11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,563 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-0100 / X 00 / 01 99 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 84,500 238,300 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -744 -3,504 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5,036 1,301 480 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,442 276,044 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -699 -2,486 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 8,478 83,801 558 497,854 480 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,564 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-0100 / X 00 / 01 99 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 661 83,594 442 219,377 479 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 3,442 276,044 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 4,375 207 116 2,433 1 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 8,478 83,801 558 497,854 480 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 8,274 501 42,759 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 5,504 44,803 96 113,699 5,735 D. Accounts payable.......................... 15,178 15. Outlays: A. Disbursements (+)......................... 6,874 38,791 847 366,544 37,503 B. Collections (-)........................... -3,442 -276,044 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,565 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-0100 CURRENT / 99 98 / 99 / 98 97 / 98 TOTAL EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 322,800 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -4,248 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 6,817 337 8 -11,411 387 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 279,486 392 3 1,061 2. Receivables from Federal sources....... -125 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 23,714 152 20,116 1,676 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -3,185 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 591,171 24,318 163 9,765 2,063 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,566 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-0100 CURRENT / 99 98 / 99 / 98 97 / 98 TOTAL EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 304,553 22,965 7,943 493 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 279,486 392 3 1,061 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 7,132 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 961 160 762 1,570 11. Total Status Of Budgetary Resources.......... 591,171 24,318 163 9,765 2,063 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 51,534 99,984 2,636 44,165 2,407 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 169,837 36,272 123 18,021 606 D. Accounts payable.......................... 15,178 -47 -13 15. Outlays: A. Disbursements (+)......................... 450,559 63,526 2,364 15,045 618 B. Collections (-)........................... -279,486 -392 -3 -1,061 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,567 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-0100 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4,423 8,384 2,641 7,480 401 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2 1 1 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 1,744 6,597 1,224 6,440 500 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -12,777 -901 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6,169 14,982 3,865 1,144 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,568 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-0100 / 97 / 96 95 / 96 / 95 94 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 606 3,211 129 1,143 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2 1 1 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 5,561 11,770 3,736 11. Total Status Of Budgetary Resources.......... 6,169 14,982 3,865 1,144 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 12,787 5,567 1,156 5,454 500 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 7,929 1,716 D. Accounts payable.......................... 41 20 15. Outlays: A. Disbursements (+)......................... 3,683 445 61 159 B. Collections (-)........................... -2 -1 -1 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,569 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-0100 EXPIRED GRAND TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 322,800 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -4,248 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 12,650 19,467 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,460 280,946 2. Receivables from Federal sources....... -125 -125 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 62,163 62,163 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -13,678 -13,678 B. Enacted rescissions of PY balances........ -3,185 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 62,469 653,640 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,570 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-0100 EXPIRED GRAND TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 36,490 341,043 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,460 280,946 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 7,132 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 24,520 24,520 11. Total Status Of Budgetary Resources.......... 62,469 653,640 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 174,656 226,190 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 64,667 234,504 D. Accounts payable.......................... 1 15,179 15. Outlays: A. Disbursements (+)......................... 85,901 536,460 B. Collections (-)........................... -1,460 -280,946 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,571 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-8466 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 261 261 261 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 33 33 33 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 294 294 294 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,572 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Salaries and expenses OMB Acct: 028-00-0100 Tres Acct: 73-8466 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 64 64 64 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 33 33 33 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 197 197 197 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 294 294 294 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 25 25 25 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 37 37 37 D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 85 85 85 B. Collections (-)........................... -33 -33 -33 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,573 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Office of Inspector General OMB Acct: 028-00-0200 Tres Acct: 73-0200 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 11,000 11,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 482 482 67 -771 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 500 500 3 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 663 858 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -95 -95 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 482 11,405 11,887 733 87 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,574 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Office of Inspector General OMB Acct: 028-00-0200 Tres Acct: 73-0200 / X / 00 CURRENT / 99 / 98 CURRENT CURRENT TOTAL EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -33 10,775 10,742 693 33 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 500 500 3 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 515 130 645 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 37 54 11. Total Status Of Budgetary Resources.......... 482 11,405 11,887 733 87 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 97 97 1,643 479 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 11 1,156 1,167 62 22 D. Accounts payable.......................... 508 508 3 1 15. Outlays: A. Disbursements (+)......................... 53 9,610 9,663 1,611 -370 B. Collections (-)........................... -500 -500 -3 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,575 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Office of Inspector General OMB Acct: 028-00-0200 Tres Acct: 73-0200 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 11,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 37 353 -25 -339 143 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3 503 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 33 87 57 1,698 1,698 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -95 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 70 440 32 1,362 13,249 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,576 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Office of Inspector General OMB Acct: 028-00-0200 Tres Acct: 73-0200 / 97 / 96 / 95 EXPIRED GRAND EXPIRED EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 70 440 32 1,268 12,010 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 3 503 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 645 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 91 91 11. Total Status Of Budgetary Resources.......... 70 440 32 1,362 13,249 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -55 -319 41 1,789 1,886 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 84 1,251 D. Accounts payable.......................... 4 512 15. Outlays: A. Disbursements (+)......................... -18 34 16 1,273 10,936 B. Collections (-)........................... -3 -503 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,577 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster loans program account OMB Acct: 028-00-1152 Tres Acct: 73-1152 / X / 00 CURRENT 93 / 95 EXPIRED CURRENT CURRENT TOTAL EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 181,300 136,000 317,300 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 81,004 81,004 20,000 20,000 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 20,000 20,000 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 13,235 13,235 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 295,539 136,000 431,539 20,000 20,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,578 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster loans program account OMB Acct: 028-00-1152 Tres Acct: 73-1152 / X / 00 CURRENT 93 / 95 EXPIRED CURRENT CURRENT TOTAL EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 20,000 20,000 B. Total, Category B, direct obligations..... 173,908 136,000 309,908 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 115,631 115,631 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 6,000 6,000 11. Total Status Of Budgetary Resources.......... 295,539 136,000 431,539 20,000 20,000 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 40,920 40,920 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 31,759 31,759 15. Outlays: A. Disbursements (+)......................... 169,835 136,000 305,835 20,000 20,000 B. Collections (-)........................... -20,000 -20,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,579 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster loans program account OMB Acct: 028-00-1152 Tres Acct: 73-1152 / X / 00 CURRENT CURRENT Break Out of Category B Obligations Direct Loans 173,908 Administrative 136,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,580 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster loans program account OMB Acct: 028-00-1152 Tres Acct: 73-1152 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 317,300 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 101,004 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 20,000 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 13,235 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 451,539 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,581 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster loans program account OMB Acct: 028-00-1152 Tres Acct: 73-1152 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 20,000 B. Total, Category B, direct obligations..... 309,908 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 115,631 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 6,000 11. Total Status Of Budgetary Resources.......... 451,539 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 40,920 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 31,759 15. Outlays: A. Disbursements (+)......................... 325,835 B. Collections (-)........................... -20,000 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,582 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 45,000 226,521 271,521 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 4,274 3,500 7,774 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 76,405 76,405 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... 41,550 41,550 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -13,100 -13,100 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 67,580 45,000 271,571 384,151 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,583 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 / X 00 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 14,554 41,550 138,030 194,134 B. Total, Category B, direct obligations..... 121 133,721 133,842 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 23,056 3,450 -36,829 -10,323 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 29,849 36,650 66,499 11. Total Status Of Budgetary Resources.......... 67,580 45,000 271,571 384,151 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 5,208 45,000 50,208 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -41,550 -41,550 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 17,806 41,550 59,150 45,000 163,506 15. Outlays: A. Disbursements (+)......................... 2,076 212,600 214,676 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,584 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 / X / 00 CURRENT CURRENT Break Out of Category B Obligations Administrative / Admin Expense 121 129,000 Subsidy Reestimate 4,721 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,585 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2. Receivables from Federal sources....... -10,167 -1,832 -464 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 22,933 6,382 464 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 12,767 4,550 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,586 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 / 99 98 / 99 / 98 97 / 98 / 97 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 12,767 4,550 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 11. Total Status Of Budgetary Resources.......... 12,767 4,550 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,740 45,000 -35,889 40,510 -21,268 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -67,741 -54,967 -24,958 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 16,267 45,000 9,523 40,510 1,973 15. Outlays: A. Disbursements (+)......................... 53,214 9,555 1,717 B. Collections (-)........................... 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,587 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 15,088 6,330 1,271 22,689 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 41,953 41,953 2. Receivables from Federal sources....... -43,116 -55,579 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 212 3,911 33,902 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 15,088 6,541 1,271 2,748 42,965 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,588 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ -25,422 1,269 2,748 -4,088 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 40,510 6,541 2 47,053 11. Total Status Of Budgetary Resources.......... 15,088 6,541 1,271 2,748 42,965 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 25,422 1,660 40,683 -39,499 58,359 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -651 -148,317 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 1,070 114,343 15. Outlays: A. Disbursements (+)......................... 378 41,953 3,105 109,922 B. Collections (-)........................... -41,953 -41,953 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,589 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 GRAND TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 271,521 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... 7,774 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 99,094 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 41,953 2. Receivables from Federal sources....... -14,029 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 33,902 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -13,100 C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 427,116 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,590 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan program account OMB Acct: 028-00-1154 Tres Acct: 73-1154 GRAND TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 190,046 B. Total, Category B, direct obligations..... 133,842 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ -10,323 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 113,552 11. Total Status Of Budgetary Resources.......... 427,116 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 108,567 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -189,867 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 277,849 15. Outlays: A. Disbursements (+)......................... 324,598 B. Collections (-)........................... -41,953 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,591 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Pollution control equipment fund liquidating account OMB Acct: 028-00-4147 Tres Acct: 73-4147 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 3,000 3,000 3,000 B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,803 1,803 1,803 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 188 188 188 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. -1,803 -1,803 -1,803 D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 3,188 3,188 3,188 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,592 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Pollution control equipment fund liquidating account OMB Acct: 028-00-4147 Tres Acct: 73-4147 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 1,403 1,403 1,403 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 1,785 1,785 1,785 11. Total Status Of Budgetary Resources.......... 3,188 3,188 3,188 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 15. Outlays: A. Disbursements (+)......................... 1,403 1,403 1,403 B. Collections (-)........................... -188 -188 -188 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,593 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business direct loan financing account OMB Acct: 028-00-4148 Tres Acct: 73-4148 D F / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... 27,001 27,001 27,001 C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 311,811 311,811 311,811 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 102,141 102,141 102,141 2. Receivables from Federal sources....... -22,876 -22,876 -22,876 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 496 496 496 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. -17,878 -17,878 -17,878 D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 400,695 400,695 400,695 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,594 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business direct loan financing account OMB Acct: 028-00-4148 Tres Acct: 73-4148 D F / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 42,622 42,622 42,622 B. Total, Category B, direct obligations..... 27,643 27,643 27,643 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 438 438 438 9. Unobligated balance A. Apportioned: 1. Balance currently available............ -112,676 -112,676 -112,676 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 442,668 442,668 442,668 11. Total Status Of Budgetary Resources.......... 400,695 400,695 400,695 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 25,140 25,140 25,140 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -28,838 -28,838 -28,838 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 33,760 33,760 33,760 D. Accounts payable.......................... 127,891 127,891 127,891 15. Outlays: A. Disbursements (+)......................... -14,590 -14,590 -14,590 B. Collections (-)........................... -102,141 -102,141 -102,141 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,595 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business direct loan financing account OMB Acct: 028-00-4148 Tres Acct: 73-4148 D F / X CURRENT Break Out of Category B Obligations interest to treasury 27,643 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,596 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business guaranteed loan financing account OMB Acct: 028-00-4149 Tres Acct: 73-4149 G F / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 1,026,910 1,026,910 1,026,910 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,121,039 1,121,039 1,121,039 2. Receivables from Federal sources....... -2,542 -2,542 -2,542 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 2,145,407 2,145,407 2,145,407 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,597 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business guaranteed loan financing account OMB Acct: 028-00-4149 Tres Acct: 73-4149 G F / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,299,437 1,299,437 1,299,437 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 919,672 919,672 919,672 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... -73,703 -73,703 -73,703 11. Total Status Of Budgetary Resources.......... 2,145,407 2,145,407 2,145,407 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -204,906 -204,906 -204,906 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -115,742 -115,742 -115,742 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ D. Accounts payable.......................... 175,717 175,717 175,717 15. Outlays: A. Disbursements (+)......................... 1,037,099 1,037,099 1,037,099 B. Collections (-)........................... -1,121,039 -1,121,039 -1,121,039 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,598 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business guaranteed loan financing account OMB Acct: 028-00-4149 Tres Acct: 73-4149 G F / X CURRENT Break Out of Category B Obligations Default Claims 999,131 Pymts to receipts a/c 300,306 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,599 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster direct loan financing account OMB Acct: 028-00-4150 Tres Acct: 73-4150 D F / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... 879,294 879,294 879,294 C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 5,122,136 5,122,136 5,122,136 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 1,328,760 1,328,760 1,328,760 2. Receivables from Federal sources....... 21,752 21,752 21,752 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 59,757 59,757 59,757 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. -826,810 -826,810 -826,810 D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6,584,889 6,584,889 6,584,889 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,600 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster direct loan financing account OMB Acct: 028-00-4150 Tres Acct: 73-4150 D F / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 2,025,269 2,025,269 2,025,269 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 271,673 271,673 271,673 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,287,948 4,287,948 4,287,948 11. Total Status Of Budgetary Resources.......... 6,584,889 6,584,889 6,584,889 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 424,956 424,956 424,956 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -360,624 -360,624 -360,624 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 123,228 123,228 123,228 D. Accounts payable.......................... 750,227 750,227 750,227 15. Outlays: A. Disbursements (+)......................... 1,855,884 1,855,884 1,855,884 B. Collections (-)........................... -1,328,760 -1,328,760 -1,328,760 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,601 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster direct loan financing account OMB Acct: 028-00-4150 Tres Acct: 73-4150 D F / X CURRENT Break Out of Category B Obligations Direct Loans 896,125 INTEREST TO TREASURY 617,588 DOWNWARD REESTIMATE 511,556 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,602 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster loan fund liquidating account OMB Acct: 028-00-4153 Tres Acct: 73-4153 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 173,653 173,653 173,653 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 289,586 289,586 289,586 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... -6 -6 -6 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. -173,653 -173,653 -173,653 D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 289,580 289,580 289,580 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,603 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster loan fund liquidating account OMB Acct: 028-00-4153 Tres Acct: 73-4153 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 100,663 100,663 100,663 B. Total, Category B, direct obligations..... 43,617 43,617 43,617 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 107,690 107,690 107,690 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 37,610 37,610 37,610 11. Total Status Of Budgetary Resources.......... 289,580 289,580 289,580 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 52,104 52,104 52,104 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 143 143 143 D. Accounts payable.......................... 144,391 144,391 144,391 15. Outlays: A. Disbursements (+)......................... 51,856 51,856 51,856 B. Collections (-)........................... -289,586 -289,586 -289,586 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,604 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Disaster loan fund liquidating account OMB Acct: 028-00-4153 Tres Acct: 73-4153 / X CURRENT Break Out of Category B Obligations Interest To Treasury -51,462 Interest to Treasury 95,079 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,605 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan fund liquidating account OMB Acct: 028-00-4154 Tres Acct: 73-4154 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... -36,897 -36,897 -36,897 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 126,109 126,109 126,109 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 656,037 656,037 656,037 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 571,384 571,384 571,384 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. -126,109 -126,109 -126,109 D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 1,190,523 1,190,523 1,190,523 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,606 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan fund liquidating account OMB Acct: 028-00-4154 Tres Acct: 73-4154 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ B. Total, Category B, direct obligations..... 1,489,614 1,489,614 1,489,614 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... -299,090 -299,090 -299,090 11. Total Status Of Budgetary Resources.......... 1,190,523 1,190,523 1,190,523 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 653,368 653,368 653,368 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 542,129 542,129 542,129 D. Accounts payable.......................... 620,910 620,910 620,910 15. Outlays: A. Disbursements (+)......................... 408,559 408,559 408,559 B. Collections (-)........................... -656,037 -656,037 -656,037 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,607 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Business loan fund liquidating account OMB Acct: 028-00-4154 Tres Acct: 73-4154 / X CURRENT Break Out of Category B Obligations Interest to Treasury 30,661 Loans 1,030 Other 826,500 Default Claims 631,423 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,608 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Surety bond guarantees revolving fund OMB Acct: 028-00-4156 Tres Acct: 73-4156 / X CURRENT GRAND CURRENT TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 39,719 39,719 39,719 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 5,830 5,830 5,830 2. Receivables from Federal sources....... B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 45,548 45,548 45,548 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,609 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Contacts: Bureau: Small Business Administration Acct: Surety bond guarantees revolving fund OMB Acct: 028-00-4156 Tres Acct: 73-4156 / X CURRENT GRAND CURRENT TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 13,570 13,570 13,570 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 7,727 7,727 7,727 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 24,252 24,252 24,252 11. Total Status Of Budgetary Resources.......... 45,548 45,548 45,548 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 940 940 940 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 9 9 9 D. Accounts payable.......................... 1,351 1,351 1,351 15. Outlays: A. Disbursements (+)......................... 13,149 13,149 13,149 B. Collections (-)........................... -5,830 -5,830 -5,830 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,610 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: Small Business Administration Acct: BUREAU TOTAL OMB Acct: 028-00- Tres Acct: / X 00 / 01 99 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 184,300 129,500 611,821 B. Borrowing Authority....................... 906,295 C. Contract authority........................ D. Net transfers, CY authority realized...... -32,623 -744 -4 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 6,965,329 1,301 480 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,527,056 276,544 2. Receivables from Federal sources....... -3,666 41,550 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 644,866 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -13,100 -699 -2,581 C. Capital transfers and redemption of debt.. -1,146,253 D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11,032,203 128,801 558 916,830 480 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,611 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: Small Business Administration Acct: BUREAU TOTAL OMB Acct: 028-00- Tres Acct: / X 00 / 01 99 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 173,504 125,144 442 368,182 479 B. Total, Category B, direct obligations..... 5,059,609 269,721 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 3,913 276,544 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,337,860 3,657 116 -34,266 1 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,457,319 36,650 11. Total Status Of Budgetary Resources.......... 11,032,203 128,801 558 916,830 480 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,006,126 501 87,759 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -505,204 -41,550 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 704,821 44,803 96 114,855 5,735 D. Accounts payable.......................... 1,870,052 41,550 74,836 45,000 15. Outlays: A. Disbursements (+)......................... 3,532,283 38,791 847 724,754 37,503 B. Collections (-)........................... -3,527,056 -276,544 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,612 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: Small Business Administration Acct: BUREAU TOTAL OMB Acct: 028-00- Tres Acct: CURRENT / 99 98 / 99 / 98 97 / 98 TOTAL EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 925,621 B. Borrowing Authority....................... 906,295 C. Contract authority........................ D. Net transfers, CY authority realized...... -33,371 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 6,967,110 404 8 -12,182 387 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,803,600 395 3 1,061 2. Receivables from Federal sources....... 37,884 -10,292 -1,832 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 644,866 47,310 152 27,356 1,676 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -16,380 C. Capital transfers and redemption of debt.. -1,146,253 D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 12,078,872 37,818 163 14,402 2,063 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,613 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: Small Business Administration Acct: BUREAU TOTAL OMB Acct: 028-00- Tres Acct: CURRENT / 99 98 / 99 / 98 97 / 98 TOTAL EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 667,751 36,425 12,526 493 B. Total, Category B, direct obligations..... 5,329,330 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 280,457 395 3 1,061 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,307,368 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,493,969 998 160 816 1,570 11. Total Status Of Budgetary Resources.......... 12,078,872 37,818 163 14,402 2,063 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,094,386 103,367 47,636 8,755 42,917 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -546,754 -67,741 -54,967 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 870,310 36,334 123 18,043 606 D. Accounts payable.......................... 2,031,438 16,223 45,000 9,511 40,510 15. Outlays: A. Disbursements (+)......................... 4,334,178 118,351 2,364 24,230 618 B. Collections (-)........................... -3,803,600 -395 -3 -1,061 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,614 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: Small Business Administration Acct: BUREAU TOTAL OMB Acct: 028-00- Tres Acct: / 97 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4,460 15,088 15,067 3,912 7,455 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2 1 41,954 2. Receivables from Federal sources....... -464 -43,116 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 2,241 6,896 1,224 10,408 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -12,777 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6,239 15,088 21,963 5,136 3,924 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,615 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: Small Business Administration Acct: BUREAU TOTAL OMB Acct: 028-00- Tres Acct: / 97 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 676 -25,422 3,651 1,398 3,923 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2 1 1 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 5,561 40,510 18,311 3,738 11. Total Status Of Budgetary Resources.......... 6,239 15,088 21,963 5,136 3,924 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -8,536 25,422 6,908 41,839 -34,004 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -24,958 -651 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 7,929 1,716 D. Accounts payable.......................... 2,014 1,090 15. Outlays: A. Disbursements (+)......................... 5,382 857 42,014 3,280 B. Collections (-)........................... -2 -1 -41,954 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,616 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: Small Business Administration Acct: BUREAU TOTAL OMB Acct: 028-00- Tres Acct: 94 / 95 93 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 925,621 B. Borrowing Authority....................... 906,295 C. Contract authority........................ D. Net transfers, CY authority realized...... -33,371 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 401 20,000 55,000 7,022,110 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 43,416 3,847,016 2. Receivables from Federal sources....... -55,704 -17,820 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 500 97,763 742,629 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -901 -13,678 -13,678 B. Enacted rescissions of PY balances........ -16,380 C. Capital transfers and redemption of debt.. -1,146,253 D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 20,000 126,796 12,205,668 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,617 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: Small Business Administration Acct: BUREAU TOTAL OMB Acct: 028-00- Tres Acct: 94 / 95 93 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 20,000 53,670 721,421 B. Total, Category B, direct obligations..... 5,329,330 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,463 281,920 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,307,368 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 71,664 4,565,633 11. Total Status Of Budgetary Resources.......... 20,000 126,796 12,205,668 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 500 234,804 1,329,190 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -148,317 -695,071 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 64,751 935,061 D. Accounts payable.......................... 114,348 2,145,786 15. Outlays: A. Disbursements (+)......................... 20,000 217,096 4,551,274 B. Collections (-)........................... -43,416 -3,847,016 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,618 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: AGENCY TOTAL Acct: OMB Acct: 028- - Tres Acct: / X 00 / 01 99 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 184,300 129,500 611,821 B. Borrowing Authority....................... 906,295 C. Contract authority........................ D. Net transfers, CY authority realized...... -32,623 -744 -4 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 6,965,329 1,301 480 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,527,056 276,544 2. Receivables from Federal sources....... -3,666 41,550 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 644,866 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -13,100 -699 -2,581 C. Capital transfers and redemption of debt.. -1,146,253 D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 11,032,203 128,801 558 916,830 480 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,619 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: AGENCY TOTAL Acct: OMB Acct: 028- - Tres Acct: / X 00 / 01 99 / 01 / 00 99 / 00 CURRENT CURRENT CURRENT CURRENT CURRENT STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 173,504 125,144 442 368,182 479 B. Total, Category B, direct obligations..... 5,059,609 269,721 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 3,913 276,544 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,337,860 3,657 116 -34,266 1 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,457,319 36,650 11. Total Status Of Budgetary Resources.......... 11,032,203 128,801 558 916,830 480 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,006,126 501 87,759 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -505,204 -41,550 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 704,821 44,803 96 114,855 5,735 D. Accounts payable.......................... 1,870,052 41,550 74,836 45,000 15. Outlays: A. Disbursements (+)......................... 3,532,283 38,791 847 724,754 37,503 B. Collections (-)........................... -3,527,056 -276,544 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,620 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: AGENCY TOTAL Acct: OMB Acct: 028- - Tres Acct: CURRENT / 99 98 / 99 / 98 97 / 98 TOTAL EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 925,621 B. Borrowing Authority....................... 906,295 C. Contract authority........................ D. Net transfers, CY authority realized...... -33,371 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 6,967,110 404 8 -12,182 387 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 3,803,600 395 3 1,061 2. Receivables from Federal sources....... 37,884 -10,292 -1,832 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 644,866 47,310 152 27,356 1,676 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... B. Enacted rescissions of PY balances........ -16,380 C. Capital transfers and redemption of debt.. -1,146,253 D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 12,078,872 37,818 163 14,402 2,063 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,621 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: AGENCY TOTAL Acct: OMB Acct: 028- - Tres Acct: CURRENT / 99 98 / 99 / 98 97 / 98 TOTAL EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 667,751 36,425 12,526 493 B. Total, Category B, direct obligations..... 5,329,330 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 280,457 395 3 1,061 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,307,368 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 4,493,969 998 160 816 1,570 11. Total Status Of Budgetary Resources.......... 12,078,872 37,818 163 14,402 2,063 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 1,094,386 103,367 47,636 8,755 42,917 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -546,754 -67,741 -54,967 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 870,310 36,334 123 18,043 606 D. Accounts payable.......................... 2,031,438 16,223 45,000 9,511 40,510 15. Outlays: A. Disbursements (+)......................... 4,334,178 118,351 2,364 24,230 618 B. Collections (-)........................... -3,803,600 -395 -3 -1,061 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,622 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: AGENCY TOTAL Acct: OMB Acct: 028- - Tres Acct: / 97 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ B. Borrowing Authority....................... C. Contract authority........................ D. Net transfers, CY authority realized...... E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 4,460 15,088 15,067 3,912 7,455 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 2 1 41,954 2. Receivables from Federal sources....... -464 -43,116 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 2,241 6,896 1,224 10,408 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -12,777 B. Enacted rescissions of PY balances........ C. Capital transfers and redemption of debt.. D. Other authority withdrawn................. E. Pursuant to Public Law.................... F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 6,239 15,088 21,963 5,136 3,924 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,623 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: AGENCY TOTAL Acct: OMB Acct: 028- - Tres Acct: / 97 96 / 97 / 96 95 / 96 / 95 EXPIRED EXPIRED EXPIRED EXPIRED EXPIRED STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 676 -25,422 3,651 1,398 3,923 B. Total, Category B, direct obligations..... C. Not subject to apportionment.............. D. Reimbursable obligations.................. 2 1 1 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 5,561 40,510 18,311 3,738 11. Total Status Of Budgetary Resources.......... 6,239 15,088 21,963 5,136 3,924 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... -8,536 25,422 6,908 41,839 -34,004 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -24,958 -651 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 7,929 1,716 D. Accounts payable.......................... 2,014 1,090 15. Outlays: A. Disbursements (+)......................... 5,382 857 42,014 3,280 B. Collections (-)........................... -2 -1 -41,954 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,624 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: AGENCY TOTAL Acct: OMB Acct: 028- - Tres Acct: 94 / 95 93 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL BUDGETARY RESOURCES 1. Budget authority A. Appropriations............................ 925,621 B. Borrowing Authority....................... 906,295 C. Contract authority........................ D. Net transfers, CY authority realized...... -33,371 E. Other..................................... 2. Unobligated balance: A. Brought forward, October 1................ 401 20,000 55,000 7,022,110 B. Net transfers, PY balance, actual......... C. Anticipated transfers, PY balance......... 3. Spending authority from offsetting coll: A. Earned: 1. Collected.............................. 43,416 3,847,016 2. Receivables from Federal sources....... -55,704 -17,820 B. Change in unfilled customer orders: 1. Advance received....................... 2. Without advance from Federal sources... C. Anticipated for rest of year: 1. Advance for anticipated orders......... 2. Without advance........................ D. Transfers from trust funds: 1. Collected.............................. 2. Anticipated............................ 4. Recoveries of prior year obligations: A. Actual.................................... 500 97,763 742,629 B. Anticipated............................... 5. Temp not available pursuant to PL............ 6. Permanently not available: A. Cancellations of expired/no-year accts.... -901 -13,678 -13,678 B. Enacted rescissions of PY balances........ -16,380 C. Capital transfers and redemption of debt.. -1,146,253 D. Other authority withdrawn................. E. Pursuant to Public Law.................... -10,500 F. Anticipated rest of year.................. 7. Total Budgetary Resources.................... 20,000 126,796 12,205,668 11/16/00 OFFICE OF MANAGEMENT AND BUDGET PAGE 5,625 10.03.35 SF 133 Report on Budget Execution (MAX-BE133D01) 4th Quarter Data, Fiscal Year 2000 (Dollars in Thousands) Agency: Small Business Administration Bureau: AGENCY TOTAL Acct: OMB Acct: 028- - Tres Acct: 94 / 95 93 / 95 EXPIRED GRAND EXPIRED EXPIRED TOTAL TOTAL STATUS OF BUDGETARY RESOURCES 8. Obligations incurred: A. Category A, direct obligations............ 20,000 53,670 721,421 B. Total, Category B, direct obligations..... 5,329,330 C. Not subject to apportionment.............. D. Reimbursable obligations.................. 1,463 281,920 9. Unobligated balance A. Apportioned: 1. Balance currently available............ 1,307,368 2. Anticipated............................ B. Exemption from apportionment.............. C. Other available........................... 10. Unobligated balance not available: A. Apportioned for subsequent periods........ B. Deferred.................................. C. Withheld pending rescission............... D. Other..................................... 71,664 4,565,633 11. Total Status Of Budgetary Resources.......... 20,000 126,796 12,205,668 RELATION OF OBLIGATIONS TO OUTLAYS 12. Obligated balance, net as of October 1....... 500 234,804 1,329,190 13. Obligated balance transferred, net........... 14. Obligated balance, net, end of period A. Accounts receivable....................... -148,317 -695,071 B. Unfilled customer orders 1. Federal sources without advance........ 2. Federal sources with advance........... 3. Non-Federal sources with advance....... C. Undelivered orders........................ 64,751 935,061 D. Accounts payable.......................... 114,348 2,145,786 15. Outlays: A. Disbursements (+)......................... 20,000 217,096 4,551,274 B. Collections (-)........................... -43,416 -3,847,016