 139,908 4. Recoveries of prior year obligations: A. Actual.................................... 9,946 92,228 3,099,681 B. Anticipated............................... 5. Temp not available pursuant to PL............ -29,341,558 6. Permanently not available: A. Cancellations of expired/no-year accts.... -24,212 -58,174 -1,305,227 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 9,293 182,355 426,143,614 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,945 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Health Care Financing Administration Acct: BUREAU TOTAL OMB Acct: 009-38- Tres Acct: / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 9,293 65,781 15,080,758 B. Total, Category B, direct obligations..... 404,344,316 C. Not subject to apportionment.............. 3,102,688 D. Reimbursable obligations.................. 161,300 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 3,335,112 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 116,575 119,441 11. Total Status Of Budgetary Resources.......... 9,293 182,355 426,143,614 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -31,430 7,814,910 13,086,689 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -275,456 -1,012,309 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 7,116,099 12,616,846 D. Accounts payable.......................... 3,861 5,764,436 15. Outlays: A. Disbursements (+)......................... 7,626 1,395,933 415,167,218 B. Collections (-)........................... -7,315 -419,581 -2,130,302 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,946 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOAN PADGETT Bureau: Administration for Children and Families (301) 443-5940 Acct: Payments to states for child support enforcement and family supp OMB Acct: 009-70-1501 JOHN THOMPSON Tres Acct: 75-1501 (301) 443-5942 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 750,000 750,000 750,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 293,084 293,084 293,084 2. Unobligated balance: A. Brought forward, October 1................ 1,920,086 1,920,086 1,920,086 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 17,702 17,702 17,702 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,980,872 2,980,872 2,980,872 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,947 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOAN PADGETT Bureau: Administration for Children and Families (301) 443-5940 Acct: Payments to states for child support enforcement and family supp OMB Acct: 009-70-1501 JOHN THOMPSON Tres Acct: 75-1501 (301) 443-5942 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 2,947,067 2,947,067 2,947,067 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 33,805 33,805 33,805 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 2,980,872 2,980,872 2,980,872 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,056,318 1,056,318 1,056,318 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -83,705 -83,705 -83,705 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,163,431 1,163,431 1,163,431 D. Accounts payable.......................... 45 45 45 15. Outlays: A. Disbursements (+)......................... 2,905,912 2,905,912 2,905,912 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,948 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOAN PADGETT Bureau: Administration for Children and Families (301) 443-5940 Acct: Payments to states for child support enforcement and family supp OMB Acct: 009-70-1501 JOHN THOMPSON Tres Acct: 75-1501 (301) 443-5942 / X CURRENT Break Out of Category B Obligations CHILD SUPPORT PROG COSTS 2,804,907 AFDC& RELATED PROG COSTS 129,744 JOBS&TRANSITIONAL COSTS 1 DEMONSTRATION PROJECTS 1,581 ACCESS&VISITATION GRANTS 10,000 RAPATRIATION 834 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,949 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Low income home energy assistance OMB Acct: 009-70-1502 Tres Acct: 75-1502 / X / 00 99 / 00 CURRENT / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 600,000 1,400,000 2,000,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 496 496 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 21 B. Net transfers, PY balance, actual......... -496 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 496 B. Anticipated............................... 5. Temp not available pursuant to PL............ -155,650 -155,650 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 444,350 1,400,000 496 1,844,846 21 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,950 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Low income home energy assistance OMB Acct: 009-70-1502 Tres Acct: 75-1502 / X / 00 99 / 00 CURRENT / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 444,350 1,399,991 496 1,844,837 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 9 9 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 21 11. Total Status Of Budgetary Resources.......... 444,350 1,400,000 496 1,844,846 21 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 417,157 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 410,423 326,479 496 737,398 814 D. Accounts payable.......................... 29,126 29,126 32,851 15. Outlays: A. Disbursements (+)......................... 33,927 1,044,386 1,078,313 382,997 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,951 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Low income home energy assistance OMB Acct: 009-70-1502 Tres Acct: 75-1502 98 / 99 / 98 97 / 98 / 97 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 74 38 494 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 74 38 494 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,952 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Low income home energy assistance OMB Acct: 009-70-1502 Tres Acct: 75-1502 98 / 99 / 98 97 / 98 / 97 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 74 38 494 11. Total Status Of Budgetary Resources.......... 74 38 494 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,207 40,486 44 7,866 4,106 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,211 11,818 25 4,378 4,006 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 996 28,668 19 3,488 99 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,953 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Low income home energy assistance OMB Acct: 009-70-1502 Tres Acct: 75-1502 / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,000,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 496 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 30 657 657 B. Net transfers, PY balance, actual......... -496 -496 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,965 2,461 2,461 B. Anticipated............................... 5. Temp not available pursuant to PL............ -155,650 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,995 -1,995 -1,995 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 627 1,845,473 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,954 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Low income home energy assistance OMB Acct: 009-70-1502 Tres Acct: 75-1502 / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,844,837 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 9 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 627 627 11. Total Status Of Budgetary Resources.......... 627 1,845,473 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,956 473,822 473,822 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 22,252 759,650 D. Accounts payable.......................... 32,851 61,977 15. Outlays: A. Disbursements (+)......................... -9 416,258 1,494,571 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,955 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 19-0046 11 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2,340 2,340 2,340 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,340 2,340 2,340 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,956 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 19-0046 11 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,340 2,340 2,340 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 2,340 2,340 2,340 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,957 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1503 00 / 02 99 / 01 98 / 01 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 419,005 17,148 55,152 7,500 498,805 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -72 -1 -73 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... 64,434 64,434 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -47 -332 -235 -614 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 418,886 16,816 55,152 71,698 562,552 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,958 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1503 00 / 02 99 / 01 98 / 01 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 396,907 46,554 71,698 515,159 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 21,979 16,816 8,598 47,393 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 418,886 16,816 55,152 71,698 562,552 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -64,434 -64,434 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 337,533 46,554 7,264 391,351 D. Accounts payable.......................... 187 187 15. Outlays: A. Disbursements (+)......................... 59,187 64,434 123,621 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,959 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1503 / 99 97 / 99 / 98 96 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 15,834 7 12,240 1,218 B. Net transfers, PY balance, actual......... -17,148 -55,152 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,314 42,912 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 7 1,218 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,960 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1503 / 99 97 / 99 / 98 96 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,139 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 7 79 11. Total Status Of Budgetary Resources.......... 7 1,218 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 279,545 59,063 157,728 1,408 36,808 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 147,014 29,624 39,825 785 25,859 D. Accounts payable.......................... 9 2 3 19 5 15. Outlays: A. Disbursements (+)......................... 131,208 29,437 74,989 604 12,083 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,961 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1503 95 / 97 / 96 94 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 2,847 1,838 33,984 B. Net transfers, PY balance, actual......... 668 -71,632 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 14,943 59,169 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -17,450 -17,450 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,847 4,072 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,962 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1503 95 / 97 / 96 94 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,800 3,939 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 47 133 11. Total Status Of Budgetary Resources.......... 2,847 4,072 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 488 24,973 17 20,225 580,255 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,249 22,487 17 267,860 D. Accounts payable.......................... 38 15. Outlays: A. Disbursements (+)......................... -1,760 5,286 5,282 257,129 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,963 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1503 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 498,805 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -73 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 33,984 B. Net transfers, PY balance, actual......... -71,632 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... 64,434 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 59,169 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -17,450 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -614 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 566,624 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,964 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1503 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 519,098 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 47,393 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 133 11. Total Status Of Budgetary Resources.......... 566,624 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 580,255 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -64,434 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 659,211 D. Accounts payable.......................... 225 15. Outlays: A. Disbursements (+)......................... 380,750 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,965 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1511 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 514 514 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -514 -514 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,966 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1511 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,018 1,626 224 499 4,367 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 225 1,166 346 1,737 D. Accounts payable.......................... 14 14 15. Outlays: A. Disbursements (+)......................... 1,793 460 -136 -15 2,102 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,967 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1511 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 514 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -514 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,968 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Refugee and entrant assistance OMB Acct: 009-70-1503 Tres Acct: 75-1511 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,367 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,737 D. Accounts payable.......................... 14 15. Outlays: A. Disbursements (+)......................... 2,102 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,969 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: State legalization impact assistance grants OMB Acct: 009-70-1508 Tres Acct: 75-1508 / 95 94 / 95 89 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 36 7,826 349 8,211 8,211 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 82 7,370 7,452 7,452 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -118 -7,826 -7,719 -15,663 -15,663 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,970 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: State legalization impact assistance grants OMB Acct: 009-70-1508 Tres Acct: 75-1508 / 95 94 / 95 89 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 66 7,532 7,598 7,598 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... -16 162 146 146 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,971 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Job opportunities and basic skills training program OMB Acct: 009-70-1509 Tres Acct: 75-1509 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 794,150 63,629 240,385 1,098,164 1,098,164 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 4,374 4,374 4,374 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -244,759 -244,759 -244,759 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 794,150 63,629 857,779 857,779 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,972 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Job opportunities and basic skills training program OMB Acct: 009-70-1509 Tres Acct: 75-1509 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 384 144 528 528 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 793,765 63,485 857,250 857,250 11. Total Status Of Budgetary Resources.......... 794,150 63,629 857,779 857,779 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 5,002 45,930 11,325 62,257 62,257 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 4,099 36,210 40,309 40,309 D. Accounts payable.......................... 2,679 2,679 2,679 15. Outlays: A. Disbursements (+)......................... -1,391 9,864 6,952 15,425 15,425 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,973 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Promoting safe and stable families OMB Acct: 009-70-1512 Tres Acct: 75-1512 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 295,000 295,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 18,057 16,263 5 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 33 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 295,000 295,000 18,057 16,296 5 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,974 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Promoting safe and stable families OMB Acct: 009-70-1512 Tres Acct: 75-1512 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 275,660 275,660 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 19,340 19,340 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 18,057 16,296 5 11. Total Status Of Budgetary Resources.......... 295,000 295,000 18,057 16,296 5 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 211,226 51,542 11,664 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 233,932 233,932 54,227 9,651 23,850 D. Accounts payable.......................... 9 15. Outlays: A. Disbursements (+)......................... 41,728 41,728 156,999 41,859 -12,196 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,975 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Promoting safe and stable families OMB Acct: 009-70-1512 Tres Acct: 75-1512 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 295,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 72 137 34,534 34,534 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 8,408 8,441 8,441 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -8,545 -8,545 -8,545 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 72 34,430 329,430 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,976 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Promoting safe and stable families OMB Acct: 009-70-1512 Tres Acct: 75-1512 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 275,660 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 19,340 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 72 34,430 34,430 11. Total Status Of Budgetary Resources.......... 72 34,430 329,430 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 34,956 13,029 322,417 322,417 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 19,840 107,568 341,500 D. Accounts payable.......................... 3,096 3,105 3,105 15. Outlays: A. Disbursements (+)......................... 12,020 4,621 203,303 245,031 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,977 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to States for the child care and development block gran OMB Acct: 009-70-1515 Tres Acct: 14-1515 75 / 00 CURRENT / 96 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 4,543 4,543 4,543 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1 1 1 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4,543 4,543 1 1 4,544 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,978 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to States for the child care and development block gran OMB Acct: 009-70-1515 Tres Acct: 14-1515 75 / 00 CURRENT / 96 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,543 4,543 4,543 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1 1 1 11. Total Status Of Budgetary Resources.......... 4,543 4,543 1 1 4,544 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 4,543 4,543 4,543 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,979 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to States for the child care and development block gran OMB Acct: 009-70-1515 Tres Acct: 75-1515 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,182,672 1,182,672 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -4,543 -4,543 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 27 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 98 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,178,129 1,178,129 125 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,980 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to States for the child care and development block gran OMB Acct: 009-70-1515 Tres Acct: 75-1515 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,140,149 1,140,149 B. Total, Category B, direct obligations..... 37,732 37,732 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 249 249 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 125 11. Total Status Of Budgetary Resources.......... 1,178,129 1,178,129 125 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 328,589 27,549 349 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 419,464 419,464 68,006 10,718 145 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 758,416 758,416 260,583 16,831 107 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,981 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to States for the child care and development block gran OMB Acct: 009-70-1515 Tres Acct: 75-1515 / 00 CURRENT Break Out of Category B Obligations CCDBG-GRANTS TO TRIBES 19,111 CCDBG-GRANTS TO TERRIT 5,913 TRAIN&TECH ASST. 2,957 CHILD CARE RESEARCH 9,751 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,982 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to States for the child care and development block gran OMB Acct: 009-70-1515 Tres Acct: 75-1515 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,182,672 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -4,543 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 30 1,242 1,299 1,299 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 2,323 691 3,112 3,112 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,933 -1,933 -1,933 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,352 2,477 1,180,606 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,983 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to States for the child care and development block gran OMB Acct: 009-70-1515 Tres Acct: 75-1515 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,140,149 B. Total, Category B, direct obligations..... 37,732 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 249 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,352 2,477 2,477 11. Total Status Of Budgetary Resources.......... 2,352 2,477 1,180,606 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 32,866 319 389,672 389,672 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 538 79,407 498,871 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 30,006 -372 307,155 1,065,571 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,984 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Contingency fund OMB Acct: 009-70-1522 Tres Acct: 75-1522 97 / 01 CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,985 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Contingency fund OMB Acct: 009-70-1522 Tres Acct: 75-1522 97 / 01 CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 147 147 147 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 147 147 147 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,986 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Social services block grant OMB Acct: 009-70-1534 Tres Acct: 75-1534 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,775,000 1,775,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,775,000 1,775,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,987 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Social services block grant OMB Acct: 009-70-1534 Tres Acct: 75-1534 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,775,000 1,775,000 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 1,775,000 1,775,000 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 661,261 661,261 232,441 26,524 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 554,438 230,446 784,884 9,165 10,879 D. Accounts payable.......................... 1,024 63,424 64,448 15. Outlays: A. Disbursements (+)......................... 105,799 1,481,130 1,586,929 223,275 15,645 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,988 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Social services block grant OMB Acct: 009-70-1534 Tres Acct: 75-1534 / 00 CURRENT Break Out of Category B Obligations Social Servc Block 1,775,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,989 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Social services block grant OMB Acct: 009-70-1534 Tres Acct: 75-1534 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,775,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5 5 5 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,327 1,327 1,327 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,332 -1,332 -1,332 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,775,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,990 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Social services block grant OMB Acct: 009-70-1534 Tres Acct: 75-1534 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,775,000 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 1,775,000 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,967 222 1,698 265,852 927,113 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 4,591 222 24,857 809,741 D. Accounts payable.......................... 64,448 15. Outlays: A. Disbursements (+)......................... 376 370 239,666 1,826,595 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,991 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1504 / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 308 308 308 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 6,165 6,165 6,165 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -6,473 -6,473 -6,473 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,992 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1504 / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 14,522 14,522 14,522 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 8,357 8,357 8,357 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,993 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1536 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 43,000 5,291,133 5,334,133 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -1,120 -1,120 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 806 806 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,063 13,207 14,270 2. Receivables from Federal sources....... -288 2,281 1,993 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,209 -4,507 -5,716 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,580 41,791 5,300,993 5,344,364 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,994 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1536 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 3,897,747 3,897,747 B. Total, Category B, direct obligations..... 1,200 41,784 1,400,513 1,443,497 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 7 2,732 2,739 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 380 380 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 1,580 41,791 5,300,993 5,344,364 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,044 19,994 24,038 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -2,281 -2,281 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 31,998 2,627,366 7,088 2,666,452 D. Accounts payable.......................... 3,053 9,987 13,040 15. Outlays: A. Disbursements (+)......................... 1,705 9,786 2,660,908 12,906 2,685,305 B. Collections (-)........................... -288 -13,207 -13,495 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,995 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1536 / X 00 / 01 / 00 CURRENT CURRENT CURRENT Break Out of Category B Obligations Adm for Native Americans / Adoption Incentives 1,200 41,784 ACYF 600,013 Add 124,680 ANA 35,323 Soc Serv Rese & Demo 38,878 Community Services 584,119 Battered Women 17,500 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,996 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1536 / 99 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,548 35 3,369 2,164 8,820 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 115 190 2. Receivables from Federal sources....... -115 -190 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 3,315 825 30,282 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -39,102 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,548 35 6,684 2,989 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,997 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1536 / 99 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,546 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1 35 6,684 2,989 11. Total Status Of Budgetary Resources.......... 1,548 35 6,684 2,989 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3,586,415 419,248 122,189 56,894 37,180 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -50 -18 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 461,087 138,531 72,575 42,308 D. Accounts payable.......................... 742 491 500 934 15. Outlays: A. Disbursements (+)......................... 3,126,297 280,435 45,800 12,827 6,898 B. Collections (-)........................... -115 -190 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,998 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1536 EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 5,334,133 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -1,120 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 15,936 16,742 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 305 14,575 2. Receivables from Federal sources....... -305 1,688 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 34,422 34,422 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -39,102 -39,102 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -5,716 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11,256 5,355,620 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 1,999 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children and families services programs OMB Acct: 009-70-1536 Tres Acct: 75-1536 EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,546 3,899,293 B. Total, Category B, direct obligations..... 1,443,497 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,739 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 380 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 9,709 9,709 11. Total Status Of Budgetary Resources.......... 11,256 5,355,620 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,221,926 4,245,964 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -68 -2,349 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 714,501 3,380,953 D. Accounts payable.......................... 2,667 15,707 15. Outlays: A. Disbursements (+)......................... 3,472,257 6,157,562 B. Collections (-)........................... -305 -13,800 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,000 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to states for foster care and adoption assistance OMB Acct: 009-70-1545 Tres Acct: 75-1545 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 5,697,300 5,697,300 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 43,184 57 494,736 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 4,885 153 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,697,300 5,697,300 48,069 210 494,736 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,001 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to states for foster care and adoption assistance OMB Acct: 009-70-1545 Tres Acct: 75-1545 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 5,677,887 5,677,887 2 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 19,413 19,413 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 48,069 210 494,735 11. Total Status Of Budgetary Resources.......... 5,697,300 5,697,300 48,069 210 494,736 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 647,578 64,771 21,523 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 898,954 898,954 60,667 32,275 18,153 D. Accounts payable.......................... 57 57 11 15. Outlays: A. Disbursements (+)......................... 4,778,876 4,778,876 582,015 32,343 3,372 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,002 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to states for foster care and adoption assistance OMB Acct: 009-70-1545 Tres Acct: 75-1545 / 00 / 97 CURRENT EXPIRED Break Out of Category B Obligations FOSTER CARE 4,535,601 2 ADOPTION ASSISTANCE 1,007,797 independent living 134,489 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,003 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to states for foster care and adoption assistance OMB Acct: 009-70-1545 Tres Acct: 75-1545 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 5,697,300 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 621,421 198,193 1,357,591 1,357,591 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 2,353 7,391 7,391 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -200,546 -200,546 -200,546 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 621,421 1,164,436 6,861,736 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,004 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Payments to states for foster care and adoption assistance OMB Acct: 009-70-1545 Tres Acct: 75-1545 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 2 5,677,889 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 19,413 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 621,421 1,164,435 1,164,435 11. Total Status Of Budgetary Resources.......... 621,421 1,164,436 6,861,736 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 18,779 100,785 853,436 853,436 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 24,064 135,159 1,034,113 D. Accounts payable.......................... 37,231 37,242 37,299 15. Outlays: A. Disbursements (+)......................... -42,516 98,432 673,646 5,452,522 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,005 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Child care entitlement to States OMB Acct: 009-70-1550 Tres Acct: 14-1550 75 / 00 CURRENT / 97 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 5,926 5,926 5,926 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,926 5,926 5,926 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,006 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Child care entitlement to States OMB Acct: 009-70-1550 Tres Acct: 14-1550 75 / 00 CURRENT / 97 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 5,926 5,926 5,926 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 5,926 5,926 5,926 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2 2 2 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2 2 2 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 5,926 5,926 5,926 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,007 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Child care entitlement to States OMB Acct: 009-70-1550 Tres Acct: 75-1550 / 00 CURRENT / 99 / 98 97 / 98 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,367,000 2,367,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -5,926 -5,926 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 12 7 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,361,074 2,361,074 12 7 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,008 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Child care entitlement to States OMB Acct: 009-70-1550 Tres Acct: 75-1550 / 00 CURRENT / 99 / 98 97 / 98 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,313,743 2,313,743 B. Total, Category B, direct obligations..... 47,331 47,331 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1 1 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 12 7 11. Total Status Of Budgetary Resources.......... 2,361,074 2,361,074 12 7 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 424,472 59,642 1,481 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 497,416 497,416 112,557 22,050 871 D. Accounts payable.......................... 19 15. Outlays: A. Disbursements (+)......................... 1,863,657 1,863,657 311,915 37,561 603 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,009 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Child care entitlement to States OMB Acct: 009-70-1550 Tres Acct: 75-1550 / 00 CURRENT Break Out of Category B Obligations CHILD CARE - TRIBAL GRANT 41,414 CHILD CARE - T & TA 5,917 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,010 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Child care entitlement to States OMB Acct: 009-70-1550 Tres Acct: 75-1550 / 97 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,367,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -5,926 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4,808 4,808 4,808 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 4,399 4,418 4,418 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 9,207 9,226 2,370,300 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,011 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Child care entitlement to States OMB Acct: 009-70-1550 Tres Acct: 75-1550 / 97 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,313,743 B. Total, Category B, direct obligations..... 47,331 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 9,207 9,226 9,226 11. Total Status Of Budgetary Resources.......... 9,207 9,226 2,370,300 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 30,648 516,243 516,243 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 8,501 143,979 641,395 D. Accounts payable.......................... 19 19 15. Outlays: A. Disbursements (+)......................... 17,748 367,827 2,231,484 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,012 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Temporary assistance for needy families OMB Acct: 009-70-1552 Tres Acct: 14-1552 75 / 00 CURRENT / 99 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 9,695 9,695 9,695 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 9,695 9,695 9,695 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,013 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Temporary assistance for needy families OMB Acct: 009-70-1552 Tres Acct: 14-1552 75 / 00 CURRENT / 99 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 9,695 9,695 9,695 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 9,695 9,695 9,695 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 245 245 245 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,016 1,016 1,016 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 8,679 8,679 245 245 8,924 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,014 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Temporary assistance for needy families OMB Acct: 009-70-1552 Tres Acct: 75-1552 99 / 03 98 / 01 / 00 CURRENT / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 16,689,175 16,689,175 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -9,695 -9,695 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,000,000 560,833 1,560,833 15,782 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 277 B. Anticipated............................... 5. Temp not available pursuant to PL............ -800,000 -322,234 -1,122,234 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 200,000 238,599 16,679,480 17,118,079 16,059 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,015 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Temporary assistance for needy families OMB Acct: 009-70-1552 Tres Acct: 75-1552 99 / 03 98 / 01 / 00 CURRENT / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 238,599 16,671,928 16,910,527 B. Total, Category B, direct obligations..... 200,000 200,000 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 7,552 7,552 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 16,059 11. Total Status Of Budgetary Resources.......... 200,000 238,599 16,679,480 17,118,079 16,059 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 84,762 84,762 6,842,499 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 78,698 137,517 6,601,317 6,817,532 3,534,853 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 121,302 185,844 10,070,611 10,377,757 3,307,369 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,016 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Temporary assistance for needy families OMB Acct: 009-70-1552 Tres Acct: 75-1552 99 / 03 CURRENT Break Out of Category B Obligations High performance bonus 200,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,017 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Temporary assistance for needy families OMB Acct: 009-70-1552 Tres Acct: 75-1552 / 98 / 97 / 96 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 16,689,175 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -9,695 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 18,543 2,893,263 2,509 2,930,097 4,490,930 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 16 293 293 B. Anticipated............................... 5. Temp not available pursuant to PL............ -1,122,234 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 18,560 2,893,263 2,509 2,930,391 20,048,470 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,018 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Temporary assistance for needy families OMB Acct: 009-70-1552 Tres Acct: 75-1552 / 98 / 97 / 96 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 11,576 11,576 16,922,103 B. Total, Category B, direct obligations..... 200,000 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 7,552 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 18,560 2,881,687 2,509 2,918,815 2,918,815 11. Total Status Of Budgetary Resources.......... 18,560 2,893,263 2,509 2,930,391 20,048,470 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,628,678 543,393 36,030 10,050,600 10,135,362 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,077,503 336,557 36,030 4,984,943 11,802,475 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 1,551,158 218,412 5,076,939 15,454,696 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,019 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children's research and technical assistance OMB Acct: 009-70-1553 Tres Acct: 75-1553 / X CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 38,992 38,992 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 7,904 7,904 300 160 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 4,473 4,473 2. Receivables from Federal sources....... 1 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 2,321 2,321 82 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 53,691 53,691 300 1 242 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,020 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children's research and technical assistance OMB Acct: 009-70-1553 Tres Acct: 75-1553 / X CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 53,013 53,013 1 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 677 677 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 300 242 11. Total Status Of Budgetary Resources.......... 53,691 53,691 300 1 242 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 35,670 35,670 11,648 11,800 1,331 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 31,828 31,828 923 186 D. Accounts payable.......................... 2,253 2,253 15. Outlays: A. Disbursements (+)......................... 52,281 52,281 10,725 11,802 1,063 B. Collections (-)........................... -4,473 -4,473 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,021 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children's research and technical assistance OMB Acct: 009-70-1553 Tres Acct: 75-1553 / 96 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 38,992 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 179 639 8,543 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 4,473 2. Receivables from Federal sources....... 1 1 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 82 2,403 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 179 722 54,413 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,022 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Children's research and technical assistance OMB Acct: 009-70-1553 Tres Acct: 75-1553 / 96 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1 53,014 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 677 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 179 721 721 11. Total Status Of Budgetary Resources.......... 179 722 54,413 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 24,779 60,449 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1 -1 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 371 1,480 33,308 D. Accounts payable.......................... 2,253 15. Outlays: A. Disbursements (+)......................... -371 23,219 75,500 B. Collections (-)........................... -4,473 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,023 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Violent crime reduction programs OMB Acct: 009-70-8605 Tres Acct: 75-8605 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 100,574 100,574 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,317 438 33 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 100,574 100,574 1,317 438 33 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,024 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Violent crime reduction programs OMB Acct: 009-70-8605 Tres Acct: 75-8605 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4 B. Total, Category B, direct obligations..... 100,367 100,367 1,160 1 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 207 207 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 156 438 27 11. Total Status Of Budgetary Resources.......... 100,574 100,574 1,317 438 33 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 83,285 30,712 1,456 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 88,964 88,964 21,590 3,851 1,326 D. Accounts payable.......................... 3 696 15. Outlays: A. Disbursements (+)......................... 11,402 11,402 62,852 26,164 135 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,025 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Violent crime reduction programs OMB Acct: 009-70-8605 Tres Acct: 75-8605 / 00 / 99 / 97 CURRENT EXPIRED EXPIRED Break Out of Category B Obligations Battered Women's Shelter / BATTERED WOMENS SHELTER 83,081 1 Education & Prevention 15,329 Domestic Violence Hotline / EDUCATION & PREV RUNAW 1,957 1,160 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,026 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Violent crime reduction programs OMB Acct: 009-70-8605 Tres Acct: 75-8605 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 100,574 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 31 992 2,811 2,811 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 89 89 89 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,081 -1,081 -1,081 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 31 1,819 102,393 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,027 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration for Children and Families Acct: Violent crime reduction programs OMB Acct: 009-70-8605 Tres Acct: 75-8605 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4 4 B. Total, Category B, direct obligations..... 1,161 101,528 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 207 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 31 652 652 11. Total Status Of Budgetary Resources.......... 31 1,819 102,393 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 429 61 115,943 115,943 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 129 26,896 115,860 D. Accounts payable.......................... 31 730 730 15. Outlays: A. Disbursements (+)......................... 269 -28 89,392 100,794 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,028 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: / X 99 / 03 00 / 02 00 / 01 99 / 01 CURRENT CURRENT CURRENT CURRENT CURRENT BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,388,992 419,005 43,000 17,148 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -72 E. Other..................................... 293,084 2. Unobligated balance: A. Brought forward, October 1................ 1,931,136 1,000,000 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 5,536 2. Receivables from Federal sources....... -288 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 20,023 B. Anticipated............................... 5. Temp not available pursuant to PL............ -155,650 -800,000 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -47 -1,209 -332 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,482,833 200,000 418,886 41,791 16,816 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,029 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: / X 99 / 03 00 / 02 00 / 01 99 / 01 CURRENT CURRENT CURRENT CURRENT CURRENT STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 497,363 396,907 B. Total, Category B, direct obligations..... 2,948,267 200,000 41,784 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 36,822 21,979 7 16,816 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 380 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 3,482,833 200,000 418,886 41,791 16,816 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,757,293 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -83,705 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,160,120 78,698 337,533 31,998 D. Accounts payable.......................... 6,375 187 15. Outlays: A. Disbursements (+)......................... 3,099,624 121,302 59,187 9,786 B. Collections (-)........................... -4,761 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,030 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: 98 / 01 97 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 55,152 34,704,780 36,628,077 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 99,453 496 99,877 E. Other..................................... 293,084 2. Unobligated balance: A. Brought forward, October 1................ 560,833 3,491,969 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 13,207 18,743 2. Receivables from Federal sources....... 66,715 66,427 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 20,023 B. Anticipated............................... 5. Temp not available pursuant to PL............ -322,234 -1,277,884 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -4,742 -6,330 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 293,751 34,879,412 496 39,333,985 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,031 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: 98 / 01 97 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 285,153 25,791,080 496 26,970,999 B. Total, Category B, direct obligations..... 9,038,830 12,228,881 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 8,598 49,503 133,725 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 380 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 293,751 34,879,412 496 39,333,985 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 84,762 147 19,994 1,862,196 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -66,715 -150,420 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 184,071 11,932,618 7,584 14,732,622 D. Accounts payable.......................... 102,594 109,156 15. Outlays: A. Disbursements (+)......................... 185,844 147 22,794,696 12,906 26,283,492 B. Collections (-)........................... -13,207 -17,968 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,032 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: / 99 98 / 99 97 / 99 / 98 97 / 98 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 96,043 7 47,650 B. Net transfers, PY balance, actual......... -17,644 -55,152 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 115 190 2. Receivables from Federal sources....... -115 -189 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 6,972 43,126 7 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 85,371 7 35,626 7 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,033 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: / 99 98 / 99 97 / 99 / 98 97 / 98 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,546 1 B. Total, Category B, direct obligations..... 1,160 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 82,663 7 35,625 7 11. Total Status Of Budgetary Resources.......... 85,371 7 35,626 7 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13,065,100 2,207 59,063 3,520,698 1,525 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -50 -19 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 4,470,903 1,211 29,624 1,357,326 896 D. Accounts payable.......................... 33,616 2 1,209 15. Outlays: A. Disbursements (+)......................... 8,556,480 996 29,437 2,119,248 622 B. Collections (-)........................... -115 -190 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,034 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: 96 / 98 / 97 95 / 97 / 96 94 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4,191,807 693,377 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 7,894 3,148 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4,199,701 696,524 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,035 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: 96 / 98 / 97 95 / 97 / 96 94 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 13,103 2,944 B. Total, Category B, direct obligations..... 3 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,186,594 693,580 11. Total Status Of Budgetary Resources.......... 4,199,701 696,524 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,408 788,824 488 255,409 17 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 785 501,388 2,249 186,551 17 D. Accounts payable.......................... 19 3,193 41,306 15. Outlays: A. Disbursements (+)......................... 604 289,457 -1,760 27,348 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,036 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: / 95 94 / 95 89 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 36,628,077 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 99,877 E. Other..................................... 293,084 2. Unobligated balance: A. Brought forward, October 1................ 451,986 7,826 349 5,489,045 8,981,014 B. Net transfers, PY balance, actual......... 668 -72,128 -72,128 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 305 19,048 2. Receivables from Federal sources....... -304 66,123 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 71,193 7,370 139,710 159,733 B. Anticipated............................... 5. Temp not available pursuant to PL............ -1,277,884 6. Permanently not available: A. Cancellations of expired/no-year accts.... -523,848 -7,826 -7,719 -539,393 -539,393 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -6,330 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,017,236 44,351,221 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,037 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration for Children and Families Acct: BUREAU TOTAL OMB Acct: 009-70- Tres Acct: / 95 94 / 95 89 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 17,594 26,988,593 B. Total, Category B, direct obligations..... 1,163 12,230,044 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 133,725 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 380 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,998,476 4,998,476 11. Total Status Of Budgetary Resources.......... 5,017,236 44,351,221 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 201,665 7,532 17,903,936 19,766,132 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -69 -150,489 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 6,550,950 21,283,572 D. Accounts payable.......................... 79,345 188,501 15. Outlays: A. Disbursements (+)......................... 130,472 162 11,153,066 37,436,558 B. Collections (-)........................... -305 -18,273 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,038 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration on Aging Acct: Aging services programs OMB Acct: 009-75-0142 Tres Acct: 75-0142 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,200 932,085 934,285 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -184 -184 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 173 173 2 157 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1 1 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 3 3 476 481 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,437 -1,437 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,376 930,465 932,841 478 638 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,039 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration on Aging Acct: Aging services programs OMB Acct: 009-75-0142 Tres Acct: 75-0142 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 20,425 20,425 B. Total, Category B, direct obligations..... 907,452 907,452 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,588 2,588 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,376 2,376 478 638 11. Total Status Of Budgetary Resources.......... 2,376 930,465 932,841 478 638 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3 3 242,921 14,085 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 279,106 279,106 16,457 4,788 D. Accounts payable.......................... 796 796 207 15. Outlays: A. Disbursements (+)......................... 647,975 647,975 225,780 8,816 B. Collections (-)........................... -1 -1 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,040 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration on Aging Acct: Aging services programs OMB Acct: 009-75-0142 Tres Acct: 75-0142 / 00 CURRENT Break Out of Category B Obligations supportive services 907,452 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,041 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration on Aging Acct: Aging services programs OMB Acct: 009-75-0142 Tres Acct: 75-0142 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 934,285 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -184 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 195 514 2,459 3,327 3,500 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 71 139 1,167 1,170 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -2,381 -2,381 -2,381 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,437 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 266 654 78 2,114 934,955 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,042 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration on Aging Acct: Aging services programs OMB Acct: 009-75-0142 Tres Acct: 75-0142 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 20,425 B. Total, Category B, direct obligations..... 78 78 907,530 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,588 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 266 654 2,036 4,412 11. Total Status Of Budgetary Resources.......... 266 654 78 2,114 934,955 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,492 948 695 261,141 261,144 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,598 386 23,229 302,335 D. Accounts payable.......................... 110 317 1,113 15. Outlays: A. Disbursements (+)......................... 823 313 773 236,505 884,480 B. Collections (-)........................... -1 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,043 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Administration on Aging Acct: Aging services programs OMB Acct: 009-75-0142 Tres Acct: 75-0142 / 95 EXPIRED Break Out of Category B Obligations AOA PROGRAMS 78 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,044 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration on Aging Acct: BUREAU TOTAL OMB Acct: 009-75- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 2,200 932,085 934,285 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -184 -184 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 173 173 2 157 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1 1 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 3 3 476 481 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,437 -1,437 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,376 930,465 932,841 478 638 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,045 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration on Aging Acct: BUREAU TOTAL OMB Acct: 009-75- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 20,425 20,425 B. Total, Category B, direct obligations..... 907,452 907,452 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,588 2,588 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,376 2,376 478 638 11. Total Status Of Budgetary Resources.......... 2,376 930,465 932,841 478 638 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3 3 242,921 14,085 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 279,106 279,106 16,457 4,788 D. Accounts payable.......................... 796 796 207 15. Outlays: A. Disbursements (+)......................... 647,975 647,975 225,780 8,816 B. Collections (-)........................... -1 -1 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,046 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration on Aging Acct: BUREAU TOTAL OMB Acct: 009-75- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 934,285 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -184 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 195 514 2,459 3,327 3,500 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 71 139 1,167 1,170 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -2,381 -2,381 -2,381 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,437 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 266 654 78 2,114 934,955 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,047 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Administration on Aging Acct: BUREAU TOTAL OMB Acct: 009-75- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 20,425 B. Total, Category B, direct obligations..... 78 78 907,530 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2,588 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 266 654 2,036 4,412 11. Total Status Of Budgetary Resources.......... 266 654 78 2,114 934,955 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,492 948 695 261,141 261,144 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,598 386 23,229 302,335 D. Accounts payable.......................... 110 317 1,113 15. Outlays: A. Disbursements (+)......................... 823 313 773 236,505 884,480 B. Collections (-)........................... -1 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,048 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0120 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 207,051 207,051 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 4,520 10,061 14,581 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 901 901 5,317 3,295 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 44,180 44,180 31,887 1,239 2. Receivables from Federal sources....... 41,275 41,275 -31,887 -1,239 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,478 -1,478 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,421 301,089 306,510 5,317 3,295 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,049 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0120 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 4,835 215,398 220,233 2,092 278 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 82,624 82,624 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 3,067 3,067 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 585 585 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 3,225 3,017 11. Total Status Of Budgetary Resources.......... 5,421 301,089 306,510 5,317 3,295 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 22,818 22,818 90,842 29,795 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -4 -41,275 -41,279 -9,612 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 18,098 111,904 130,002 27,933 356 D. Accounts payable.......................... 415 11,751 12,166 9,777 1,497 15. Outlays: A. Disbursements (+)......................... 9,145 174,367 183,512 96,724 29,459 B. Collections (-)........................... -44,180 -44,180 -31,887 -1,239 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,050 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0120 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 207,051 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 14,581 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4,235 7,587 1,007 21,441 22,342 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,002 34,128 78,308 2. Receivables from Federal sources....... -1,002 -34,128 7,147 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 880 880 880 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,887 -1,887 -1,887 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -1,478 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 4,235 7,587 20,434 326,944 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,051 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0120 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 291 2,196 4,857 225,090 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 82,624 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 3,067 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 585 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 3,944 5,391 15,577 15,577 11. Total Status Of Budgetary Resources.......... 4,235 7,587 20,434 326,944 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 4,934 -7,407 1,185 119,349 142,167 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -17,991 -12,579 -40,182 -81,461 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 14,572 3,530 46,391 176,393 D. Accounts payable.......................... 885 2,086 14,245 26,411 15. Outlays: A. Disbursements (+)......................... 8,761 1,752 306 137,002 320,514 B. Collections (-)........................... -1,002 -34,128 -78,308 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,052 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0122 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 17,000 17,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -3 -3 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 254 1 351 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 13,380 15,858 2. Receivables from Federal sources....... 5,501 5,501 -13,380 -15,858 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 391 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -262 -262 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 22,236 22,236 254 1 742 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,053 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0122 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 17,565 17,565 12 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 4,618 4,618 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 53 53 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 242 1 742 11. Total Status Of Budgetary Resources.......... 22,236 22,236 254 1 742 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 9,428 3,116 434 13. Obligated balance transferred, net........... -637 14. Obligated balance, net, end of period A. Accounts receivable....................... -5,501 -5,501 -28 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 15,248 15,248 14,633 8,823 D. Accounts payable.......................... 248 248 82 58 21 15. Outlays: A. Disbursements (+)......................... 6,687 6,687 8,104 10,121 659 B. Collections (-)........................... -13,380 -15,858 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,054 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0122 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 17,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -3 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 243 20 869 869 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 29,238 29,238 2. Receivables from Federal sources....... -29,238 -23,737 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 391 391 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -20 -20 -20 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -262 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 243 1,240 23,476 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,055 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0122 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 3 15 17,580 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 4,618 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 53 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 240 1,225 1,225 11. Total Status Of Budgetary Resources.......... 243 1,240 23,476 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 31 62 13,071 13,071 13. Obligated balance transferred, net........... -637 -637 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,326 -1,354 -6,855 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 937 24,393 39,641 D. Accounts payable.......................... 3 164 412 15. Outlays: A. Disbursements (+)......................... 419 62 19,365 26,052 B. Collections (-)........................... -29,238 -29,238 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,056 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0135 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 18,838 18,838 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 445 445 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 28 16 131 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,314 3,314 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -64 -64 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 22,533 22,533 28 16 131 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,057 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0135 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 22,517 22,517 23 9 36 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 16 16 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 5 7 95 11. Total Status Of Budgetary Resources.......... 22,533 22,533 28 16 131 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 3,195 741 209 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -23 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 956 956 237 11 108 D. Accounts payable.......................... 1,699 1,699 129 93 58 15. Outlays: A. Disbursements (+)......................... 19,862 19,862 2,852 645 102 B. Collections (-)........................... -3,314 -3,314 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,058 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0135 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 18,838 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 445 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 169 505 849 849 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,314 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 8 8 8 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -513 -513 -513 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -64 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 169 344 22,877 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,059 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0135 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 99 167 22,684 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 16 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 70 177 177 11. Total Status Of Budgetary Resources.......... 169 344 22,877 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 161 69 4,375 4,375 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -23 -23 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 86 442 1,398 D. Accounts payable.......................... 83 363 2,062 15. Outlays: A. Disbursements (+)......................... 91 61 3,751 23,613 B. Collections (-)........................... -3,314 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,060 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0137 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 317 1 318 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 10 10 2. Receivables from Federal sources....... -10 -10 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1 -1 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 317 317 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,061 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0137 / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 317 317 11. Total Status Of Budgetary Resources.......... 317 317 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 6 85 -30 -10 51 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -34 -34 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 5 69 74 D. Accounts payable.......................... 1 66 4 71 15. Outlays: A. Disbursements (+)......................... 12 12 B. Collections (-)........................... -10 -10 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,062 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0137 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 318 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 10 2. Receivables from Federal sources....... -10 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 317 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,063 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0137 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 317 11. Total Status Of Budgetary Resources.......... 317 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 51 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -34 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 74 D. Accounts payable.......................... 71 15. Outlays: A. Disbursements (+)......................... 12 B. Collections (-)........................... -10 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,064 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0140 / X 99 / 01 / 00 CURRENT / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 31,200 583,600 614,800 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 56,687 -5,832 50,855 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 44,653 44,653 418 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 888 888 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 214 214 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -43,200 -43,200 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -437 -437 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 88,101 45,541 534,131 667,773 418 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,065 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0140 / X 99 / 01 / 00 CURRENT / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 64,079 64,079 B. Total, Category B, direct obligations..... 15,455 391,163 406,618 241 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 30,086 142,967 173,053 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 24,022 24,022 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 177 11. Total Status Of Budgetary Resources.......... 88,101 45,541 534,131 667,773 418 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 29,745 206,811 236,556 121,228 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 6,013 39,674 222,674 268,361 24,475 D. Accounts payable.......................... 19,195 48,336 421 67,952 6 15. Outlays: A. Disbursements (+)......................... 68,401 134,256 168,069 370,726 96,989 B. Collections (-)........................... -888 -888 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,066 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0140 99 / 01 / 00 / 99 CURRENT CURRENT EXPIRED Break Out of Category B Obligations Multiple Categories 15,455 227,145 241 Bioterrorism 164,018 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,067 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0140 EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 614,800 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 50,855 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 418 45,071 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 888 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 214 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -43,200 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -437 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 418 668,191 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,068 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-0140 EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 64,079 B. Total, Category B, direct obligations..... 241 406,859 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 173,053 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 24,022 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 177 177 11. Total Status Of Budgetary Resources.......... 418 668,191 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 121,228 357,784 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 24,475 292,836 D. Accounts payable.......................... 6 67,958 15. Outlays: A. Disbursements (+)......................... 96,989 467,715 B. Collections (-)........................... -888 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,069 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-1101 / X CURRENT / 95 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5,620 5,620 5,620 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 6 6 6 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -307 -307 -307 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6 6 5,312 5,312 5,318 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,070 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-1101 / X CURRENT / 95 EXPIRED GRAND CURRENT TOTAL EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 5,312 5,312 5,312 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 6 6 6 11. Total Status Of Budgetary Resources.......... 6 6 5,312 5,312 5,318 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 7 7 671 671 678 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 2 2 5,983 5,983 5,985 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,071 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Departmental Management Acct: General departmental management OMB Acct: 009-90-9912 Tres Acct: 75-1101 / 95 EXPIRED Break Out of Category B Obligations Administrative Expenses 5,312 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,072 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Departmental Management Acct: BUREAU TOTAL OMB Acct: 009-90- Tres Acct: / X 99 / 01 / 00 CURRENT / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 31,200 826,489 857,689 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 61,207 4,671 65,878 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 901 44,653 45,554 6,017 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 888 47,494 48,382 45,267 2. Receivables from Federal sources....... 46,776 46,776 -45,267 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 220 220 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -43,200 -43,200 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -2,241 -2,241 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 93,528 45,541 879,989 1,019,058 6,017 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,073 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Departmental Management Acct: BUREAU TOTAL OMB Acct: 009-90- Tres Acct: / X 99 / 01 / 00 CURRENT / 99 CURRENT CURRENT CURRENT TOTAL EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 68,914 255,480 324,394 2,127 B. Total, Category B, direct obligations..... 15,455 391,163 406,618 241 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 87,242 87,242 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 30,086 146,103 176,189 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 24,607 24,607 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 6 6 3,649 11. Total Status Of Budgetary Resources.......... 93,528 45,541 879,989 1,019,058 6,017 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 52,570 206,811 259,381 224,693 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -4 -46,776 -46,780 -9,612 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 24,111 39,674 350,782 414,567 67,278 D. Accounts payable.......................... 19,610 48,336 14,119 82,065 9,994 15. Outlays: A. Disbursements (+)......................... 77,548 134,256 368,985 580,789 204,669 B. Collections (-)........................... -888 -47,494 -48,382 -45,267 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,074 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Departmental Management Acct: BUREAU TOTAL OMB Acct: 009-90- Tres Acct: / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,312 4,717 8,316 7,153 29,515 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 17,097 1,002 10 63,376 2. Receivables from Federal sources....... -17,097 -1,002 -10 -63,376 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 391 888 1,279 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -2,728 -2,728 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,312 5,108 8,316 5,312 28,065 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,075 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Departmental Management Acct: BUREAU TOTAL OMB Acct: 009-90- Tres Acct: / 98 / 97 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 287 327 2,298 5,039 B. Total, Category B, direct obligations..... 5,312 5,553 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 3,025 4,781 6,018 17,473 11. Total Status Of Budgetary Resources.......... 3,312 5,108 8,316 5,312 28,065 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 33,658 5,662 -7,245 1,977 258,745 13. Obligated balance transferred, net........... -637 -637 14. Obligated balance, net, end of period A. Accounts receivable....................... -28 -18,014 -13,939 -41,593 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 9,195 14,749 4,553 95,775 D. Accounts payable.......................... 1,649 1,030 2,176 14,849 15. Outlays: A. Disbursements (+)......................... 40,225 9,534 2,262 6,412 263,102 B. Collections (-)........................... -17,097 -1,002 -10 -63,376 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,076 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Departmental Management Acct: BUREAU TOTAL OMB Acct: 009-90- Tres Acct: GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 857,689 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 65,878 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 75,069 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 111,758 2. Receivables from Federal sources....... -16,600 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,499 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -2,728 B. Enacted rescissions of PY balances........ -43,200 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -2,241 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,047,123 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,077 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Departmental Management Acct: BUREAU TOTAL OMB Acct: 009-90- Tres Acct: GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 329,433 B. Total, Category B, direct obligations..... 412,171 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 87,242 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 176,189 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 24,607 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 17,479 11. Total Status Of Budgetary Resources.......... 1,047,123 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 518,126 13. Obligated balance transferred, net........... -637 14. Obligated balance, net, end of period A. Accounts receivable....................... -88,373 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 510,342 D. Accounts payable.......................... 96,914 15. Outlays: A. Disbursements (+)......................... 843,891 B. Collections (-)........................... -111,758 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,078 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Retirement pay and medical benefits for commissioned officers OMB Acct: 009-91-0379 Tres Acct: 75-0379 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 214,905 214,905 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,764 466 5,231 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 214,905 214,905 3,764 466 5,231 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,079 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Retirement pay and medical benefits for commissioned officers OMB Acct: 009-91-0379 Tres Acct: 75-0379 / 00 CURRENT / 99 / 98 / 97 CURRENT TOTAL EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 201,842 201,842 3,630 222 30 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 13,063 13,063 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 134 245 5,201 11. Total Status Of Budgetary Resources.......... 214,905 214,905 3,764 466 5,231 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 17,048 3 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 2,879 2,879 2,722 574 D. Accounts payable.......................... 2 15. Outlays: A. Disbursements (+)......................... 198,963 198,963 17,956 -351 30 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,080 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Retirement pay and medical benefits for commissioned officers OMB Acct: 009-91-0379 Tres Acct: 75-0379 / 00 / 99 / 98 / 97 CURRENT EXPIRED EXPIRED EXPIRED Break Out of Category B Obligations Multiple Categories 201,842 3,630 222 30 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,081 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Retirement pay and medical benefits for commissioned officers OMB Acct: 009-91-0379 Tres Acct: 75-0379 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 214,905 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 138 3,065 12,664 12,664 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -3,065 -3,065 -3,065 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 138 9,599 224,504 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,082 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Retirement pay and medical benefits for commissioned officers OMB Acct: 009-91-0379 Tres Acct: 75-0379 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 3,882 205,724 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 13,063 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 138 5,718 5,718 11. Total Status Of Budgetary Resources.......... 138 9,599 224,504 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 17,051 17,051 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,296 6,175 D. Accounts payable.......................... 2 2 15. Outlays: A. Disbursements (+)......................... 17,635 216,598 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,083 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Program Support Center (301) 443-5942 Acct: Health activities funds OMB Acct: 009-91-9913 ROBERT BAILEY Tres Acct: 75-1102 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 122 122 122 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 122 122 122 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,084 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Program Support Center (301) 443-5942 Acct: Health activities funds OMB Acct: 009-91-9913 ROBERT BAILEY Tres Acct: 75-1102 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 122 122 122 11. Total Status Of Budgetary Resources.......... 122 122 122 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 9,871 9,871 9,871 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -1,571 -1,571 -1,571 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 11,136 11,136 11,136 D. Accounts payable.......................... 11 11 11 15. Outlays: A. Disbursements (+)......................... 296 296 296 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,085 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Program Support Center (301) 443-5942 Acct: Health activities funds OMB Acct: 009-91-9913 ROBERT BAILEY Tres Acct: 75-1104 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 16 16 16 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 65 65 65 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 81 81 81 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,086 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Program Support Center (301) 443-5942 Acct: Health activities funds OMB Acct: 009-91-9913 ROBERT BAILEY Tres Acct: 75-1104 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 81 81 81 11. Total Status Of Budgetary Resources.......... 81 81 81 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 110 110 110 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1 1 1 D. Accounts payable.......................... 45 45 45 15. Outlays: A. Disbursements (+)......................... B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,087 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Health activities funds OMB Acct: 009-91-9913 Linda Adams Tres Acct: 75-1312 (301) 443-5428 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5 5 5 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 6 6 6 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11 11 11 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,088 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Health activities funds OMB Acct: 009-91-9913 Linda Adams Tres Acct: 75-1312 (301) 443-5428 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 11 11 11 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 11 11 11 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 11 11 11 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 16 16 16 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,089 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Program Support Center (301) 443-5942 Acct: HHS service and supply fund Split: HHS Service and Supply fund OMB Acct: 009-91-9941 EDWARD D. WEEKS Tres Acct: 75-4552 001 (301) 443-6647 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -9 -9 -9 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 28,368 28,368 28,368 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 446,880 446,880 446,880 2. Receivables from Federal sources....... -3,511 -3,511 -3,511 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ -88,021 -88,021 -88,021 D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 23,567 23,567 23,567 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 407,274 407,274 407,274 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,090 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Program Support Center (301) 443-5942 Acct: HHS service and supply fund Split: HHS Service and Supply fund OMB Acct: 009-91-9941 EDWARD D. WEEKS Tres Acct: 75-4552 001 (301) 443-6647 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 351,306 351,306 351,306 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 55,968 55,968 55,968 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 407,274 407,274 407,274 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -66,112 -66,112 -66,112 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -128,818 -128,818 -128,818 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 95,036 95,036 95,036 D. Accounts payable.......................... 30,515 30,515 30,515 15. Outlays: A. Disbursements (+)......................... 90,454 90,454 90,454 B. Collections (-)........................... -446,880 -446,880 -446,880 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,091 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 JEAN C. HOLMES Tres Acct: 75-8073 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 14,625 14,625 14,625 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 15,195 15,195 15,195 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... 26,953 26,953 26,953 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 56,774 56,774 56,774 ____________________________________________________________________________________________________________________________________ /X Ln 1A INCOME 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,092 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: JOHN THOMPSON Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 JEAN C. HOLMES Tres Acct: 75-8073 (301) 443-5120 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. 38,192 38,192 38,192 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 18,582 18,582 18,582 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 56,774 56,774 56,774 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 47,709 47,709 47,709 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -8,856 -8,856 -8,856 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 58,041 58,041 58,041 D. Accounts payable.......................... 106 106 106 15. Outlays: A. Disbursements (+)......................... 9,655 9,655 9,655 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,093 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Tres Acct: 75-8248 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 15,558 15,558 15,558 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,780 3,780 3,780 2. Receivables from Federal sources....... 6 6 6 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 19,344 19,344 19,344 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,094 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Tres Acct: 75-8248 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 5,401 5,401 5,401 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 13,943 13,943 13,943 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 19,344 19,344 19,344 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 2,448 2,448 2,448 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -6 -6 -6 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,706 3,706 3,706 D. Accounts payable.......................... 97 97 97 15. Outlays: A. Disbursements (+)......................... 4,045 4,045 4,045 B. Collections (-)........................... -3,780 -3,780 -3,780 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,095 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8249 (301) 443-6432 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 3 3 3 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -100 -100 -100 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 477 477 477 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 171 171 171 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 551 551 551 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,096 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8249 (301) 443-6432 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 338 338 338 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 213 213 213 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 551 551 551 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -152 -152 -152 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 30 30 30 D. Accounts payable.......................... 1 1 1 15. Outlays: A. Disbursements (+)......................... 155 155 155 B. Collections (-)........................... -171 -171 -171 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,097 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8249 (301) 443-6432 / X CURRENT Break Out of Category B Obligations Claims 338 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,098 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Tres Acct: 75-8250 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 1,417 1,417 1,417 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,160 1,160 1,160 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,577 2,577 2,577 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,099 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Tres Acct: 75-8250 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. 1,689 1,689 1,689 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. 887 887 887 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 2,577 2,577 2,577 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 277 277 277 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 1,094 1,094 1,094 D. Accounts payable.......................... 122 122 122 15. Outlays: A. Disbursements (+)......................... 751 751 751 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,100 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Tres Acct: 75-8253 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 10,632 10,632 10,632 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 20,977 20,977 20,977 2. Receivables from Federal sources....... 146 146 146 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 87 87 87 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 31,843 31,843 31,843 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,101 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Tres Acct: 75-8253 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 16,155 16,155 16,155 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 15,688 15,688 15,688 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 31,843 31,843 31,843 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 10,818 10,818 10,818 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -146 -146 -146 B. Unfilled customer orders 1. Federal sources without advance........ -87 -87 -87 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 14,824 14,824 14,824 D. Accounts payable.......................... 648 648 648 15. Outlays: A. Disbursements (+)......................... 11,501 11,501 11,501 B. Collections (-)........................... -20,977 -20,977 -20,977 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,102 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8254 (301) 443-6432 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 153 153 153 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 3,500 3,500 3,500 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2,584 2,584 2,584 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 4,463 4,463 4,463 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 10,700 10,700 10,700 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,103 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8254 (301) 443-6432 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 3,033 3,033 3,033 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 7,666 7,666 7,666 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 10,700 10,700 10,700 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 7,892 7,892 7,892 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 4,577 4,577 4,577 D. Accounts payable.......................... 29 29 29 15. Outlays: A. Disbursements (+)......................... 1,856 1,856 1,856 B. Collections (-)........................... -2,584 -2,584 -2,584 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,104 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8254 (301) 443-6432 / X CURRENT Break Out of Category B Obligations Claims 3,033 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,105 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Tres Acct: 75-8888 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 671 671 671 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. -6 -6 -6 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 666 666 666 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,106 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Program Support Center Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Tres Acct: 75-8888 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 51 51 51 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 614 614 614 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 666 666 666 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 51 51 51 B. Collections (-)........................... 6 6 6 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,107 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8889 (301) 443-6432 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 29 29 29 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 90 90 90 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 6 6 6 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 125 125 125 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,108 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8889 (301) 443-6432 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 67 67 67 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 58 58 58 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 125 125 125 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 57 57 57 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -6 -6 -6 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 109 109 109 D. Accounts payable.......................... 2 2 2 15. Outlays: A. Disbursements (+)......................... 13 13 13 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,109 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: John A. Thompson Bureau: Program Support Center (301) 443-5942 Acct: Miscellaneous trust funds OMB Acct: 009-91-9971 Scott Brna Tres Acct: 75-8889 (301) 443-6432 / X CURRENT Break Out of Category B Obligations Claims 67 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,110 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Program Support Center Acct: BUREAU TOTAL OMB Acct: 009-91- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 16,227 214,905 231,132 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -109 -109 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 75,794 75,794 3,764 466 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 474,392 474,392 2. Receivables from Federal sources....... 23,594 23,594 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 87 87 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ -88,021 -88,021 D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 28,101 28,101 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 530,068 214,905 744,973 3,764 466 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,111 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Program Support Center Acct: BUREAU TOTAL OMB Acct: 009-91- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 372,913 372,913 B. Total, Category B, direct obligations..... 3,438 201,842 205,280 3,630 222 C. Not subject to apportionment.............. 39,881 39,881 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 94,161 13,063 107,224 2. Anticipated............................ B. Exemption from apportionment.............. 19,469 19,469 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 203 203 134 245 11. Total Status Of Budgetary Resources.......... 530,068 214,905 744,973 3,764 466 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 12,929 12,929 17,048 3 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -139,403 -139,403 B. Unfilled customer orders 1. Federal sources without advance........ -87 -87 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 188,554 2,879 191,433 2,722 574 D. Accounts payable.......................... 31,576 31,576 2 15. Outlays: A. Disbursements (+)......................... 118,793 198,963 317,756 17,956 -351 B. Collections (-)........................... -474,386 -474,386 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,112 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Program Support Center Acct: BUREAU TOTAL OMB Acct: 009-91- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 231,132 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -109 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5,231 138 3,065 12,664 88,458 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 474,392 2. Receivables from Federal sources....... 23,594 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 87 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ -88,021 D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 28,101 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -3,065 -3,065 -3,065 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,231 138 9,599 754,572 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,113 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Program Support Center Acct: BUREAU TOTAL OMB Acct: 009-91- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 372,913 B. Total, Category B, direct obligations..... 30 3,882 209,162 C. Not subject to apportionment.............. 39,881 D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 107,224 2. Anticipated............................ B. Exemption from apportionment.............. 19,469 C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 5,201 138 5,718 5,921 11. Total Status Of Budgetary Resources.......... 5,231 138 9,599 754,572 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 17,051 29,980 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -139,403 B. Unfilled customer orders 1. Federal sources without advance........ -87 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 3,296 194,729 D. Accounts payable.......................... 2 31,578 15. Outlays: A. Disbursements (+)......................... 30 17,635 335,391 B. Collections (-)........................... -474,386 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,114 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Office of the Inspector General Acct: Office of the Inspector General OMB Acct: 009-92-0128 Tres Acct: 75-0128 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 31,500 31,500 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -13 -13 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 696 696 144 128 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 10,415 10,415 2,403 112 2. Receivables from Federal sources....... 9,379 9,379 1,777 5,869 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 150 150 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -106 -106 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 696 51,326 52,022 4,323 6,109 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,115 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Office of the Inspector General Acct: Office of the Inspector General OMB Acct: 009-92-0128 Tres Acct: 75-0128 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 51,308 51,308 4,298 5,981 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 18 18 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 696 696 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 26 128 11. Total Status Of Budgetary Resources.......... 696 51,326 52,022 4,323 6,109 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -12 -12 2,824 -5,562 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -12 -9,379 -9,391 -4,363 -6,151 B. Unfilled customer orders 1. Federal sources without advance........ -150 -150 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 9,975 9,975 118 D. Accounts payable.......................... 3,264 3,264 241 15. Outlays: A. Disbursements (+)......................... 38,069 38,069 9,349 701 B. Collections (-)........................... -10,415 -10,415 -2,403 -112 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,116 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Office of the Inspector General Acct: Office of the Inspector General OMB Acct: 009-92-0128 Tres Acct: 75-0128 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 31,500 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -13 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 674 41 987 1,683 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2,515 12,930 2. Receivables from Federal sources....... 249 7,895 17,274 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 150 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -106 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 674 41 249 11,396 63,418 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,117 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Contacts: Bureau: Office of the Inspector General Acct: Office of the Inspector General OMB Acct: 009-92-0128 Tres Acct: 75-0128 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 348 41 249 10,917 62,225 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 18 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 696 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 327 481 481 11. Total Status Of Budgetary Resources.......... 674 41 249 11,396 63,418 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -1,191 435 914 -2,580 -2,592 13. Obligated balance transferred, net........... -1,353 -1,353 -1,353 14. Obligated balance, net, end of period A. Accounts receivable....................... -556 -249 -11,319 -20,710 B. Unfilled customer orders 1. Federal sources without advance........ -150 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 562 296 976 10,951 D. Accounts payable.......................... 124 1,027 1,392 4,656 15. Outlays: A. Disbursements (+)......................... -176 -291 1,163 10,746 48,815 B. Collections (-)........................... -2,515 -12,930 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,118 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Office of the Inspector General Acct: BUREAU TOTAL OMB Acct: 009-92- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 31,500 31,500 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -13 -13 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 696 696 144 128 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 10,415 10,415 2,403 112 2. Receivables from Federal sources....... 9,379 9,379 1,777 5,869 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 150 150 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -106 -106 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 696 51,326 52,022 4,323 6,109 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,119 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Office of the Inspector General Acct: BUREAU TOTAL OMB Acct: 009-92- Tres Acct: / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 51,308 51,308 4,298 5,981 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 18 18 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 696 696 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 26 128 11. Total Status Of Budgetary Resources.......... 696 51,326 52,022 4,323 6,109 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -12 -12 2,824 -5,562 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -12 -9,379 -9,391 -4,363 -6,151 B. Unfilled customer orders 1. Federal sources without advance........ -150 -150 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 9,975 9,975 118 D. Accounts payable.......................... 3,264 3,264 241 15. Outlays: A. Disbursements (+)......................... 38,069 38,069 9,349 701 B. Collections (-)........................... -10,415 -10,415 -2,403 -112 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,120 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Office of the Inspector General Acct: BUREAU TOTAL OMB Acct: 009-92- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 31,500 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -13 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 674 41 987 1,683 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2,515 12,930 2. Receivables from Federal sources....... 249 7,895 17,274 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... 150 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -106 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 674 41 249 11,396 63,418 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,121 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: Office of the Inspector General Acct: BUREAU TOTAL OMB Acct: 009-92- Tres Acct: / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 348 41 249 10,917 62,225 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 18 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 696 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 327 481 481 11. Total Status Of Budgetary Resources.......... 674 41 249 11,396 63,418 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -1,191 435 914 -2,580 -2,592 13. Obligated balance transferred, net........... -1,353 -1,353 -1,353 14. Obligated balance, net, end of period A. Accounts receivable....................... -556 -249 -11,319 -20,710 B. Unfilled customer orders 1. Federal sources without advance........ -150 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 562 296 976 10,951 D. Accounts payable.......................... 124 1,027 1,392 4,656 15. Outlays: A. Disbursements (+)......................... -176 -291 1,163 10,746 48,815 B. Collections (-)........................... -2,515 -12,930 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,122 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: / X 99 / 03 00 / 02 00 / 01 99 / 01 CURRENT CURRENT CURRENT CURRENT CURRENT BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 379,035,549 429,005 453,290 17,148 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -1,200,048 -72 14,894 E. Other..................................... 293,084 2. Unobligated balance: A. Brought forward, October 1................ 5,601,203 1,000,000 54,145 B. Net transfers, PY balance, actual......... 35 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,731,192 53,695 888 2. Receivables from Federal sources....... 40,407 B. Change in unfilled customer orders: 1. Advance received....................... 18,008 2. Without advance from Federal sources... 59,752 -44 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ -88,021 D. Transfers from trust funds: 1. Collected.............................. 60,584 2. Anticipated............................ -10,584 4. Recoveries of prior year obligations: A. Actual.................................... 3,061,793 B. Anticipated............................... 5. Temp not available pursuant to PL............ -29,495,994 -800,000 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,271,229 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -12,869 -47 -1,925 -332 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 357,822,867 200,000 428,886 519,954 71,806 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,123 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: / X 99 / 03 00 / 02 00 / 01 99 / 01 CURRENT CURRENT CURRENT CURRENT CURRENT STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 10,641,393 406,907 452,892 9,447 B. Total, Category B, direct obligations..... 340,644,146 200,000 41,784 15,455 C. Not subject to apportionment.............. 3,093,122 D. Reimbursable obligations.................. 521,842 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 979,624 21,979 14,385 46,903 2. Anticipated............................ B. Exemption from apportionment.............. 1,636,898 10,893 C. Other available........................... 25,683 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. 5,095 C. Withheld pending rescission............... D. Other..................................... 275,055 11. Total Status Of Budgetary Resources.......... 357,822,867 200,000 428,886 519,954 71,806 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 8,121,540 244,643 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -392,355 B. Unfilled customer orders 1. Federal sources without advance........ -54,591 -122 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 4,199,356 78,698 347,533 157,010 69,940 D. Accounts payable.......................... 5,898,996 187 5,792 48,715 15. Outlays: A. Disbursements (+)......................... 350,040,550 121,302 59,187 331,873 151,056 B. Collections (-)........................... -1,809,003 -53,695 -888 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,124 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: 98 / 01 97 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 55,152 141,145,857 521,136,001 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 993,393 1,343 -190,490 E. Other..................................... 293,084 2. Unobligated balance: A. Brought forward, October 1................ 560,833 20,548 7,236,729 B. Net transfers, PY balance, actual......... 35 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 894,863 8,858 2,689,496 2. Receivables from Federal sources....... 286,773 28,809 355,989 B. Change in unfilled customer orders: 1. Advance received....................... 97,756 115,764 2. Without advance from Federal sources... 266,200 325,908 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ -88,021 D. Transfers from trust funds: 1. Collected.............................. 1,502,639 1,563,223 2. Anticipated............................ 602,437 591,853 4. Recoveries of prior year obligations: A. Actual.................................... 3,061,793 B. Anticipated............................... 5. Temp not available pursuant to PL............ -322,234 -1,214 -30,619,442 6. Permanently not available: A. Cancellations of expired/no-year accts.... -1,271,229 B. Enacted rescissions of PY balances........ -46,177 -46,177 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -140,353 -155,526 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 293,751 145,602,174 59,557 504,998,995 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,125 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: 98 / 01 97 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 285,153 58,605,693 46,320 70,447,805 B. Total, Category B, direct obligations..... 82,249,735 9,365 423,160,485 C. Not subject to apportionment.............. 61,140 3,154,262 D. Reimbursable obligations.................. 1,304,475 1,826,317 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 8,598 3,381,129 957 4,453,575 2. Anticipated............................ B. Exemption from apportionment.............. 2,916 1,650,707 C. Other available........................... 25,683 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. 5,095 C. Withheld pending rescission............... D. Other..................................... 275,055 11. Total Status Of Budgetary Resources.......... 293,751 145,602,174 59,557 504,998,995 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 84,762 147 112,315 8,563,407 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -845,768 -28,809 -1,266,932 B. Unfilled customer orders 1. Federal sources without advance........ -312,159 -366,872 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 184,071 36,480,230 23,634 41,540,472 D. Accounts payable.......................... 630,783 3,317 6,587,790 15. Outlays: A. Disbursements (+)......................... 185,844 147 105,112,554 141,049 456,143,562 B. Collections (-)........................... -2,495,257 -8,858 -4,367,701 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,126 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: / 99 98 / 99 97 / 99 / 98 97 / 98 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 63,356 3,408 7 75,621 665 B. Net transfers, PY balance, actual......... -17,644 -55,152 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 382,713 3,578 166,365 262 2. Receivables from Federal sources....... -88,748 -24,612 B. Change in unfilled customer orders: 1. Advance received....................... 7,952 5,990 2. Without advance from Federal sources... -200,930 -130,711 619 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 336,941 69,717 2. Anticipated............................ -336,941 -69,717 4. Recoveries of prior year obligations: A. Actual.................................... 129,802 186 81,108 18,196 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -33,962 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 242,543 7,172 7 118,606 19,743 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,127 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: / 99 98 / 99 97 / 99 / 98 97 / 98 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 95,906 2,821 767 1,447 B. Total, Category B, direct obligations..... 5,278 222 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 26 -4,588 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 141,334 4,351 7 122,208 18,296 11. Total Status Of Budgetary Resources.......... 242,543 7,172 7 118,606 19,743 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 34,918,738 3,783,382 59,063 6,649,488 35,120 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -178,655 -155,130 -18 B. Unfilled customer orders 1. Federal sources without advance........ -84,480 -32,505 -619 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 12,782,582 2,947,483 29,624 2,206,528 13,222 D. Accounts payable.......................... 132,671 29,967 2 33,875 1,464 15. Outlays: A. Disbursements (+)......................... 22,864,641 808,568 29,437 4,737,052 3,702 B. Collections (-)........................... -727,605 -3,578 -242,072 -262 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,128 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: 96 / 98 / 97 96 / 97 95 / 97 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 394 4,280,250 5,181 570 787,727 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 34,643 14,663 2. Receivables from Federal sources....... -6,826 -2,320 B. Change in unfilled customer orders: 1. Advance received....................... 10,229 6,368 2. Without advance from Federal sources... -21,829 -11,482 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 8,617 -3,039 2. Anticipated............................ -8,617 3,039 4. Recoveries of prior year obligations: A. Actual.................................... 23,553 25,864 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 394 4,320,015 5,181 570 820,823 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,129 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: 96 / 98 / 97 96 / 97 95 / 97 / 96 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 13,667 1,615 3,016 B. Total, Category B, direct obligations..... 33 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,289 -1,859 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 394 4,305,031 3,566 570 819,667 11. Total Status Of Budgetary Resources.......... 394 4,320,015 5,181 570 820,823 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 16,752 1,371,347 21,796 4,685 445,337 13. Obligated balance transferred, net........... -1,990 14. Obligated balance, net, end of period A. Accounts receivable....................... -123,889 -99,327 B. Unfilled customer orders 1. Federal sources without advance........ -4,896 -1,908 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 15,714 836,552 20,954 2,377 350,233 D. Accounts payable.......................... 287 28,677 2,177 35,546 52,025 15. Outlays: A. Disbursements (+)......................... 751 665,662 280 -1,236 136,146 B. Collections (-)........................... -53,489 -17,993 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,130 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: 95 / 96 94 / 96 / 95 94 / 95 93 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5,162 108 594,173 13,157 1,139 B. Net transfers, PY balance, actual......... 668 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 8,141 22 2. Receivables from Federal sources....... -7,918 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... -8,691 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 7,315 2. Anticipated............................ -39,709 4. Recoveries of prior year obligations: A. Actual.................................... 131,297 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -725,480 -14,373 -1,139 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,162 108 -40,201 -1,194 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,131 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: 95 / 96 94 / 96 / 95 94 / 95 93 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 2,213 -37,118 -1,194 B. Total, Category B, direct obligations..... 5,390 C. Not subject to apportionment.............. D. Reimbursable obligations.................. -8,473 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 2,948 108 11. Total Status Of Budgetary Resources.......... 5,162 108 -40,201 -1,194 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,636 8,897 286,340 5,941 -16 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -2,285 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 624 2,216 D. Accounts payable.......................... 194 6,682 15. Outlays: A. Disbursements (+)......................... 3,030 173,444 4,747 -16 B. Collections (-)........................... -15,456 -22 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,132 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: 89 / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 521,136,001 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -190,490 E. Other..................................... 293,084 2. Unobligated balance: A. Brought forward, October 1................ 349 5,831,267 13,067,996 B. Net transfers, PY balance, actual......... -72,128 -72,093 C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 610,387 3,299,883 2. Receivables from Federal sources....... -130,424 225,565 B. Change in unfilled customer orders: 1. Advance received....................... 30,539 146,303 2. Without advance from Federal sources... -373,024 -47,116 C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ -88,021 D. Transfers from trust funds: 1. Collected.............................. 419,551 1,982,774 2. Anticipated............................ -451,945 139,908 4. Recoveries of prior year obligations: A. Actual.................................... 7,370 417,376 3,479,169 B. Anticipated............................... 5. Temp not available pursuant to PL............ -30,619,442 6. Permanently not available: A. Cancellations of expired/no-year accts.... -7,719 -782,673 -2,053,902 B. Enacted rescissions of PY balances........ -46,177 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -155,526 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 5,498,929 510,497,924 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 2,133 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Department of Health and Human Services Bureau: AGENCY TOTAL Acct: OMB Acct: 009- - Tres Acct: 89 / 95 EXPIRED GRAND EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 83,140 70,530,945 B. Total, Category B, direct obligations..... 10,923 423,171,408 C. Not subject to apportionment.............. 3,154,262 D. Reimbursable obligations.................. -13,605 1,812,712 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 4,453,575 2. Anticipated............................ B. Exemption from apportionment.............. 1,650,707 C. Other available........................... 25,683 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. 5,095 C. Withheld pending rescission............... D. Other..................................... 5,418,480 5,693,535 11. Total Status Of Budgetary Resources.......... 5,498,929 510,497,924 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 7,532 47,616,038 56,179,445 13. Obligated balance transferred, net........... -1,990 -1,990 14. Obligated balance, net, end of period A. Accounts receivable....................... -559,304 -1,826,236 B. Unfilled customer orders 1. Federal sources without advance........ -124,408 -491,280 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 19,208,109 60,748,581 D. Accounts payable.......................... 323,567 6,911,357 15. Outlays: A. Disbursements (+)......................... 162 29,426,370 485,569,932 B. Collections (-)........................... -1,060,477 -5,428,178