Freedom of Information Act

Mission of the Office of Science and Technology Policy

The Act authorizes OSTP to:
 

OSTP’s Senate-confirmed Director also serves as Assistant to the President for Science and Technology.  In this role, he co-chairs the President’s Committee of Advisors on Science and Technology (PCAST) and supports the President’s National Science and Technology Council (NSTC).

A Senate-confirmed Associate Director leads each of OSTP’s four divisions covering the areas of Environment, National Security and International Affairs, Science, and Technology.

The Executive Office of the President (EOP) entities subject to the FOIA are:

The EOP entities exempt from the provisions of the FOIA are:

Freedom of Information Act (FOIA) Requests:

Definitions of FOIA/PA Request: Freedom of Information Act/Privacy Act request. A FOIA request is generally a request for access to records concerning a third party, an organization, or a particular topic of interest.  A Privacy Act request is a request for records concerning oneself; such requests are also treated as FOIA requests.  (All requests for access to records, regardless of which law is cited by the requester, are included in this report.)

Exemption 3 Statutes

Commonly Requested FOIA records such as:

The IMPAC Credit Card Holders Listing:



OFFICE OF SCIENCE AND TECHNOLOGY POLICY
FISCAL YEAR 1999
ANNUAL FOIA REPORT




FOIA OFFICER:

The FOIA Officer for the Office of Science and Technology Policy is Ms. Barbara Ann Ferguson.  To obtain a copy of the report in paper form please send your request in writing or by telephone using the information below:

 Barbara Ann Ferguson
  Assistant Director for Budget and Administration
  Office of Science and Technology Policy
  Dwight D. Eisenhower Executive Office Building, Room 431
  Washington, DC  20502
  (202) 395-7347
  (202) 456-6022 (Fax)

The FY1999 OSTP Annual FOIA report can be electronically viewed on our website www.whitehouse.gov/OSTP
 

MAKING A FOIA REQUEST:

To make a FOIA Request, please send your request to Ms. Ferguson using the address above.  Upon receipt of initial FOIA request, OSTP has 20 working days to respond.  If the request requires an extension, OSTP will provide written notice explaining the reason for the delay and when a determination will be made.  All proper FOIA requests will be responded to.

DEFINITIONS:  Definitions of Terms and Acronyms Used in the Report

FOIA/PA Request.  Freedom of Information Act/Privacy Act request. A FOIA request is generally a request for access to records concerning a third party, an organization, or a particular topic of interest.  A Privacy Act request is a request for records concerning oneself; such requests are also treated as FOIA requests.  (All requests for access to records, regardless of which law is cited by the requester, are included in this report.)

1. Initial Request.  A request to a Federal agency for access to records under the Freedom of Information Act.

2. Appeal.  A request to a Federal agency asking that it review at a higher administrative level a full denial or partial denial of access to records under the Freedom of Information Act, or any other FOIA determination such as a matter pertaining to fees.

3. Processed Request or Appeal.  Request or appeal for which an agency has taken a final action on the request or the appeal in all respects.

4. Expedited Processing.  An agency will process a FOIA request on an expedited basis when a request has shown an exceptional need or urgency for the records which warrants prioritization of his or her request over other requests that were made earlier.

5. Simple Request.  A FOIA request that an agency, using multi-track processing, places in its fastest (non-expedited) track based on the volume and/or simplicity of records requested.

6. Complex Request.  A FOIA request that an agency, using multi-track processing, places in a slower track based on the volume and/or complexity of records requested.

7. Grant.  An agency decision to disclose all records in full in response to a FOIA request.

8. Partial Grant.  An agency decision to disclose a record in part in response to a FOIA request, deleting information determined to be exempt under one or more of the FOIA's exemptions; or a decision to disclose some records in their entireties, but to withhold others in whole or in part.

9. Denial.  An agency decision not to release any part of a record or records in response to a FOIA request because all the information in the requested records is determined by the agency to be exempt under one or more of the FOIA's exemptions, or for some procedural reason (such as because no record is located in response to a FOIA request).

10. Time Limits.  The time period in the Freedom of Information Act for an agency to respond to a FOIA request (ordinarily 20 working days from proper receipt of a "perfected" FOIA request).

11. "Perfected" Request.  A FOIA request for records which adequately describes the records sought, which has been received the FOIA office of the agency or agency component in possession of the records, and for which there is no remaining question about the payment of applicable fees.

12. Exemption 3 Statute.  A separate Federal statute prohibiting the disclosure of a certain type of information and authorizing its withholding under FOIA subsection (b)(3).

13. Median Number.   The middle, not average, number.  For example, of 3, 7, and 14, the median number is 7.

14. Average number.  The number obtained by dividing the sum of a group of numbers by the quantity of numbers in the group.  For example, of 3, 7 and 14, the average number is 8.
 

EXEMPTION 3 STATUTES

The Office of Science and Technology Policy did not rely on Exemption 3 statutes during fiscal year 1999.

INITIAL FOIA/PA ACCESS REQUESTS

Number of initial requests

1.  Number of requests pending as of end of preceding fiscal year:  0
2.  Number of requests received during current fiscal year:  37
3.  Number of requests processed during current fiscal year:  37
4.  Number of requests pending as of end of current fiscal year:  0

Disposition of initial requests

1.  Number of total grants: 17
2.  Number of partial grants:  2
3.  Number of denials:  18

Number of times each FOIA exemption was used (counting each exemption once per request)
 

(1) Exemption 1:  0
(2) Exemption 2:  0
(3) Exemption 3:  0
(4) Exemption 4:  0
(5) Exemption 5:  0
(6) Exemption 6:  0
(7) Exemption 7(A):  0
(8) Exemption 7(B):  0
(9) Exemption 7(C):  0
(10) Exemption 7(D):  0
(11) Exemption 7(E):  0
(12) Exemption 7(F):  0
(13) Exemption 8:  0
(14) Exemption 9:  0
 

Other reasons for nondisclosure (total)

a. no records:  17
b. referrals:  1
c. request withdrawn:  0
d. fee-related reason:  0
e. records not reasonably described:  0
f. not a proper FOIA request for some other reason:  0
g. not an agency record:  0
h. duplicate request:  0
i. other (specify):  0
 

APPEALS OF INITIAL DENIALS OF FOIA/PA REQUESTS

Number of Appeals

1.  Number of appeals received during fiscal year:  1
2.  Number of appeals processed during fiscal year:  1

Disposition of Appeals

1. Number completely upheld:  1
2. Number partially reversed:  0
3.  Number completely reversed:  0

Number of times each FOIA exemption used (counting each exemption once per appeal)
 

(1) Exemption 1:  0
(2) Exemption 2:  0
(3) Exemption 3:  0
(4) Exemption 4:  0
(5) Exemption 5:  0
(6) Exemption 6:  0
(7) Exemption 7(A):  0
(8) Exemption 7(B):  0
(9) Exemption 7(C):  0
(10) Exemption 7(D):  0
(11) Exemption 7(E):  0
(12) Exemption 7(F):  0
(13) Exemption 8:  0
(14) Exemption 9:  0
 

Other reasons for nondisclosure (total):  1

a. no records:  1
b. referrals:  0
c. request withdrawn:  0
d. fee-related reason:  0
e. records not reasonably described:  0
f. not a proper FOIA request for some other reason:  0
g. not an agency record:  0
h. duplicate request: 0
i. other (specify):  None.

COMPLIANCE WITH TIME LIMITS/STATUS OF PENDING REQUESTS

Median processing time for requests processed during the year

1. Simple requests

  a.  Number of requests processed:  12
  b.  Median number of days to process:  2
 

2. Complex requests

a.  Number of requests processed:  27
b.  Median number of days to process:  14

3. Requests accorded expedited processing

  a.  Number of requests processed:  0
  b.  Median number of days to process:  NA

 Status of Pending Requests

1. Number of requests pending as of end of current fiscal year:  0
2. Median number of days that such requests were pending as of that date:  NA

COMPARISONS WITH PREVIOUS YEAR

 Average requests received for fiscal year 1998 and 1999:  31
There were no requests pending as of FY98.

COSTS/FOIA STAFFING

 Staffing Levels

1. Number of full-time FOIA personnel:  0
2. Number of personnel with part-time or occasional FOIA duties (in total work-years):  <1
3. Total number of personnel (in work-years):  <1

Total costs (including staff and all resources)

1. FOIA processing (including appeals):  $17,240
2. Litigation-related activities estimated:  0
3. Total costs:  $17,240

FEES

 No fees were collected by agency for processing requests.


Office of Science and Technology Policy
1600 Pennsylvania Ave, N.W.
Washington, DC 20502
202.395.7347
mailto:ostpinfo@ostp.eop.gov




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